LETTER XV.


I approach continually nearer to the end to which I lead you, by a path
offering few attractions. Be pleased to follow me a few steps further,
and a large horizon will open up to you, and a delightful prospect will
reward you for the labor of the way.

The object of the sensuous instinct, expressed in a universal conception,
is named Life in the widest acceptation; a conception that expresses all
material existence and all that is immediately present in the senses.
The object of the formal instinct, expressed in a universal conception,
is called shape or form, as well in an exact as in an inexact
acceptation; a conception that embraces all formal qualities of things
and all relations of the same to the thinking powers. The object of the
play instinct, represented in a general statement, may therefore bear the
name of living form; a term that serves to describe all aesthetic
qualities of phenomena, and what people style, in the widest sense,
beauty.

Beauty is neither extended to the whole field of all living things nor
merely enclosed in this field. A marble block, though it is and remains
lifeless, can nevertheless become a living form by the architect and
sculptor; a man, though he lives and has a form, is far from being a
living form on that account. For this to be the case, it is necessary
that his form should be life, and that his life should be a form. As
long as we only think of his form, it is lifeless, a mere abstraction; as
long as we only feel his life, it is without form, a mere impression. It
is only when his form lives in our feeling, and his life in our
understanding, he is the living form, and this will everywhere be the
case where we judge him to be beautiful.

But the genesis of beauty is by no means declared because we know how to
point out the component parts, which in their combination produce beauty.
For to this end it would be necessary to comprehend that combination
itself, which continues to defy our exploration, as well as all mutual
operation between the finite and the infinite. The reason, on
transcendental grounds, makes the following demand: There shall be a
communion between the formal impulse and the material impulse--that is,
there shall be a play instinct--because it is only the unity of reality
with the form, of the accidental with the necessary, of the passive state
with freedom, that the conception of humanity is completed. Reason is
obliged to make this demand, because her nature impels her to
completeness and to the removal of all bounds; while every exclusive
activity of one or the other impulse leaves human nature incomplete and
places a limit in it. Accordingly, as soon as reason issues the mandate,
"a humanity shall exist," it proclaims at the same time the law, "there
shall be a beauty." Experience can answer us if there is a beauty, and
we shall know it as soon as she has taught us if a humanity can exist.
But neither reason nor experience can tell us how beauty can be and how a
humanity is possible.

We know that man is neither exclusively matter nor exclusively spirit.
Accordingly, beauty as the consummation of humanity, can neither be
exclusively mere life, as has been asserted by sharp-sighted observers,
who kept too close to the testimony of experience, and to which the taste
of the time would gladly degrade it; Nor can beauty be merely form, as
has been judged by speculative sophists, who departed too far from
experience, and by philosophic artists, who were led too much by the
necessity of art in explaining beauty; it is rather the common object of
both impulses, that is of the play instinct. The use of language
completely justifies this name, as it is wont to qualify with the word
play what is neither subjectively nor objectively accidental, and yet
does not impose necessity either externally or internally. As the mind
in the intuition of the beautiful finds itself in a happy medium between
law and necessity, it is, because it divides itself between both,
emancipated from the pressure of both. The formal impulse and the
material impulse are equally earnest in their demands, because one
relates in its cognition to things in their reality and the other to
their necessity; because in action the first is directed to the
preservation of life, the second to the preservation of dignity, and
therefore both to truth and perfection. But life becomes more
indifferent when dignity is mixed up with it, and duty no longer coerces
when inclination attracts. In like manner the mind takes in the reality
of things, material truth, more freely and tranquilly as soon as it
encounters formal truth, the law of necessity; nor does the mind find
itself strung by abstraction as soon as immediate intuition can accompany
it. In one word, when the mind comes into communion with ideas, all
reality loses its serious value because it becomes small; and as it comes
in contact with feeling, necessity parts also with its serious value
because it is easy.

But perhaps the objection has for some time occurred to you, Is not the
beautiful degraded by this, that it is made a mere play? and is it not
reduced to the level of frivolous objects which have for ages passed
under that name? Does it not contradict the conception of the reason and
the dignity of beauty, which is nevertheless regarded as an instrument of
culture, to confine it to the work of being a mere play? and does it not
contradict the empirical conception of play, which can coexist with the
exclusion of all taste, to confine it merely to beauty?

But what is meant by a mere play, when we know that in all conditions of
humanity that very thing is play, and only that is play which makes man
complete and develops simultaneously his twofold nature? What you style
limitation, according to your representation of the matter, according to
my views, which I have justified by proofs, I name enlargement.
Consequently I should have said exactly the reverse: man is serious only
with the agreeable, with the good, and with the perfect, but he plays
with beauty. In saying this we must not indeed think of the plays that
are in vogue in real life, and which commonly refer only to his material
state. But in real life we should also seek in vain for the beauty of
which we are here speaking. The actually present beauty is worthy of the
really, of the actually present play-impulse; but by the ideal of beauty,
which is set up by the reason, an ideal of the play-instinct is also
presented, which man ought to have before his eyes in all his plays.

Therefore, no error will ever be incurred if we seek the ideal of beauty
on the same road on which we satisfy our play-impulse. We can
immediately understand why the ideal form of a Venus, of a Juno, and of
an Apollo, is to be sought not at Rome, but in Greece, if we contrast the
Greek population, delighting in the bloodless athletic contests of
boxing, racing, and intellectual rivalry at Olympia, with the Roman
people gloating over the agony of a gladiator. Now the reason pronounces
that the beautiful must not only be life and form, but a living form,
that is, beauty, inasmuch as it dictates to man the twofold law of
absolute formality and absolute reality. Reason also utters the decision
that man shall only play with beauty, and he shall only play with beauty.

For, to speak out once for all, man only plays when in the full meaning
of the word he is a man, and he is only completely a man when he plays.
This proposition, which at this moment perhaps appears paradoxical, will
receive a great and deep meaning if we have advanced far enough to apply
it to the twofold seriousness of duty and of destiny. I promise you that
the whole edifice of aesthetic art and the still more difficult art of
life will be supported by this principle. But this proposition is only
unexpected in science; long ago it lived and worked in art and in the
feeling of the Greeks, her most accomplished masters; only they removed
to Olympus what ought to have been preserved on earth. Influenced by the
truth of this principle, they effaced from the brow of their gods the
earnestness and labor which furrow the cheeks of mortals, and also the
hollow lust that smoothes the empty face. They set free the ever serene
from the chains of every purpose, of every duty, of every care, and they
made indolence and indifference the envied condition of the godlike race;
merely human appellations for the freest and highest mind. As well the
material pressure of natural laws as the spiritual pressure of moral laws
lost itself in its higher idea of necessity, which embraced at the same
time both worlds, and out of the union of these two necessities issued
true freedom. Inspired by this spirit the Greeks also effaced from the
features of their ideal, together with desire or inclination, all traces
of volition, or, better still, they made both unrecognizable, because
they knew how to wed them both in the closest alliance. It is neither
charm, nor is it dignity, which speaks from the glorious face of Juno
Ludovici; it is neither of these, for it is both at once. While the
female god challenges our veneration, the godlike woman at the same time
kindles our love. But while in ecstacy we give ourselves up to the
heavenly beauty, the heavenly self-repose awes us back. The whole form
rests and dwells in itself--a fully complete creation in itself--and as
if she were out of space, without advance or resistance; it shows no
force contending with force, no opening through which time could break
in. Irresistibly carried away and attracted by her womanly charm, kept
off at a distance by her godly dignity, we also find ourselves at length
in the state of the greatest repose, and the result is a wonderful
impression for which the understanding has no idea and language no name.




LETTER XVI.


From the antagonism of the two impulsions, and from the association of
two opposite principles, we have seen beauty to result, of which the
highest ideal must therefore be sought in the most perfect union and
equilibrium possible of the reality and of the form. But this
equilibrium remains always an idea that reality can never completely
reach. In reality, there will always remain a preponderance of one of
these elements over the other, and the highest point to which experience
can reach will consist in an oscillation between two principles, when
sometimes reality and at others form will have the advantage. Ideal
beauty is therefore eternally one and indivisible, because there can only
be one single equilibrium; on the contrary, experimental beauty will be
eternally double, because in the oscillation the equilibrium may be
destroyed in two ways--this side and that.

I have called attention in the foregoing letters to a fact that can also
be rigorously deduced from the considerations that have engaged our
attention to the present point; this fact is that an exciting and also a
moderating action may be expected from the beautiful. The tempering
action is directed to keep within proper limits the sensuous and the
formal impulsions; the exciting, to maintain both of them in their full
force. But these two modes of action of beauty ought to be completely
identified in the idea. The beautiful ought to temper while uniformly
exciting the two natures, and it ought also to excite while uniformly
moderating them. This result flows at once from the idea of a
correlation, in virtue of which the two terms mutually imply each other,
and are the reciprocal condition one of the other, a correlation of which
the purest product is beauty. But experience does not offer an example
of so perfect a correlation. In the field of experience it will always
happen more or less that excess on the one side will give rise to
deficiency on the other, and deficiency will give birth to excess. It
results from this that what in the beau-ideal is only distinct in the
idea is different in reality in empirical beauty. The beau-ideal, though
simple and indivisible, discloses, when viewed in two different aspects,
on the one hand, a property of gentleness and grace, and on the other, an
energetic property; in experience there is a gentle and graceful beauty
and there is an energetic beauty. It is so, and it will be always so, so
long as the absolute is enclosed in the limits of time, and the ideas of
reason have to be realized in humanity. For example, the intellectual
man has the ideal of virtue, of truth, and of happiness; but the active
man will only practise virtues, will only grasp truths, and enjoy happy
days. The business of physical and moral education is to bring back this
multiplicity to unity, to put morality in the place of manners, science
in the place of knowledge; the business of aesthetic education is to make
out of beauties the beautiful.

Energetic beauty can no more preserve a man from a certain residue of
savage violence and harshness than graceful beauty can secure him against
a certain degree of effeminacy and weakness. As it is the effect of the
energetic beauty to elevate the mind in a physical and moral point of
view and to augment its momentum, it only too often happens that the
resistance of the temperament and of the character diminishes the
aptitude to receive impressions, that the delicate part of humanity
suffers an oppression which ought only to affect its grosser part, and
that this coarse nature participates in an increase of force that ought
only to turn to the account of free personality. It is for this reason
that, at the periods when we find much strength and abundant sap in
humanity, true greatness of thought is seen associated with what is
gigantic and extravagant, and the sublimest feeling is found coupled with
the most horrible excess of passion. It is also the reason why, in the
periods distinguished for regularity and form, nature is as often
oppressed as it is governed, as often outraged as it is surpassed. And
as the action of gentle and graceful beauty is to relax the mind in the
moral sphere as well as the physical, it happens quite as easily that the
energy of feelings is extinguished with the violence of desires, and that
character shares in the loss of strength which ought only to affect the
passions. This is the reason why, in ages assumed to be refined, it is
not a rare thing to see gentleness degenerate into effeminacy, politeness
into platitude, correctness into empty sterility, liberal ways into
arbitrary caprice, ease into frivolity, calm into apathy, and, lastly, a
most miserable caricature treads on the heels of the noblest, the most
beautiful type of humanity. Gentle and graceful beauty is therefore a
want to the man who suffers the constraint of manner and of forms, for he
is moved by grandeur and strength long before he becomes sensible to
harmony and grace. Energetic beauty is a necessity to the man who is
under the indulgent sway of taste, for in his state of refinement he is
only too much disposed to make light of the strength that he retained in
his state of rude savagism.

I think I have now answered and also cleared up the contradiction
commonly met in the judgments of men respecting the influence of the
beautiful, and the appreciation of aesthetic culture. This contradiction
is explained directly we remember that there are two sorts of
experimental beauty, and that on both hands an affirmation is extended to
the entire race, when it can only be proved of one of the species. This
contradiction disappears the moment we distinguish a twofold want in
humanity to which two kinds of beauty correspond. It is therefore
probable that both sides would make good their claims if they come to an
understanding respecting the kind of beauty and the form of humanity that
they have in view.

Consequently in the sequel of my researches I shall adopt the course that
nature herself follows with man considered from the point of view of
aesthetics, and setting out from the two kinds of beauty, I shall rise to
the idea of the genus. I shall examine the effects produced on man by
the gentle and graceful beauty when its springs of action are in full
play, and also those produced by energetic beauty when they are relaxed.
I shall do this to confound these two sorts of beauty in the unity of the
beau-ideal, in the same way that the two opposite forms and modes of
being of humanity are absorbed in the unity of the ideal man.




LETTER XVII.


While we were only engaged in deducing the universal idea of beauty from
the conception of human nature in general, we had only to consider in the
latter the limits established essentially in itself, and inseparable from
the notion of the finite. Without attending to the contingent
restrictions that human nature may undergo in the real world of
phenomena, we have drawn the conception of this nature directly from
reason, as a source of every necessity, and the ideal of beauty has been
given us at the same time with the ideal of humanity.

But now we are coming down from the region of ideas to the scene of
reality, to find man in a determinate state, and consequently in limits
which are not derived from the pure conception of humanity, but from
external circumstances and from an accidental use of his freedom. But,
although the limitation of the idea of humanity may be very manifold in
the individual, the contents of this idea suffice to teach us that we can
only depart from it by two opposite roads. For if the perfection of man
consist in the harmonious energy of his sensuous and spiritual forces, he
can only lack this perfection through the want of harmony and the want of
energy. Thus, then, before having received on this point the testimony
of experience, reason suffices to assure us that we shall find the real
and consequently limited man in a state of tension or relaxation,
according as the exclusive activity of isolated forces troubles the
harmony of his being, or as the unity of his nature is based on the
uniform relaxation of his physical and spiritual forces. These opposite
limits are, as we have now to prove, suppressed by the beautiful, which
re-establishes harmony in man when excited, and energy in man when
relaxed; and which, in this way, in conformity with the nature of the
beautiful, restores the state of limitation to an absolute state, and
makes of man a whole, complete in himself.

Thus the beautiful by no means belies in reality the idea which we have
made of it in speculation; only its action is much less free in it than
in the field of theory, where we were able to apply it to the pure
conception of humanity. In man, as experience shows him to us, the
beautiful finds a matter, already damaged and resisting, which robs him
in ideal perfection of what it communicates to him of its individual mode
of being. Accordingly in reality the beautiful will always appear a
peculiar and limited species, and not as the pure genus; in excited minds
in a state of tension it will lose its freedom and variety; in relaxed
minds, it will lose its vivifying force; but we, who have become familiar
with the true character of this contradictory phenomenon, cannot be led
astray by it. We shall not follow the great crowd of critics, in
determining their conception by separate experiences, and to make them
answerable for the deficiencies which man shows under their influence.
We know rather that it is man who transfers the imperfections of his
individuality over to them, who stands perpetually in the way of their
perfection by his subjective limitation, and lowers their absolute ideal
to two limited forms of phenomena.

It was advanced that soft beauty is for an unstrung mind, and the
energetic beauty for the tightly strung mind. But I apply the term
unstrung to a man when he is rather under the pressure of feelings than
under the pressure of conceptions. Every exclusive sway of one of his
two fundamental impulses is for man a state of compulsion and violence,
and freedom only exists in the co-operation of his two natures.
Accordingly, the man governed preponderately by feelings, or sensuously
unstrung, is emancipated and set free by matter. The soft and graceful
beauty, to satisfy this twofold problem, must therefore show herself
under two aspects--in two distinct forms. First, as a form in repose,
she will tone down savage life, and pave the way from feeling to thought.
She will, secondly, as a living image, equip the abstract form with
sensuous power, and lead back the conception to intuition and law to
feeling. The former service she does to the man of nature, the second to
the man of art. But because she does not in both cases hold complete
sway over her matter, but depends on that which is furnished either by
formless nature or unnatural art, she will in both cases bear traces of
her origin, and lose herself in one place in material life and in another
in mere abstract form.

To be able to arrive at a conception how beauty can become a means to
remove this twofold relaxation, we must explore its source in the human
mind. Accordingly, make up your mind to dwell a little longer in the
region of speculation, in order then to leave it forever, and to advance
with securer footing on the ground of experience.




LETTER XVIII.


By beauty the sensuous man is led to form and to thought; by beauty the
spiritual man is brought back to matter and restored to the world of
sense.

From this statement it would appear to follow that between matter and
form, between passivity and activity, there must be a middle state, and
that beauty plants us in this state. It actually happens that the
greater part of mankind really form this conception of beauty as soon as
they begin to reflect on its operations, and all experience seems to
point to this conclusion. But, on the other hand, nothing is more
unwarrantable and contradictory than such a conception, because the
aversion of matter and form, the passive and the active, feeling and
thought, is eternal, and cannot be mediated in any way. How can we
remove this contradiction? Beauty weds the two opposed conditions of
feeling and thinking, and yet there is absolutely no medium between them.
The former is immediately certain through experience, the other through
the reason.

This is the point to which the whole question of beauty leads, and if we
succeed in settling this point in a satisfactory way, we have at length
found the clue that will conduct us through the whole labyrinth of
aesthetics.

But this requires two very different operations, which must necessarily
support each other in this inquiry. Beauty, it is said, weds two
conditions with one another which are opposite to each other, and can
never be one. We must start from this opposition; we must grasp and
recognize them in their entire purity and strictness, so that both
conditions are separated in the most definite manner; otherwise we mix,
but we do not unite them. Secondly, it is usual to say, beauty unites
those two opposed conditions, and therefore removes the opposition. But
because both conditions remain eternally opposed to one another, they
cannot be united in any other way than by being suppressed. Our second
business is therefore to make this connection perfect, to carry them out
with such purity and perfection that both conditions disappear entirely
in a third one, and no trace of separation remains in the whole;
otherwise we segregate, but do not unite. All the disputes that have
ever prevailed and still prevail in the philosophical world respecting
the conception of beauty have no other origin than their commencing
without a sufficiently strict distinction, or that it is not carried out
fully to a pure union. Those philosophers who blindly follow their
feeling in reflecting on this topic can obtain no other conception of
beauty, because they distinguish nothing separate in the totality of the
sensuous impression. Other philosophers, who take the understanding as
their exclusive guide, can never obtain a conception of beauty, because
they never see anything else in the whole than the parts; and spirit and
matter remain eternally separate, even in their most perfect unity. The
first fear to suppress beauty dynamically, that is, as a working power,
if they must separate what is united in the feeling. The others fear to
suppress beauty logically, that is, as a conception, when they have to
hold together what in the understanding is separate. The former wish to
think of beauty as it works; the latter wish it to work as it is thought.
Both therefore must miss the truth; the former, because they try to
follow infinite nature with their limited thinking power; the others,
because they wish to limit unlimited nature according to their laws of
thought. The first fear to rob beauty of its freedom by a too strict
dissection, the others fear to destroy the distinctness of the conception
by a too violent union. But the former do not reflect that the freedom
in which they very properly place the essence of beauty is not
lawlessness, but harmony of laws; not caprice, but the highest internal
necessity. The others do not remember that distinctness, which they with
equal right demand from beauty, does not consist in the exclusion of
certain realities, but the absolute including of all; that is not
therefore limitation but infinitude. We shall avoid the quicksands on
which both have made shipwreck if we begin from the two elements in which
beauty divides itself before the understanding, but then afterwards rise
to a pure aesthetic unity by which it works on feeling, and in which both
those conditions completely disappear.




LETTER XIX.


Two principal and different states of passive and active capacity of
being determined [Bestimmbarkeit] can be distinguished in man; in like
manner two states of passive and active determination [Bestimmung]. The
explanation of this proposition leads us most readily to our end.

The condition of the state of man before destination or direction is
given him by the impression of the senses is an unlimited capacity of
being determined. The infinite of time and space is given to his
imagination for its free use; and, because nothing is settled in this
kingdom of the possible, and therefore nothing is excluded from it, this
state of absence of determination can be named an empty infiniteness,
which must not by any means be confounded with an infinite void.

Now it is necessary that his sensuous nature should be modified, and that
in the indefinite series of possible determinations one alone should
become real. One perception must spring up in it. That which, in the
previous state of determinableness, was only an empty potency becomes now
an active force, and receives contents; but, at the same time, as an
active force it receives a limit, after having been, as a simple power,
unlimited. Reality exists now, but the infinite has disappeared. To
describe a figure in space, we are obliged to limit infinite space; to
represent to ourselves a change in time, we are obliged to divide the
totality of time. Thus we only arrive at reality by limitation, at the
positive, at a real position, by negation or exclusion; to determination,
by the suppression of our free determinableness.

But mere exclusion would never beget a reality, nor would a mere sensuous
impression ever give birth to a perception, if there were not something
from which it was excluded, if by an absolute act of the mind the
negation were not referred to something positive, and if opposition did
not issue out of non-position. This act of the mind is styled judging or
thinking, and the result is named thought.

Before we determine a place in space, there is no space for us; but
without absolute space we could never determine a place. The same is the
case with time. Before we have an instant, there is no time to us: but
without infinite time--eternity--we should never have a representation of
the instant. Thus, therefore, we can only arrive at the whole by the
part, to the unlimited through limitation; but reciprocally we only
arrive at the part through the whole, at limitation through the
unlimited.

It follows from this, that when it is affirmed of beauty that it mediates
for man, the transition from feeling to thought, this must not be
understood to mean that beauty can fill up the gap that separates feeling
from thought, the passive from the active. This gap is infinite; and,
without the interposition of a new and independent faculty, it is
impossible for the general to issue from the individual, the necessary
from the contingent. Thought is the immediate act of this absolute
power, which, I admit, can only be manifested in connection with sensuous
impressions, but which in this manifestation depends so little on the
sensuous that it reveals itself specially in an opposition to it. The
spontaneity or autonomy with which it acts excludes every foreign
influence; and it is not in as far as it helps thought--which comprehends
a manifest contradiction but only in as far as it procures for the
intellectual faculties the freedom to manifest themselves in conformity
with their proper laws. It does it only because the beautiful can become
a means of leading man from matter to form, from feeling to laws, from a
limited existence to an absolute existence.

But this assumes that the freedom of the intellectual faculties can be
balked, which appears contradictory to the conception of an autonomous
power. For a power which only receives the matter of its activity from
without can only be hindered in its action by the privation of this
matter, and consequently by way of negation; it is therefore a
misconception of the nature of the mind to attribute to the sensuous
passions the power of oppressing positively the freedom of the mind.
Experience does indeed present numerous examples where the rational
forces appear compressed in proportion to the violence of the sensuous
forces. But instead of deducing this spiritual weakness from the energy
of passion, this passionate energy must rather be explained by the
weakness of the human mind. For the sense can only have a sway such as
this over man when the mind has spontaneously neglected to assert its
power.

Yet in trying by these explanations to move one objection, I appear to
have exposed myself to another, and I have only saved the autonomy of the
mind at the cost of its unity. For how can the mind derive at the same
time from itself the principles of inactivity and of activity, if it is
not itself divided, and if it is not in opposition with itself?

Here we must remember that we have before us, not the infinite mind, but
the finite. The finite mind is that which only becomes active through
the passive, only arrives at the absolute through limitation, and only
acts and fashions in as far as it receives matter. Accordingly, a mind
of this nature must associate with the impulse towards form or the
absolute, an impulse towards matter or limitation, conditions without
which it could not have the former impulse nor satisfy it. How can two
such opposite tendencies exist together in the same being? This is a
problem that can no doubt embarrass the metaphysician, but not the
transcendental philosopher. The latter does not presume to explain the
possibility of things, but he is satisfied with giving a solid basis to
the knowledge that makes us understand the possibility of experience.
And as experience would be equally impossible without this autonomy in
the mind, and without the absolute unity of the mind, it lays down these
two conceptions as two conditions of experience equally necessary without
troubling itself any more to reconcile them. Moreover, this immanence of
two fundamental impulses does not in any degree contradict the absolute
unity of the mind, as soon as the mind itself, its selfhood, is
distinguished from those two motors. No doubt, these two impulses exist
and act in it, but itself is neither matter nor form, nor the sensuous
nor reason, and this is a point that does not seem always to have
occurred to those who only look upon the mind as itself acting when its
acts are in harmony with reason, and who declare it passive when its acts
contradict reason.

Arrived at its development, each of these two fundamental impulsions
tends of necessity and by its nature to satisfy itself; but precisely
because each of them has a necessary tendency, and both nevertheless have
an opposite tendency, this twofold constraint mutually destroys itself,
and the will preserves an entire freedom between them both. It is
therefore the will that conducts itself like a power--as the basis of
reality--with respect to both these impulses; but neither of them can by
itself act as a power with respect to the other. A violent man, by his
positive tendency to justice, which never fails in him, is turned away
from injustice; nor can a temptation of pleasure, however strong, make a
strong character violate its principles. There is in man no other power
than his will; and death alone, which destroys man, or some privation of
self-consciousness, is the only thing that can rob man of his internal
freedom.

An external necessity determines our condition, our existence in time, by
means of the sensuous. The latter is quite involuntary, and directly it
is produced in us we are necessarily passive. In the same manner an
internal necessity awakens our personality in connection with sensations,
and by its antagonism with them; for consciousness cannot depend on the
will, which presupposes it. This primitive manifestation of personality
is no more a merit to us than its privation is a defect in us. Reason
can only be required in a being who is self-conscious, for reason is an
absolute consecutiveness and universality of consciousness; before this
is the case he is not a man, nor can any act of humanity be expected from
him. The metaphysician can no more explain the limitation imposed by
sensation on a free and autonomous mind than the natural philosopher can
understand the infinite, which is revealed in consciousness in connection
with these limits. Neither abstraction nor experience can bring us back
to the source whence issue our ideas of necessity and of universality:
this source is concealed in its origin in time from the observer, and its
super-sensuous origin from the researches of the metaphysician. But, to
sum up in a few words, consciousness is there, and, together with its
immutable unity, the law of all that is for man is established, as well
as of all that is to be by man, for his understanding and his activity.
The ideas of truth and of right present themselves inevitable,
incorruptible, immeasurable, even in the age of sensuousness; and without
our being able to say why or how, we see eternity in time, the necessary
following the contingent. It is thus that, without any share on the part
of the subject, the sensation and self-consciousness arise, and the
origin of both is beyond our volition, as it is out of the sphere of our
knowledge.

But as soon as these two faculties have passed into action, and man has
verified by his experience, through the medium of sensation, a
determinate existence, and through the medium of consciousness its
absolute existence, the two fundamental impulses exert their influence
directly their object is given. The sensuous impulse is awakened with
the experience of life--with the beginning of the individual; the
rational impulsion with the experience of law--with the beginning of his
personality; and it is only when these two inclinations have come into
existence that the human type is realized. Up to that time, everything
takes place in man according to the law of necessity; but now the hand of
nature lets him go, and it is for him to keep upright humanity, which
nature places as a germ in his heart. And thus we see that directly the
two opposite and fundamental impulses exercise their influence in him,
both lose their constraint, and the autonomy of two necessities gives
birth to freedom.




LETTER XX.


That freedom is an active and not a passive principle results from its
very conception; but that liberty itself should be an effect of nature
(taking this word in its widest sense), and not the work of man, and
therefore that it can be favored or thwarted by natural means, is the
necessary consequence of that which precedes. It begins only when man is
complete, and when these two fundamental impulsions have been developed.
It will then be wanting whilst he is incomplete, and while one of these
impulsions is excluded, and it will be re-established by all that gives
back to man his integrity.

Thus it is possible, both with regard to the entire species as to the
individual, to remark the moment when man is yet incomplete, and when one
of the two exclusions acts solely in him. We know that man commences by
life simply, to end by form; that he is more of an individual than a
person, and that he starts from the limited or finite to approach the
infinite. The sensuous impulsion comes into play therefore before the
rational impulsion, because sensation precedes consciousness; and in this
priority of sensuous impulsion we find the key of the history of the
whole of human liberty.

There is a moment, in fact, when the instinct of life, not yet opposed to
the instinct of form, acts as nature and as necessity; when the sensuous
is a power because man has not begun; for even in man there can be no
other power than his will. But when man shall have attained to the power
of thought, reason, on the contrary, will be a power, and moral or
logical necessity will take the place of physical necessity. Sensuous
power must then be annihilated before the law which must govern it can be
established. It is not enough that something shall begin which as yet
was not; previously something must end which had begun. Man cannot pass
immediately from sensuousness to thought. He must step backwards, for it
is only when one determination is suppressed that the contrary
determination can take place. Consequently, in order to exchange passive
against active liberty, a passive determination against an active, he
must be momentarily free from all determination, and must traverse a
state of pure determinability. He has then to return in some degree to
that state of pure negative indetermination in which he was before his
senses were affected by anything. But this state was absolutely empty of
all contents, and now the question is to reconcile an equal determination
and a determinability equally without limit, with the greatest possible
fulness, because from this situation something positive must immediately
follow. The determination which man received by sensation must be
preserved, because he should not lose the reality; but at the same time,
in so far as finite, it should be suppressed, because a determinability
without limit would take place. The problem consists then in
annihilating the determination of the mode of existence, and yet at the
same time in preserving it, which is only possible in one way: in
opposing to it another. The two sides of a balance are in equilibrium
when empty; they are also in equilibrium when their contents are of equal
weight.

Thus, to pass from sensation to thought, the soul traverses a medium
position, in which sensibility and reason are at the same time active,
and thus they mutually destroy their determinant power, and by their
antagonism produce a negation. This medium situation in which the soul
is neither physically nor morally constrained, and yet is in both ways
active, merits essentially the name of a free situation; and if we call
the state of sensuous determination physical, and the state of rational
determination logical or moral, that state of real and active
determination should be called the aesthetic.





LETTER XXI.


I have remarked in the beginning of the foregoing letter that there is a
twofold condition of determinableness and a twofold condition of
determination. And now I can clear up this proposition.

The mind can be determined--is determinable--only in as far as it is not
determined; it is, however, determinable also, in as far as it is not
exclusively determined; that is, if it is not confined in its
determination. The former is only a want of determination--it is without
limits, because it is without reality; but the latter, the aesthetic
determinableness, has no limits, because it unites all reality.

The mind is determined, inasmuch as it is only limited; but it is also
determined because it limits itself of its own absolute capacity. It is
situated in the former position when it feels, in the second when it
thinks. Accordingly the aesthetic constitution is in relation to
determinableness what thought is in relation to determination. The
latter is a negative from internal and infinite completeness, the former
a limitation from internal infinite power. Feeling and thought come into
contact in one single point, the mind is determined in both conditions,
the man becomes something and exists--either as individual or person--by
exclusion; in other cases these two faculties stand infinitely apart.
Just in the same manner the aesthetic determinableness comes in contact
with the mere want of determination in a single point, by both excluding
every distinct determined existence, by thus being in all other points
nothing and all, and hence by being infinitely different. Therefore if
the latter, in the absence of determination from deficiency, is
represented as an empty infiniteness, the aesthetic freedom of
determination, which forms the proper counterpart to the former, can be
considered as a completed infiniteness; a representation which exactly
agrees with the teachings of the previous investigations.

Man is therefore nothing in the aesthetic state, if attention is given to
the single result, and not to the whole faculty, and if we regard only
the absence or want of every special determination. We must therefore do
justice to those who pronounce the beautiful, and the disposition in
which it places the mind, as entirely indifferent and unprofitable, in
relation to knowledge and feeling. They are perfectly right; for it is
certain that beauty gives no separate, single result, either for the
understanding or for the will; it does not carry out a single
intellectual or moral object; it discovers no truth, does not help us to
fulfil a single duty, and, in one word, is equally unfit to found the
character or to clear the head. Accordingly, the personal worth of a
man, or his dignity, as far as this can only depend on himself, remains
entirely undetermined by aesthetic culture, and nothing further is
attained than that, on the part of nature, it is made profitable for him
to make of himself what he will; that the freedom to be what he ought to
be is restored perfectly to him.

But by this something infinite is attained. But as soon as we remember
that freedom is taken from man by the one-sided compulsion of nature in
feeling, and by the exclusive legislation of the reason in thinking, we
must consider the capacity restored to him by the aesthetical
disposition, as the highest of all gifts, as the gift of humanity. I
admit that he possesses this capacity for humanity, before every definite
determination in which he may be placed. But, as a matter of fact, he
loses it with every determined condition into which he may come; and if
he is to pass over to an opposite condition, humanity must be in every
case restored to him by the aesthetic life.

It is therefore not only a poetical license, but also philosophically
correct, when beauty is named our second creator. Nor is this
inconsistent with the fact that she only makes it possible for us to
attain and realize humanity, leaving this to our free will. For in this
she acts in common with our original creator, nature, which has imparted
to us nothing further than this capacity for humanity, but leaves the use
of it to our own determination of will.




LETTER XXII.


Accordingly, if the aesthetic disposition of the mind must be looked upon
in one respect as nothing--that is, when we confine our view to separate
and determined operations--it must be looked upon in another respect as a
state of the highest reality, in as far as we attend to the absence of
all limits and the sum of powers which are commonly active in it.
Accordingly we cannot pronounce them, again, to be wrong who describe the
aesthetic state to be the most productive in relation to knowledge and
morality. They are perfectly right, for a state of mind which comprises
the whole of humanity in itself must of necessity include in itself also
--necessarily and potentially--every separate expression of it. Again, a
disposition of mind that removes all limitation from the totality of
human nature must also remove it from every special expression of the
same. Exactly because its "aesthetic disposition" does not exclusively
shelter any separate function of humanity, it is favorable to all without
distinction; nor does it favor any particular functions, precisely
because it is the foundation of the possibility of all. All other
exercises give to the mind some special aptitude, but for that very
reason give it some definite limits; only the aesthetical leads him to
the unlimited. Every other condition in which we can live refers us to a
previous condition, and requires for its solution a following condition;
only the aesthetic is a complete whole in itself, for it unites in itself
all conditions of its source and of its duration. Here alone we feel
ourselves swept out of time, and our humanity expresses itself with
purity and integrity as if it had not yet received any impression or
interruption from the operation of external powers.

That which flatters our senses in immediate sensation opens our weak and
volatile spirit to every impression, but makes us in the same degree less
apt for exertion. That which stretches our thinking power and invites to
abstract conceptions strengthens our mind for every kind of resistance,
but hardens it also in the same proportion, and deprives us of
susceptibility in the same ratio that it helps us to greater mental
activity. For this very reason, one as well as the other brings us at
length to exhaustion, because matter cannot long do without the shaping,
constructive force, and the force cannot do without the constructible
material. But on the other hand, if we have resigned ourselves to the
enjoyment of genuine beauty, we are at such a moment of our passive and
active powers in the same degree master, and we shall turn with ease from
grave to gay, from rest to movement, from submission to resistance, to
abstract thinking and intuition.

This high indifference and freedom of mind, united with power and
elasticity, is the disposition in which a true work of art ought to
dismiss us, and there is no better test of true aesthetic excellence. If
after an enjoyment of this kind we find ourselves specially impelled to a
particular mode of feeling or action, and unfit for other modes, this
serves as an infallible proof that we have not experienced any pure
aesthetic effect, whether this is owing to the object, to our own mode of
feeling--as generally happens--or to both together.

As in reality no purely aesthetical effect can be met with--for man can
never leave his dependence on material forces--the excellence of a work
of art can only consist in its greater approximation to its ideal of
aesthetic purity, and however high we may raise the freedom of this
effect, we shall always leave it with a particular disposition and a
particular bias. Any class of productions or separate work in the world
of art is noble and excellent in proportion to the universality of the
disposition and the unlimited character of the bias thereby presented to
our mind. This truth can be applied to works in various branches of art,
and also to different works in the same branch. We leave a grand musical
performance with our feelings excited, the reading of a noble poem with a
quickened imagination, a beautiful statue or building with an awakened
understanding; but a man would not choose an opportune moment who
attempted to invite us to abstract thinking after a high musical
enjoyment, or to attend to a prosaic affair of common life after a high
poetical enjoyment, or to kindle our imagination and astonish our
feelings directly after inspecting a fine statue or edifice. The reason
of this is, that music, by its matter, even when most spiritual, presents
a greater affinity with the senses than is permitted by aesthetic
liberty; it is because even the most happy poetry, having for its medium
the arbitrary and contingent play of the imagination, always shares in it
more than the intimate necessity of the really beautiful allows; it is
because the best sculpture touches on severe science by what is
determinate in its conception. However, these particular affinities are
lost in proportion as the works of these three kinds of art rise to a
greater elevation, and it is a natural and necessary consequence of their
perfection, that, without confounding their objective limits, the
different arts come to resemble each other more and more, in the action
which they exercise on the mind. At its highest degree of ennobling,
music ought to become a form, and act on us with the calm power of an
antique statue; in its most elevated perfection, the plastic art ought to
become music and move us by the immediate action exercised on the mind by
the senses; in its most complete development, poetry ought both to stir
us powerfully like music and like plastic art to surround us with a
peaceful light. In each art, the perfect style consists exactly in
knowing how to remove specific limits, while sacrificing at the same time
the particular advantages of the art, and to give it by a wise use of
what belongs to it specially a more general character.

Nor is it only the limits inherent in the specific character of each kind
of art that the artist ought to overstep in putting his hand to the work;
he must also triumph over those which are inherent in the particular
subject of which he treats. In a really beautiful work of art, the
substance ought to be inoperative, the form should do everything; for by
the form the whole man is acted on; the substance acts on nothing but
isolated forces. Thus, however vast and sublime it may be, the substance
always exercises a restrictive action on the mind, and true aesthetic
liberty can only be expected from the form. Consequently the true search
of the matter consists in destroying matter by the form; and the triumph
of art is great in proportion as it overcomes matter and maintains its
sway over those who enjoy its work. It is great particularly in
destroying matter when most imposing, ambitious, and attractive, when
therefore matter has most power to produce the effect proper to it, or,
again, when it leads those who consider it more closely to enter directly
into relation with it. The mind of the spectator and of the hearer must
remain perfectly free and intact; it must issue pure and entire from the
magic circle of the artist, as from the hands of the Creator. The most
frivolous subject ought to be treated in such a way that we preserve the
faculty to exchange it immediately for the most serious work. The arts
which have passion for their object, as a tragedy for example, do not
present a difficulty here; for, in the first place, these arts are not
entirely free, because they are in the service of a particular end (the
pathetic), and then no connoisseur will deny that even in this class a
work is perfect in proportion as amidst the most violent storms of
passion it respects the liberty of the soul. There is a fine art of
passion, but an impassioned fine art is a contradiction in terms, for the
infallible effect of the beautiful is emancipation from the passions.
The idea of an instructive fine art (didactic art) or improving (moral)
art is no less contradictory, for nothing agrees less with the idea of
the beautiful than to give a determinate tendency to the mind.

However, from the fact that a work produces effects only by its
substance, it must not always be inferred that there is a want of form in
this work; this conclusion may quite as well testify to a want of form in
the observer. If his mind is too stretched or too relaxed, if it is only
accustomed to receive things either by the senses or the intelligence,
even in the most perfect combination, it will only stop to look at the
parts, and it will only see matter in the most beautiful form. Only
sensible of the coarse elements, he must first destroy the aesthetic
organization of a work to find enjoyment in it, and carefully disinter
the details which genius has caused to vanish, with infinite art, in the
harmony of the whole. The interest he takes in the work is either solely
moral or exclusively physical; the only thing wanting to it is to be
exactly what it ought to be--aesthetical. The readers of this class
enjoy a serious and pathetic poem as they do a sermon: a simple and
playful work, as an inebriating draught; and if on the one hand they have
so little taste as to demand edification from a tragedy or from an epos,
even such as the "Messias," on the other hand they will be infallibly
scandalized by a piece after the fashion of Anacreon and Catullus.




LETTER XXIII.


I take up the thread of my researches, which I broke off only to apply
the principles I laid down to practical art and the appreciation of its
works.

The transition from the passivity of sensuousness to the activity of
thought and of will can be effected only by the intermediary state of
aesthetic liberty; and though in itself this state decides nothing
respecting our opinions and our sentiments, and therefore it leaves our
intellectual and moral value entirely problematical, it is, however, the
necessary condition without which we should never attain to an opinion or
a sentiment. In a word, there is no other way to make a reasonable being
out of a sensuous man than by making him first aesthetic.

But, you might object: Is this mediation absolutely indispensable? Could
not truth and duty, one or the other, in themselves and by themselves,
find access to the sensuous man? To this I reply: Not only is it
possible but it is absolutely necessary that they owe solely to
themselves their determining force, and nothing would be more
contradictory to our preceding affirmations than to appear to defend the
contrary opinion. It has been expressly proved that the beautiful
furnishes no result, either for the comprehension or for the will; that
it mingles with no operations, either of thought or of resolution; and
that it confers this double power without determining anything with
regard to the real exercise of this power. Here all foreign help
disappears, and the pure logical form, the idea, would speak immediately
to the intelligence, as the pure moral form, the law, immediately to the
will.

But that the pure form should be capable of it, and that there is in
general a pure form for sensuous man, is that, I maintain, which should
be rendered possible by the aesthetic disposition of the soul. Truth is
not a thing which can be received from without like reality or the
visible existence of objects. It is the thinking force, in his own
liberty and activity, which produces it, and it is just this liberty
proper to it, this liberty which we seek in vain in sensuous man. The
sensuous man is already determined physically, and thenceforth he has no
longer his free determinability; he must necessarily first enter into
possession of this lost determinability before he can exchange the
passive against an active determination. Therefore, in order to recover
it, he must either lose the passive determination that he had, or he
should enclose already in himself the active determination to which he
should pass. If he confined himself to lose passive determination, he
would at the same time lose with it the possibility of an active
determination, because thought needs a body, and form can only be
realized through matter. He must therefore contain already in himself
the active determination, that he may be at once both actively and
passively determined, that is to say, he becomes necessarily aesthetic.

Consequently, by the aesthetic disposition of the soul the proper
activity of reason is already revealed in the sphere of sensuousness, the
power of sense is already broken within its own boundaries, and the
ennobling of physical man carried far enough, for spiritual man has only
to develop himself according to the laws of liberty. The transition from
an aesthetic state to a logical and moral state (from the beautiful to
truth and duty) is then infinitely more easy than the transition from the
physical state to the aesthetic state (from life pure and blind to form).
This transition man can effectuate alone by his liberty, whilst he has
only to enter into possession of himself not to give it himself; but to
separate the elements of his nature, and not to enlarge it. Having
attained to the aesthetic disposition, man will give to his judgments and
to his actions a universal value as soon as he desires it. This passage
from brute nature to beauty, in which an entirely new faculty would
awaken in him, nature would render easier, and his will has no power over
a disposition which, we know, itself gives birth to the will. To bring
the aesthetic man to profound views, to elevated sentiments, he requires
nothing more than important occasions: to obtain the same thing from the
sensuous man, his nature must at first be changed. To make of the former
a hero, a sage, it is often only necessary to meet with a sublime
situation, which exercises upon the faculty of the will the more
immediate action; for the second, it must first be transplanted under
another sky.

One of the most important tasks of culture, then, is to submit man to
form, even in a purely physical life, and to render it aesthetic as far
as the domain of the beautiful can be extended, for it is alone in the
aesthetic state, and not in the physical state, that the moral state can
be developed. If in each particular case man ought to possess the power
to make his judgment and his will the judgment of the entire species; if
he ought to find in each limited existence the transition to an infinite
existence; if, lastly, he ought from every dependent situation to take
his flight to rise to autonomy and to liberty, it must be observed that
at no moment he is only individual and solely obeys the laws of nature.
To be apt and ready to raise himself from the narrow circle of the ends
of nature, to rational ends, in the sphere of the former he must already
have exercised himself in the second; he must already have realized his
physical destiny with a certain liberty that belongs only to spiritual
nature, that is to say according to the laws of the beautiful.

And that he can effect without thwarting in the least degree his physical
aim. The exigencies of nature with regard to him turn only upon what he
does--upon the substance of his acts; but the ends of nature in no degree
determine the way in which he acts, the form of his actions. On the
contrary, the exigencies of reason have rigorously the form of his
activity for its object. Thus, so much as it is necessary for the moral
destination of man, that he be purely moral, that he shows an absolute
personal activity, so much is he indifferent that his physical
destination be entirely physical, that he acts in a manner entirely
passive. Henceforth with regard to this last destination, it entirely
depends on him to fulfil it solely as a sensuous being and natural force
(as a force which acts only as it diminishes) or, at the same time, as
absolute force, as a rational being. To which of these does his dignity
best respond? Of this there can be no question. It is as disgraceful
and contemptible for him to do under sensuous impulsion that which he
ought to have determined merely by the motive of duty, as it is noble and
honorable for him to incline towards conformity with laws, harmony,
independence; there even where the vulgar man only satisfies a legitimate
want. In a word, in the domain of truth and morality, sensuousness must
have nothing to determine; but in the sphere of happiness, form may find
a place, and the instinct of play prevail.

Thus then, in the indifferent sphere of physical life, man ought to
already commence his moral life; his own proper activity ought already to
make way in passivity, and his rational liberty beyond the limits of
sense; he ought already to impose the law of his will upon his
inclinations; he ought--if you will permit me the expression--to carry
into the domain of matter the war against matter, in order to be
dispensed from combating this redoubtable enemy upon the sacred field of
liberty; he ought to learn to have nobler desires, not to be forced to
have sublime volitions. This is the fruit of aesthetic culture, which
submits to the laws of the beautiful, in which neither the laws of nature
nor those of reason suffer, which does not force the will of man, and
which by the form it gives to exterior life already opens internal life.




LETTER XXIV.


Accordingly three different moments or stages of development can be
distinguished, which the individual man, as well as the whole race, must
of necessity traverse in a determinate order if they are to fulfil the
circle of their determination. No doubt, the separate periods can be
lengthened or shortened, through accidental causes which are inherent
either in the influence of external things or under the free caprice of
men: but neither of them can be overstepped, and the order of their
sequence cannot be inverted either by nature or by the will. Man, in his
physical condition, suffers only the power of nature; he gets rid of this
power in the aesthetical condition, and he rules them in the moral state.

What is man before beauty liberates him from free pleasure, and the
serenity of form tames down the savageness of life? Eternally uniform in
his aims, eternally changing in his judgments, self-seeking without being
himself, unfettered without being free, a slave without serving any rule.
At this period, the world is to him only destiny, not yet an object; all
has existence for him only in as far as it procures existence to him; a
thing that neither seeks from nor gives to him is non-existent. Every
phenomenon stands out before him separate and cut off, as he finds
himself in the series of beings. All that is, is to him through the bias
of the moment; every change is to him an entirely fresh creation, because
with the necessary in him, the necessary out of him is wanting, which
binds together all the changing forms in the universe, and which holds
fast the law on the theatre of his action, while the individual departs.
It is in vain that nature lets the rich variety of her forms pass before
him; he sees in her glorious fulness nothing but his prey, in her power
and greatness nothing but his enemy. Either he encounters objects, and
wishes to draw them to himself in desire, or the objects press in a
destructive manner upon him, and he thrusts them away in dismay and
terror. In both cases his relation to the world of sense is immediate
contact; and perpetually anxious through its pressure, restless and
plagued by imperious wants, he nowhere finds rest except in enervation,
and nowhere limits save in exhausted desire.

  "True, his is the powerful breast, and the mighty hand
    of the Titans. . . .
  A certain inheritance; yet the god welded
  Round his forehead a brazen band;
  Advice, moderation, wisdom, and patience,--
  Hid it from his shy, sinister look.
  Every desire is with him a rage,
  And his rage prowls around limitless."--Iphigenia in Tauris.

Ignorant of his own human dignity, he is far removed from honoring it in
others, and conscious of his own savage greed, he fears it in every
creature that he sees like himself. He never sees others in himself,
only himself in others, and human society, instead of enlarging him to
the race, only shuts him up continually closer in his individuality.
Thus limited, he wanders through his sunless life, till favoring nature
rolls away the load of matter from his darkened senses, reflection
separates him from things, and objects show themselves at length in the
afterglow of the consciousness.

It is true we cannot point out this state of rude nature as we have here
portrayed it in any definite people and age. It is only an idea, but an
idea with which experience agrees most closely in special features. It
may be said that man was never in this animal condition, but he has not,
on the other hand, ever entirely escaped from it. Even in the rudest
subjects, unmistakable traces of rational freedom can be found, and even
in the most cultivated, features are not wanting that remind us of that
dismal natural condition. It is possible for man, at one and the same
time, to unite the highest and the lowest in his nature; and if his
dignity depends on a strict separation of one from the other, his
happiness depends on a skilful removal of this separation. The culture
which is to bring his dignity into agreement with his happiness will
therefore have to provide for the greatest purity of these two principles
in their most intimate combination.

Consequently the first appearance of reason in man is not the beginning
of humanity. This is first decided by his freedom, and reason begins
first by making his sensuous dependence boundless; a phenomenon that does
not appear to me to have been sufficiently elucidated, considering its
importance and universality. We know that the reason makes itself known
to man by the demand for the absolute--the self-dependent and necessary.
But as this want of the reason cannot be satisfied in any separate or
single state of his physical life, he is obliged to leave the physical
entirely and to rise from a limited reality to ideas. But although the
true meaning of that demand of the reason is to withdraw him from the
limits of time and to lead him from the world of sense to an ideal world,
yet this same demand of reason, by misapplication--scarcely to be avoided
in this life, prone to sensuousness--can direct him to physical life,
and, instead of making man free, plunge him in the most terrible slavery.

Facts verify this supposition. Man raised on the wings of imagination
leaves the narrow limits of the present, in which mere animality is
enclosed, in order to strive on to an unlimited future. But while the
limitless is unfolded to his dazed imagination, his heart has not ceased
to live in the separate, and to serve the moment. The impulse towards
the absolute seizes him suddenly in the midst of his animality, and as in
this cloddish condition all his efforts aim only at the material and
temporal, and are limited by his individuality, he is only led by that
demand of the reason to extend his individuality into the infinite,
instead of to abstract from it. He will be led to seek instead of form
an inexhaustible matter, instead of the unchangeable an everlasting
change and an absolute securing of his temporal existence. The same
impulse which, directed to his thought and action, ought to lead to truth
and morality, now directed to his passion and emotional state, produces
nothing but an unlimited desire and an absolute want. The first fruits,
therefore, that he reaps in the world of spirits are cares and fear--both
operations of the reason; not of sensuousness, but of a reason that
mistakes its object and applies its categorical imperative to matter.
All unconditional systems of happiness are fruits of this tree, whether
they have for their object the present day or the whole of life, or what
does not make them any more respectable, the whole of eternity, for their
object. An unlimited duration of existence and of well-being is only an
ideal of the desires; hence a demand which can only be put forth by an
animality striving up to the absolute. Man, therefore, without gaining
anything for his humanity by a rational expression of this sort, loses
the happy limitation of the animal, over which he now only possesses the
unenviable superiority of losing the present for an endeavor after what
is remote, yet without seeking in the limitless future anything but the
present.

But even if the reason does not go astray in its object, or err in the
question, sensuousness will continue to falsify the answer for a long
time. As soon as man has begun to use his understanding and to knit
together phenomena in cause and effect, the reason, according to its
conception, presses on to an absolute knitting together and to an
unconditional basis. In order, merely, to be able to put forward this
demand, man must already have stepped beyond the sensuous, but the
sensuous uses this very demand to bring back the fugitive.

In fact, it is now that he ought to abandon entirely the world of sense
in order to take his flight into the realm of ideas; for the intelligence
remains eternally shut up in the finite and in the contingent, and does
not cease putting questions without reaching the last link of the chain.
But as the man with whom we are engaged is not yet capable of such an
abstraction, and does not find it in the sphere of sensuous knowledge,
and because he does not look for it in pure reason, he will seek for it
below in the region of sentiment, and will appear to find it. No doubt
the sensuous shows him nothing that has its foundation in itself, and
that legislates for itself, but it shows him something that does not care
for foundation or law; therefore, thus not being able to quiet the
intelligence by showing it a final cause, he reduces it to silence by the
conception which desires no cause; and being incapable of understanding
the sublime necessity of reason, he keeps to the blind constraint of
matter. As sensuousness knows no other end than its interest, and is
determined by nothing except blind chance, it makes the former the motive
of its actions, and the latter the master of the world.

Even the divine part in man, the moral law, in its first manifestation in
the sensuous cannot avoid this perversion. As this moral law is only
prohibited, and combats in man the interest of sensuous egotism, it must
appear to him as something strange until he has come to consider this
self-love as the stranger, and the voice of reason as his true self.
Therefore he confines himself to feeling the fetters which the latter
imposes on him, without having the consciousness of the infinite
emancipation which it procures for him. Without suspecting in himself
the dignity of lawgiver, he only experiences the constraint and the
impotent revolt of a subject fretting under the yoke, because in this
experience the sensuous impulsion precedes the moral impulsion, he gives
to the law of necessity a beginning in him, a positive origin, and by the
most unfortunate of all mistakes he converts the immutable and the
eternal in himself into a transitory accident. He makes up his mind to
consider the notions of the just and the unjust as statutes which have
been introduced by a will, and not as having in themselves an eternal
value. Just as in the explanation of certain natural phenomena he goes
beyond nature and seeks out of her what can only be found in her, in her
own laws; so also in the explanation of moral phenomena he goes beyond
reason and makes light of his humanity, seeking a god in this way. It is
not wonderful that a religion which he has purchased at the cost of his
humanity shows itself worthy of this origin, and that he only considers
as absolute and eternally binding laws that have never been binding from
all eternity. He has placed himself in relation with, not a holy being,
but a powerful. Therefore the spirit of his religion, of the homage that
he gives to God, is a fear that abases him, and not a veneration that
elevates him in his own esteem.

Though these different aberrations by which man departs from the ideal of
his destination cannot all take place at the same time, because several
degrees have to be passed over in the transition from the obscure of
thought to error, and from the obscure of will to the corruption of the
will; these degrees are all, without exception, the consequence of his
physical state, because in all the vital impulsion sways the formal
impulsion. Now, two cases may happen: either reason may not yet have
spoken in man, and the physical may reign over him with a blind
necessity, or reason may not be sufficiently purified from sensuous
impressions, and the moral may still be subject to the physical; in both
cases the only principle that has a real power over him is a material
principle, and man, at least as regards his ultimate tendency, is a
sensuous being. The only difference is, that in the former case he is an
animal without reason, and in the second case a rational animal. But he
ought to be neither one nor the other: he ought to be a man. Nature
ought not to rule him exclusively; nor reason conditionally. The two
legislations ought to be completely independent, and yet mutually
complementary.




LETTER XXV.


Whilst man, in his first physical condition, is only passively affected
by the world of sense, he is still entirely identified with it; and for
this reason the external world, as yet, has no objective existence for
him. When he begins in his aesthetic state of mind to regard the world
objectively, then only is his personality severed from it, and the world
appears to him an objective reality, for the simple reason that he has
ceased to form an identical portion of it.

That which first connects man with the surrounding universe is the power
of reflective contemplation. Whereas desire seizes at once its object,
reflection removes it to a distance and renders it inalienably her own by
saving it from the greed of passion. The necessity of sense which he
obeyed during the period of mere sensations, lessens during the period of
reflection; the senses are for the time in abeyance; even ever-fleeting
time stands still whilst the scattered rays of consciousness are
gathering and shape themselves; an image of the infinite is reflected
upon the perishable ground. As soon as light dawns in man, there is no,
longer night outside of him; as soon as there is peace within him the
storm lulls throughout the universe, and the contending forces of nature
find rest within prescribed limits. Hence we cannot wonder if ancient
traditions allude to these great changes in the inner man as to a
revolution in surrounding nature, and symbolize thought triumphing over
the laws of time, by the figure of Zeus, which terminates the reign of
Saturn.

As long as man derives sensations from a contact with nature, he is her
slave; but as soon as he begins to reflect upon her objects and laws he
becomes her lawgiver. Nature, which previously ruled him as a power, now
expands before him as an object. What is objective to him can have no
power over him, for in order to become objective it has to experience his
own power. As far and as long as he impresses a form upon matter, he
cannot be injured by its effect; for a spirit can only be injured by that
which deprives it of its freedom. Whereas he proves his own freedom by
giving a form to the formless; where the mass rules heavily and without
shape, and its undefined outlines are for ever fluctuating between
uncertain boundaries, fear takes up its abode; but man rises above any
natural terror as soon as he knows how to mould it, and transform it into
an object of his art. As soon as he upholds his independence towards
phenomenal natures he maintains his dignity toward her as a thing of
power, and with a noble freedom he rises against his gods. They throw
aside the mask with which they had kept him in awe during his infancy,
and to his surprise his mind perceives the reflection of his own image.
The divine monster of the Oriental, which roams about changing the world
with the blind force of a beast of prey, dwindles to the charming outline
of humanity in Greek fable; the empire of the Titans is crushed, and
boundless force is tamed by infinite form.

But whilst I have been merely searching for an issue from the material
world, and a passage into the world of mind, the bold flight of my
imagination has already taken me into the very midst of the latter world.
The beauty of which we are in search we have left behind by passing from
the life of mere sensations to the pure form and to the pure object.
Such a leap exceeds the condition of human nature; in order to keep pace
with the latter we must return to the world of sense.

Beauty is indeed the sphere of unfettered contemplation and reflection;
beauty conducts us into the world of ideas, without however taking us
from the world of sense, as occurs when a truth is perceived and
acknowledged. This is the pure product of a process of abstraction from
everything material and accidental, a pure object free from every
subjective barrier, a pure state of self-activity without any admixture
of passive sensations. There is indeed a way back to sensation from the
highest abstraction; for thought teaches the inner sensation, and the
idea of logical or moral unity passes into a sensation of sensual accord.
But if we delight in knowledge we separate very accurately our own
conceptions from our sensations; we look upon the latter as something
accidental, which might have been omitted without the knowledge being
impaired thereby, without truth being less true. It would, however, be a
vain attempt to suppress this connection of the faculty of feeling with
the idea of beauty, consequently, we shall not succeed in representing to
ourselves one as the effect of the other, but we must look upon them both
together and reciprocally as cause and effect. In the pleasure which we
derive from knowledge we readily distinguish the passage from the active
to the passive state, and we clearly perceive that the first ends when
the second begins. On the contrary, from the pleasure which we take in
beauty, this transition from the active to the passive is not
perceivable, and reflection is so intimately blended with feeling that we
believe we feel the form immediately. Beauty is then an object to us, it
is true, because reflection is the condition of the feeling which we have
of it; but it is also a state of our personality (our Ego) because the
feeling is the condition of the idea we conceive of it: beauty is
therefore doubtless form, because we contemplate it, but it is equally
life because we feel it. In a word, it is at once our state and our act.
And precisely because it is at the same time both a state and an act, it
triumphantly proves to us that the passive does not exclude the active,
neither matter nor form, neither the finite nor the infinite; and that
consequently the physical dependence to which man is necessarily devoted
does not in any way destroy his moral liberty. This is the proof of
beauty, and I ought to add that this alone can prove it. In fact, as in
the possession of truth or of logical unity, feeling is not necessarily
one with the thought, but follows it accidentally; it is a fact which
only proves that a sensitive nature can succeed a rational nature, and
vice versa; not that they co-exist, that they exercise a reciprocal
action one over the other; and, lastly, that they ought to be united in
an absolute and necessary manner. From this exclusion of feeling as long
as there is thought, and of thought so long as there is feeling, we
should on the contrary conclude that the two natures are incompatible, so
that in order to demonstrate that pure reason is to be realized in
humanity, the best proof given by the analysis is that this realization
is demanded. But, as in the realization of beauty or of aesthetic unity,
there is a real union, mutual substitution of matter and of form, of
passive and of active, by this alone is proved the compatibility of the
two natures, the possible realization of the infinite in the finite, and
consequently also the possibility of the most sublime humanity.

Henceforth we need no longer be embarrassed to find a transition from
dependent feeling to moral liberty, because beauty reveals to us the fact
that they can perfectly coexist, and that to show himself a spirit, man
need not escape from matter. But if on one side he is free, even in his
relation with a visible world, as the fact of beauty teaches, and if on
the other side freedom is something absolute and supersensuous, as its
idea necessarily implies, the question is no longer how man succeeds in
raising himself from the finite to the absolute, and opposing himself in
his thought and will to sensuality, as this has already been produced in
the fact of beauty. In a word, we have no longer to ask how he passes
from virtue to truth which is already included in the former, but how he
opens a way for himself from vulgar reality to aesthetic reality, and
from the ordinary feelings of life to the perception of the beautiful.




LETTER XXVI.


I have shown in the previous letters that it is only the aesthetic
disposition of the soul that gives birth to liberty, it cannot therefore
be derived from liberty nor have a moral origin. It must be a gift of
nature; the favor of chance alone can break the bonds of the physical
state and bring the savage to duty. The germ of the beautiful will find
an equal difficulty in developing itself in countries where a severe
nature forbids man to enjoy himself, and in those where a prodigal nature
dispenses him from all effort; where the blunted senses experience no
want, and where violent desire can never be satisfied. The delightful
flower of the beautiful will never unfold itself in the case of the
Troglodyte hid in his cavern always alone, and never finding humanity
outside himself; nor among nomads, who, travelling in great troops, only
consist of a multitude, and have no individual humanity. It will only
flourish in places where man converses peacefully with himself in his
cottage, and with the whole race when he issues from it. In those
climates where a limpid ether opens the senses to the lightest
impression, whilst a life-giving warmth develops a luxuriant nature,
where even in the inanimate creation the sway of inert matter is
overthrown, and the victorious form ennobles even the most abject
natures; in this joyful state and fortunate zone, where activity alone
leads to enjoyment, and enjoyment to activity, from life itself issues a
holy harmony, and the laws of order develop life, a different result
takes place. When imagination incessantly escapes from reality, and does
not abandon the simplicity of nature in its wanderings: then and there
only the mind and the senses, the receptive force and the plastic force,
are developed in that happy equilibrium which is the soul of the
beautiful and the condition of humanity.

What phenomenon accompanies the initiation of the savage into humanity?
However far we look back into history the phenomenon is identical among
all people who have shaken off the slavery of the animal state: the love
of appearance, the inclination for dress and for games.

Extreme stupidity and extreme intelligence have a certain affinity in
only seeking the real and being completely insensible to mere appearance.
The former is only drawn forth by the immediate presence of an object in
the senses, and the second is reduced to a quiescent state only by
referring conceptions to the facts of experience. In short, stupidity
cannot rise above reality, nor the intelligence descend below truth.
Thus, in as far as the want of reality and attachment to the real are
only the consequence of a want and a defect, indifference to the real and
an interest taken in appearances are a real enlargement of humanity and a
decisive step towards culture. In the first place it is the proof of an
exterior liberty, for as long as necessity commands and want solicits,
the fancy is strictly chained down to the real: it is only when want is
satisfied that it develops without hinderance. But it is also the proof
of an internal liberty, because it reveals to us a force which,
independent of an external substratum, sets itself in motion, and has
sufficient energy to remove from itself the solicitations of nature. The
reality of things is effected by things, the appearance of things is the
work of man, and a soul that takes pleasure in appearance does not take
pleasure in what it receives but in what it makes.

It is self-evident that I am speaking of aesthetical evidence different
from reality and truth, and not of logical appearance identical with
them. Therefore if it is liked it is because it is an appearance, and
not because it is held to be something better than it is: the first
principle alone is a play, whilst the second is a deception. To give a
value to the appearance of the first kind can never injure truth, because
it is never to be feared that it will supplant it--the only way in which
truth can be injured. To despise this appearance is to despise in
general all the fine arts of which it is the essence. Nevertheless, it
happens sometimes that the understanding carries its zeal for reality as
far as this intolerance, and strikes with a sentence of ostracism all the
arts relating to beauty in appearance, because it is only an appearance.
However, the intelligence only shows this vigorous spirit when it calls
to mind the affinity pointed out further back. I shall find some day the
occasion to treat specially of the limits of beauty in its appearance.

It is nature herself which raises man from reality to appearance by
endowing him with two senses which only lead him to the knowledge of the
real through appearance. In the eye and the ear the organs of the senses
are already freed from the persecutions of nature, and the object with
which we are immediately in contact through the animal senses is remoter
from us. What we see by the eye differs from what we feel; for the
understanding to reach objects overleaps the light which separates us
from them. In truth, we are passive to an object: in sight and hearing
the object is a form we create. While still a savage, man only enjoys
through touch merely aided by sight and sound. He either does not rise
to perception through sight, or does not rest there. As soon as he
begins to enjoy through sight, vision has an independent value, he is
aesthetically free, and the instinct of play is developed.

The instinct of play likes appearance, and directly it is awakened it is
followed by the formal imitative instinct which treats appearance as an
independent thing. Directly man has come to distinguish the appearance
from the reality, the form from the body, he can separate, in fact he has
already done so. Thus the faculty of the art of imitation is given with
the faculty of form in general. The inclination that draws us to it
reposes on another tendency I have not to notice here. The exact period
when the aesthetic instinct, or that of art, develops, depends entirely
on the attraction that mere appearance has for men.

As every real existence proceeds from nature as a foreign power, whilst
every appearance comes in the first place from man as a percipient
subject, he only uses his absolute sight in separating semblance from
essence, and arranging according to subjective law. With an unbridled
liberty he can unite what nature has severed, provided he can imagine his
union, and he can separate what nature has united, provided this
separation can take place in his intelligence. Here nothing can be
sacred to him but his own law: the only condition imposed upon him is to
respect the border which separates his own sphere from the existence of
things or from the realm of nature.

This human right of ruling is exercised by man in the art of appearance;
and his success in extending the empire of the beautiful, and guarding
the frontiers of truth, will be in proportion with the strictness with
which he separates form from substance: for if he frees appearance from
reality, he must also do the converse.

But man possesses sovereign power only in the world of appearance, in the
unsubstantial realm of imagination, only by abstaining from giving being
to appearance in theory, and by giving it being in practice. It follows
that the poet transgresses his proper limits when he attributes being to
his ideal, and when he gives this ideal aim as a determined existence.
For he can only reach this result by exceeding his right as a poet, that
of encroaching by the ideal on the field of experience, and by pretending
to determine real existence in virtue of a simple possibility, or else he
renounces his right as a poet by letting experience encroach on the
sphere of the ideal, and by restricting possibility to the conditions of
reality.

It is only by being frank or disclaiming all reality, and by being
independent or doing without reality, that the appearance is aesthetical.
Directly it apes reality or needs reality for effect, it is nothing more
than a vile instrument for material ends, and can prove nothing for the
freedom of the mind. Moreover, the object in which we find beauty need
not be unreal if our judgment disregards this reality; for if it regards
this the judgment is no longer aesthetical. A beautiful woman, if
living, would no doubt please us as much and rather more than an equally
beautiful woman seen in painting; but what makes the former please men is
not her being an independent appearance; she no longer pleases the pure
aesthetic feeling. In the painting, life must only attract as an
appearance, and reality as an idea. But it is certain that to feel in a
living object only the pure appearance requires a greatly higher
aesthetic culture than to do without life in the appearance.

When the frank and independent appearance is found in man separately, or
in a whole people, it may be inferred they have mind, taste, and all
prerogatives connected with them. In this case the ideal will be seen to
govern real life, honor triumphing over fortune, thought over enjoyment,
the dream of immortality over a transitory existence.

In this case public opinion will no longer be feared, and an olive crown
will be more valued than a purple mantle. Impotence and perversity alone
have recourse to false and paltry semblance, and individuals as well as
nations who lend to reality the support of appearance, or to the
aesthetic appearance the support of reality, show their moral
unworthiness and their aesthetical impotence. Therefore, a short and
conclusive answer can be given to this question--how far will appearance
be permitted in the moral world? It will run thus in proportion as this
appearance will be aesthetical, that is, an appearance that does not try
to make up for reality, nor requires to be made up for by it. The
aesthetical appearance can never endanger the truth of morals: wherever
it seems to do so the appearance is not aesthetical. Only a stranger to
the fashionable world can take the polite assurances, which are only a
form, for proofs of affection, and say he has been deceived; but only a
clumsy fellow in good society calls in the aid of duplicity and flatters
to become amiable. The former lacks the pure sense for independent
appearance; therefore he can only give a value to appearance by truth.
The second lacks reality, and wishes to replace it by appearance.
Nothing is more common than to hear depreciators of the times utter these
paltry complaints--that all solidity has disappeared from the world, and
that essence is neglected for semblance. Though I feel by no means
called upon to defend this age against these reproaches, I must say that
the wide application of these criticisms shows that they attach blame to
the age, not only on the score of the false, but also of the frank
appearance. And even the exceptions they admit in favor of the beautiful
have for their object less the independent appearance than the needy
appearance. Not only do they attack the artificial coloring that hides
truth and replaces reality, but also the beneficent appearance that fills
a vacuum and clothes poverty; and they even attack the ideal appearance
that ennobles a vulgar reality. Their strict sense of truth is rightly
offended by the falsity of manners; unfortunately, they class politeness
in this category. It displeases them that the noisy and showy so often
eclipse true merit, but they are no less shocked that appearance is also
demanded from merit, and that a real substance does not dispense with an
agreeable form. They regret the cordiality, the energy, and solidity of
ancient times; they would restore with them ancient coarseness,
heaviness, and the old Gothic profusion. By judgments of this kind they
show an esteem for the matter itself unworthy of humanity, which ought
only to value the matter inasmuch as it can receive a form and enlarge
the empire of ideas. Accordingly, the taste of the age need not much
fear these criticisms if it can clear itself before better judges. Our
defect is not to grant a value to aesthetic appearance (we do not do this
enough): a severe judge of the beautiful might rather reproach us with
not having arrived at pure appearance, with not having separated clearly
enough existence from the phenomenon, and thus established their limits.
We shall deserve this reproach so long as we cannot enjoy the beautiful
in living nature without desiring it; as long as we cannot admire the
beautiful in the imitative arts without having an end in view; as long as
we do not grant to imagination an absolute legislation of its own; and as
long as we do not inspire it with care for its dignity by the esteem we
testify for its works.




LETTER XXVII.


Do not fear for reality and truth. Even if the elevated idea of
aesthetic appearance become general, it would not become so, as long as
man remains so little cultivated as to abuse it; and if it became
general, this would result from a culture that would prevent all abuse of
it. The pursuit of independent appearance requires more power of
abstraction, freedom of heart, and energy of will than man requires to
shut himself up in reality; and he must have left the latter behind him
if he wishes to attain to aesthetic appearance. Therefore, a man would
calculate very badly who took the road of the ideal to save himself that
of reality. Thus, reality would not have much to fear from appearance,
as we understand it; but, on the other hand, appearance would have more
to fear from reality. Chained to matter, man uses appearance for his
purposes before he allows it a proper personality in the art of the
ideal: to come to that point a complete revolution must take place in his
mode of feeling, otherwise, he would not be even on the way to the ideal.
Consequently, when we find in man the signs of a pure and disinterested
esteem, we can infer that this revolution has taken place in his nature,
and that humanity has really begun in him. Signs of this kind are found
even in the first and rude attempts that he makes to embellish his
existence, even at the risk of making it worse in its material
conditions. As soon as he begins to prefer form to substance and to risk
reality for appearance (known by him to be such), the barriers of animal
life fall, and he finds himself on a track that has no end.

Not satisfied with the needs of nature, he demands the superfluous.
First, only the superfluous of matter, to secure his enjoyment beyond the
present necessity; but afterward; he wishes a superabundance in matter,
an aesthetical supplement to satisfy the impulse for the formal, to
extend enjoyment beyond necessity. By piling up provisions simply for a
future use, and anticipating their enjoyment in the imagination, he
outsteps the limits of the present moment, but not those of time in
general. He enjoys more; he does not enjoy differently. But as soon as
he makes form enter into his enjoyment, and he keeps in view the forms of
the objects which satisfy his desires, he has not only increased his
pleasure in extent and intensity, but he has also ennobled it in mode and
species.

No doubt nature has given more than is necessary to unreasoning beings;
she has caused a gleam of freedom to shine even in the darkness of animal
life. When the lion is not tormented by hunger, and when no wild beast
challenges him to fight, his unemployed energy creates an object for
himself; full of ardor, he fills the re-echoing desert with his terrible
roars, and his exuberant force rejoices in itself, showing itself without
an object. The insect flits about rejoicing in life in the sunlight, and
it is certainly not the cry of want that makes itself heard in the
melodious song of the bird; there is undeniably freedom in these
movements, though it is not emancipation from want in general, but from a
determinate external necessity.

The animal works, when a privation is the motor of its activity, and it
plays when the plenitude of force is this motor, when an exuberant life
is excited to action. Even in inanimate nature a luxury of strength and
a latitude of determination are shown, which in this material sense might
be styled play. The tree produces numberless germs that are abortive
without developing, and it sends forth more roots, branches, and leaves,
organs of nutrition, than are used for the preservation of the species.
Whatever this tree restores to the elements of its exuberant life,
without using it or enjoying it, may be expended by life in free and
joyful movements. It is thus that nature offers in her material sphere a
sort of prelude to the limitless, and that even there she suppresses
partially the chains from which she will be completely emancipated in the
realm of form. The constraint of superabundance or physical play answers
as a transition from the constraint of necessity, or of physical
seriousness, to aesthetical play; and before shaking off, in the supreme
freedom of the beautiful, the yoke of any special aim, nature already
approaches, at least remotely, this independence, by the free movement
which is itself its own end and means.

The imagination, like the bodily organs, has in man its free movement and
its material play, a play in which, without any reference to form, it
simply takes pleasure in its arbitrary power and in the absence of all
hinderance. These plays of fancy, inasmuch as form is not mixed up with
them, and because a free succession of images makes all their charm,
though confined to man, belong exclusively to animal life, and only prove
one thing--that he is delivered from all external sensuous constraint
without our being entitled to infer that there is in it an independent
plastic force.

From this play of free association of ideas, which is still quite
material in nature and is explained by simple natural laws, the
imagination, by making the attempt of creating a free form, passes at
length at a jump to the aesthetic play: I say at one leap, for quite a
new force enters into action here; for here, for the first time, the
legislative mind is mixed with the acts of a blind instinct, subjects the
arbitrary march of the imagination to its eternal and immutable unity,
causes its independent permanence to enter in that which is transitory,
and its infinity in the sensuous. Nevertheless, as long as rude nature,
which knows of no other law than running incessantly from change to
change, will yet retain too much strength, it will oppose itself by its
different caprices to this necessity; by its agitation to this
permanence; by its manifold needs to this independence, and by its
insatiability to this sublime simplicity. It will be also troublesome to
recognize the instinct of play in its first trials, seeing that the
sensuous impulsion, with its capricious humor and its violent appetites,
constantly crosses. It is on that account that we see the taste, still
coarse, seize that which is new and startling, the disordered, the
adventurous and the strange, the violent and the savage, and fly from
nothing so much as from calm and simplicity. It invents grotesque
figures, it likes rapid transitions, luxurious forms, sharply-marked
changes, acute tones, a pathetic song. That which man calls beautiful at
this time is that which excites him, that which gives him matter; but
that which excites him to give his personality to the object, that which
gives matter to a possible plastic operation, for otherwise it would not
be the beautiful for him. A remarkable change has therefore taken place
in the form of his judgments; he searches for these objects, not because
they affect him, but because they furnish him with the occasion of
acting; they please him, not because they answer to a want, but because
they satisfy a law which speaks in his breast, although quite low as yet.

Soon it will not be sufficient for things to please him; he will wish to
please: in the first place, it is true, only by that which belongs to
him; afterwards by that which he is. That which he possesses, that which
he produces, ought not merely to bear any more the traces of servitude,
nor to mark out the end, simply and scrupulously, by the form.
Independently of the use to which it is destined, the object ought also
to reflect the enlightened intelligence which imagines it, the hand which
shaped it with affection, the mind free and serene which chose it and
exposed it to view. Now, the ancient German searches for more
magnificent furs, for more splendid antlers of the stag, for more elegant
drinking-horns; and the Caledonian chooses the prettiest shells for his
festivals. The arms themselves ought to be no longer only objects of
terror, but also of pleasure; and the skilfully-worked scabbard will not
attract less attention than the homicidal edge of the sword. The
instinct of play, not satisfied with bringing into the sphere of the
necessary an aesthetic superabundance for the future more free, is at
last completely emancipated from the bonds of duty, and the beautiful
becomes of itself an object of man's exertions. He adorns himself. The
free pleasure comes to take a place among his wants, and the useless soon
becomes the best part of his joys. Form, which from the outside
gradually approaches him, in his dwelling, his furniture, his clothing,
begins at last to take possession of the man himself, to transform him,
at first exteriorly, and afterwards in the interior. The disordered
leaps of joy become the dance, the formless gesture is changed into an
amiable and harmonious pantomime, the confused accents of feeling are
developed, and begin to obey measures and adapt themselves to song.
When, like the flight of cranes, the Trojan army rushes on to the field
of battle with thrilling cries, the Greek army approaches in silence and
with a noble and measured step. On the one side we see but the
exuberance of a blind force, on the other the triumph of form, and the
simple majesty of law.

Now, a nobler necessity binds the two sexes mutually, and the interests
of the heart contribute in rendering durable an alliance which was at
first capricious and changing like the desire that knits it. Delivered
from the heavy fetters of desire, the eye, now calmer, attends to the
form, the soul contemplates the soul, and the interested exchange of
pleasure becomes a generous exchange of mutual inclination. Desire
enlarges and rises to love, in proportion as it sees humanity dawn in its
object; and, despising the vile triumphs gained by the senses, man tries
to win a nobler victory over the will. The necessity of pleasing
subjects the powerful nature to the gentle laws of taste; pleasure may be
stolen, but love must be a gift. To obtain this higher recompense, it is
only through the form and not through matter that it can carry on the
contest. It must cease to act on feeling as a force, to appear in the
intelligence as a simple phenomenon; it must respect liberty, as it is
liberty it wishes to please. The beautiful reconciles the contrast of
different natures in its simplest and purest expression. It also
reconciles the eternal contrast of the two sexes in the whole complex
framework of society, or at all events it seeks to do so; and, taking as
its model the free alliance it has knit between manly strength and
womanly gentleness, it strives to place in harmony, in the moral world,
all the elements of gentleness and of violence. Now, at length, weakness
becomes sacred, and an unbridled strength disgraces; the injustice of
nature is corrected by the generosity of chivalrous manners. The being
whom no power can make tremble, is disarmed by the amiable blush of
modesty, and tears extinguish a vengeance that blood could not have
quenched. Hatred itself hears the delicate voice of honor, the
conqueror's sword spares the disarmed enemy, and a hospitable hearth
smokes for the stranger on the dreaded hillside where murder alone
awaited him before.

In the midst of the formidable realm of forces, and of the sacred empire
of laws, the aesthetic impulse of form creates by degrees a third and a
joyous realm, that of play and of the appearance, where she emancipates
man from fetters, in all his relations, and from all that is named
constraint, whether physical or moral.

If in the dynamic state of rights men mutually move and come into
collision as forces, in the moral (ethical) state of duties, man opposes
to man the majesty of the laws, and chains down his will. In this realm
of the beautiful or the aesthetic state, man ought to appear to man only
as a form, and an object of free play. To give freedom through freedom
is the fundamental law of this realm.

The dynamic state can only make society simple possibly by subduing
nature through nature; the moral (ethical) state can only make it morally
necessary by submitting the will of the individual to the general will.

The aesthetic state alone can make it real, because it carries out the
will of all through the nature of the individual. If necessity alone
forces man to enter into society, and if his reason engraves on his soul
social principles, it is beauty only that can give him a social
character; taste alone brings harmony into society, because it creates
harmony in the individual. All other forms of perception divide the man,
because they are based exclusively either in the sensuous or in the
spiritual part of his being. It is only the perception of beauty that
makes of him an entirety, because it demands the co-operation of his two
natures. All other forms of communication divide society, because they
apply exclusively either to the receptivity or to the private activity of
its members, and therefore to what distinguishes men one from the other.
The aesthetic communication alone unites society because it applies to
what is common to all its members. We only enjoy the pleasures of sense
as individuals, without the nature of the race in us sharing in it;
accordingly, we cannot generalize our individual pleasures, because we
cannot generalize our individuality. We enjoy the pleasures of knowledge
as a race, dropping the individual in our judgment; but we cannot
generalize the pleasures of the understanding, because we cannot
eliminate individuality from the judgments of others as we do from our
own. Beauty alone can we enjoy both as individuals and as a race, that
is, as representing a race. Good appertaining to sense can only make one
person happy, because it is founded on inclination, which is always
exclusive; and it can only make a man partially happy, because his real
personality does not share in it. Absolute good can only render a man
happy conditionally, for truth is only the reward of abnegation, and a
pure heart alone has faith in a pure will. Beauty alone confers
happiness on all, and under its influence every being forgets that he is
limited.

Taste does not suffer any superior or absolute authority, and the sway of
beauty is extended over appearance. It extends up to the seat of
reason's supremacy, suppressing all that is material. It extends down to
where sensuous impulse rules with blind compulsion, and form is
undeveloped. Taste ever maintains its power on these remote borders,
where legislation is taken from it. Particular desires must renounce
their egotism, and the agreeable, otherwise tempting the senses, must in
matters of taste adorn the mind with the attractions of grace.

Duty and stern necessity must change their forbidding tone, only excused
by resistance, and do homage to nature by a nobler trust in her. Taste
leads our knowledge from the mysteries of science into the open expanse
of common sense, and changes a narrow scholasticism into the common
property of the human race. Here the highest genius must leave its
particular elevation, and make itself familiar to the comprehension even
of a child. Strength must let the Graces bind it, and the arbitrary lion
must yield to the reins of love. For this purpose taste throws a veil
over physical necessity, offending a free mind by its coarse nudity, and
dissimulating our degrading parentage with matter by a delightful
illusion of freedom. Mercenary art itself rises from the dust; and the
bondage of the bodily, at its magic touch, falls off from the inanimate
and animate. In the aesthetic state the most slavish tool is a free
citizen, having the same rights as the noblest; and the intellect which
shapes the mass to its intent must consult it concerning its destination.
Consequently, in the realm of aesthetic appearance, the idea of equality
is realized, which the political zealot would gladly see carried out
socially. It has often been said that perfect politeness is only found
near a throne. If thus restricted in the material, man has, as elsewhere
appears, to find compensation in the ideal world.

Does such a state of beauty in appearance exist, and where? It must be
in every finely-harmonized soul; but as a fact, only in select circles,
like the pure ideal of the church and state--in circles where manners are
not formed by the empty imitations of the foreign, but by the very beauty
of nature; where man passes through all sorts of complications in all
simplicity and innocence, neither forced to trench on another's freedom
to preserve his own, nor to show grace at the cost of dignity.






AESTHETICAL ESSAYS.




THE MORAL UTILITY OF AESTHETIC MANNERS.


The author of the article which appeared in the eleventh number of "The
Hours," of 1795, upon "The Danger of Aesthetic Manners," was right to
hold as doubtful a morality founded only on a feeling for the beautiful,
and which has no other warrant than taste; but it is evident that a
strong and pure feeling for the beautiful ought to exercise a salutary
influence upon the moral life; and this is the question of which I am
about to treat.

When I attribute to taste the merit of contributing to moral progress, it
is not in the least my intention to pretend that the interest that good
taste takes in an action suffices to make an action moral; morality could
never have any other foundation than her own. Taste can be favorable to
morality in the conduct, as I hope to point out in the present essay; but
alone, and by its unaided influence, it could never produce anything
moral.

It is absolutely the same with respect to internal liberty as with
external physical liberty. I act freely in a physical sense only when,
independently of all external influence, I simply obey my will. But for
the possibility of thus obeying without hinderance my own will, it is
probable, ultimately, that I am indebted to a principle beyond or
distinct from myself immediately it is admitted that this principle would
hamper my will. The same also with regard to the possibility of
accomplishing such action in conformity with duty--it may be that I owe
it, ultimately, to a principle distinct from my reason; that is possible,
the moment the idea of this principle is recognized as a force which
could have constrained my independence. Thus the same as we can say of a
man, that he holds his liberty from another man, although liberty in its
proper sense consists in not being forced to be regulated by another--in
like manner we can also say that taste here obeys virtue, although virtue
herself expressly carries this idea, that in the practice of virtue she
makes use of no other foreign help. An action does not in any degree
cease to be free, because he who could hamper its accomplishment should
fortunately abstain from putting any obstacle in the way; it suffices to
know that this agent has been moved by his own will without any
consideration of another will. In the same way, an action of the moral
order does not lose its right to be qualified as a moral action, because
the temptations which might have turned it in another direction did not
present themselves; it suffices to admit that the agent obeyed solely the
decree of his reason to the exclusion of all foreign springs of action.
The liberty of an external act is established as soon as it directly
proceeds from the will of a person; the morality of an interior action is
established from the moment that the will of the agent is at once
determined to it by the laws of reason.

It may be rendered easier or more difficult to act as free men according
as we meet or not in our path forces adverse to our will that must be
overcome. In this sense liberty is more or less susceptible. It is
greater, or at least more visible, when we enable it to prevail over the
opposing forces, however energetic their opposition; but it is not
suspended because our will should have met with no resistance, or that a
foreign succor coming to our aid should have destroyed this resistance,
without any help from ourselves.

The same with respect to morality; we might have more or less resistance
to offer in order on the instant to obey our reason, according as it
awakens or not in us those instincts which struggle against its precepts,
and which must be put aside. In this sense morality is susceptible of
more or of less. Our morality is greater, or at least more in relief,
when we immediately obey reason, however powerful the instincts are which
push us in a contrary direction; but it is not suspended because we have
had no temptation to disobey, or that this force had been paralyzed by
some other force other than our will. We are incited to an action solely
because it is moral, without previously asking ourselves if it is the
most agreeable. It is enough that such an action is morally good, and it
would preserve this character even if there were cause to believe that we
should have acted differently if the action had cost us any trouble, or
had deprived us of a pleasure.

It can be admitted, for the honor of humanity, that no man could fall so
low as to prefer evil solely because it is evil, but rather that every
man, without exception, would prefer the good because it is the good, if
by some accidental circumstance the good did not exclude the agreeable,
or did not entail trouble. Thus in reality all moral action seems to
have no other principle than a conflict between the good and the
agreeable; or, that which comes to the same thing, between desire and
reason; the force of our sensuous instincts on one side, and, on the
other side, the feebleness of will, the moral faculty: such apparently is
the source of all our faults.

There may be, therefore, two different ways of favoring morality, the
same as there are two kinds of obstacles which thwart it: either we must
strengthen the side of reason, and the power of the good will, so that no
temptation can overcome it; or we must break the force of temptation, in
order that the reason and the will, although feebler, should yet be in a
state to surmount it.

It might be said, without doubt, that true morality gains little by this
second proceeding, because it happens without any modification of the
will, and yet that it is the nature of the will that alone give to
actions their moral character. But I say also, in the case in question,
a change of will is not at all necessary; because we do not suppose a bad
will which should require to be changed, but only a will turned to good,
but which is feeble. Therefore, this will, inclined to good, but too
feeble, does not fail to attain by this route to good actions, which
might not have happened if a stronger impulsion had drawn it in a
contrary sense. But every time that a strong will towards good becomes
the principle of an action, we are really in presence of a moral action.
I have therefore no scruple in advancing this proposition--that all which
neutralizes the resistance offered to the law of duty really favors
morality.

Morality has within us a natural enemy, the sensuous instinct; this, as
soon as some object solicits its desires, aspires at once to gratify it,
and, as soon as reason requires from it anything repugnant, it does not
fail to rebel against its precepts. This sensuous instinct is constantly
occupied in gaining the will on its side. The will is nevertheless under
the jurisdiction of the moral law, and it is under an obligation never to
be in contradiction with that which reason demands.

But the sensuous instinct does not recognize the moral law; it wishes to
enjoy its object and to induce the will to realize it also,
notwithstanding what the reason may advance. This tendency of the
faculty of our appetites, of immediately directing the will without
troubling itself about superior laws, is perpetually in conflict with our
moral destination, and it is the most powerful adversary that man has to
combat in his moral conduct. The coarse soul, without either moral or
aesthetic education, receives directly the law of appetite, and acts only
according to the good pleasure of the senses. The moral soul, but which
wants aesthetic culture, receives in a direct manner the law of reason,
and it is only out of respect for duty that it triumphs over temptation.
In the purified aesthetic soul, there is moreover another motive, another
force, which frequently takes the place of virtue when virtue is absent,
and which renders it easier when it is present--that is, taste.

Taste demands of us moderation and dignity; it has a horror of everything
sharp, hard and violent; it likes all that shapes itself with ease and
harmony. To listen to the voice of reason amidst the tempest of the
senses, and to know where to place a limit to nature in its most
brutified explosions, is, as we are aware, required by good breeding,
which is no other than an aesthetic law; this is required of every
civilized man. Well, then, this constraint imposed upon civilized man in
the expression of his feelings, confers upon him already a certain degree
of authority over them, or at least develops in him a certain aptitude to
rise above the purely passive state of the soul, to interrupt this state
by an initiative act, and to stop by reflection the petulance of the
feelings, ever ready to pass from affections to acts. Therefore
everything that interrupts the blind impetuosity of these movements of
the affections does not as yet, however, produce, I own, a virtue (for
virtue ought never to have any other active principle than itself), but
that at least opens the road to the will, in order to turn it on the side
of virtue. Still, this victory of taste over brutish affections is by no
means a moral action, and the freedom which the will acquires by the
intervention of taste is as yet in no way a moral liberty. Taste
delivers the soul from the yoke of instinct, only to impose upon it
chains of its own; and in discerning the first enemy, the declared enemy
of moral liberty, it remains itself, too often, as a second enemy,
perhaps even the more dangerous as it assumes the aspect of a friend.
Taste effectively governs the soul itself only by the attraction of
pleasure; it is true of a nobler type, because its principle is reason,
but still as long as the will is determined by pleasure there is not yet
morality.

Notwithstanding this, a great point is gained already by the intervention
of taste in the operations of the will. All those material inclinations
and brutal appetites, which oppose with so much obstinacy and vehemence
the practice of good, the soul is freed from through the aesthetic taste;
and in their place, it implants in us nobler and gentler inclinations,
which draw nearer to order, to harmony, and to perfection; and although
these inclinations are not by themselves virtues, they have at least
something in common with virtue; it is their object. Thenceforth, if it
is the appetite that speaks, it will have to undergo a rigorous control
before the sense of the beautiful; if it is the reason which speaks, and
which commands in its acts conformity with order, harmony, and
perfection, not only will it no longer meet with an adversary on the side
of inclination, but it will find the most active competition. If we
survey all the forms under which morality can be produced, we shall see
that all these forms can be reduced to two; either it is sensuous nature
which moves the soul either to do this thing or not to do the other, and
the will finally decides after the law of the reason; or it is the reason
itself which impels the motion, and the will obeys it without seeking
counsel of the senses.

The Greek princess, Anna Comnena, speaks of a rebel prisoner, whom her
father Alexis, then a simple general of his predecessor, had been charged
to conduct to Constantinople. During the journey, as they were riding
side by side, Alexis desired to halt under the shade of a tree to refresh
himself during the great heat of the day. It was not long before he fell
asleep, whilst his companion, who felt no inclination to repose with the
fear of death awaiting him before his eyes, remained awake. Alexis
slumbered profoundly, with his sword hanging upon a branch above his
head; the prisoner perceived the sword, and immediately conceived the
idea of killing his guardian and thus of regaining his freedom. Anna
Comnena gives us to understand that she knows not what might have been
the result had not Alexis fortunately awoke at that instant. In this
there is a moral of the highest kind, in which the sensuous instinct
first raised its voice, and of which the reason had only afterwards taken
cognizance in quality of judge. But suppose that the prisoner had
triumphed over the temptation only out of respect for justice, there
could be no doubt the action would have been a moral action.

When the late Duke Leopold of Brunswick, standing upon the banks of the
raging waters of the Oder, asked himself if at the peril of his life he
ought to venture into the impetuous flood in order to save some
unfortunates who without his aid were sure to perish; and when--I suppose
a case--simply under the influence of duty, he throws himself into the
boat into which none other dares to enter, no one will contest doubtless
that he acted morally. The duke was here in a contrary position to that
of the preceding one. The idea of duty, in this circumstance, was the
first which presented itself, and afterwards only the instinct of
self-preservation was roused to oppose itself to that prescribed by
reason, But in both cases the will acted in the same way; it obeyed
unhesitatingly the reason, yet both of them are moral actions.

But would the action have continued moral in both cases, if we suppose
the aesthetic taste to have taken part in it? For example, suppose that
the first, who was tempted to commit a bad action, and who gave it up
from respect for justice, had the taste sufficiently cultivated to feel
an invincible horror aroused in him against all disgraceful or violent
action, the aesthetic sense alone will suffice to turn him from it; there
is no longer any deliberation before the moral tribunal, before the
conscience; another motive, another jurisdiction has already pronounced.
But the aesthetic sense governs the will by the feeling and not by laws.
Thus this man refuses to enjoy the agreeable sensation of a life saved,
because he cannot support his odious feelings of having committed a
baseness. Therefore all, in this, took place before the feelings alone,
and the conduct of this man, although in conformity with the law, is
morally indifferent; it is simply a fine effect of nature.

Now let us suppose that the second, he to whom his reason prescribed to
do a thing against which natural instinct protested; suppose that this
man had to the same extent a susceptibility for the beautiful, so that
all which is great and perfect enraptured him; at the same moment, when
reason gave the order, the feelings would place themselves on the same
side, and he would do willingly that which without the inclination for
the beautiful he would have had to do contrary to inclination. But would
this be a reason for us to find it less perfect? Assuredly not, because
in principle it acts out of pure respect for the prescriptions of reason;
and if it follows these injunctions with joy, that can take nothing away
from the moral purity of the act. Thus, this man will be quite as
perfect in the moral sense; and, on the contrary, he will be incomparably
more perfect in the physical sense, because he is infinitely more capable
of making a virtuous subject.

Thus, taste gives a direction to the soul which disposes it to virtue, in
keeping away such inclinations as are contrary to it, and in rousing
those which are favorable. Taste could not injure true virtue, although
in every case where natural instinct speaks first, taste commences by
deciding for its chief that which conscience otherwise ought to have
known; in consequence it is the cause that, amongst the actions of those
whom it governs, there are many more actions morally indifferent than
actions truly moral. It thus happens that the excellency of the man does
not consist in the least degree in producing a larger sum of vigorously
moral particular actions, but by evincing as a whole a greater conformity
of all his natural dispositions with the moral law; and it is not a thing
to give people a very high idea of their country or of their age to hear
morality so often spoken of and particular acts boasted of as traits of
virtue. Let us hope that the day when civilization shall have
consummated its work (if we can realize this term in the mind) there will
no longer be any question of this. But, on the other side, taste can
become of possible utility to true virtue, in all cases when, the first
instigations issuing from reason, its voice incurs the risk of being
stifled by the more powerful solicitations of natural instinct. Thus,
taste determines our feelings to take the part of duty, and in this
manner renders a mediocre moral force of will sufficient for the practice
of virtue.

In this light, if the taste never injures true morality, and if in many
cases it is of evident use--and this circumstance is very important--then
it is supremely favorable to the legality of our conduct. Suppose that
aesthetic education contributes in no degree to the improvement of our
feelings, at least it renders us better able to act, although without
true moral disposition, as we should have acted if our soul had been
truly moral. Therefore, it is quite true that, before the tribunal of
the conscience, our acts have absolutely no importance but as the
expression of our feelings: but it is precisely the contrary in the
physical order and in the plan of nature: there it is no longer our
sentiments that are of importance; they are only important so far as they
give occasion to acts which conduce to the aims of nature. But the
physical order which is governed by forces, and the moral order which
governs itself by laws, are so exactly made one for the other, and are so
intimately blended, that the actions which are by their form morally
suitable, necessarily contain also a physical suitability; and as the
entire edifice of nature seems to exist only to render possible the
highest of all aims, which is the good, in the same manner the good can
in its turn be employed as the means of preserving the edifice. Thus,
the natural order has been rendered dependent upon the morality of our
souls, and we cannot go against the moral laws of the world without at
the same time provoking a perturbation in the physical world.

If, then, it is impossible to expect that human nature, as long as it is
only human nature, should act without interruption or feebleness,
uniformly and constantly as pure reason, and that it never offend the
laws of moral order; if fully persuaded, as we are, both of the necessity
and the possibility of pure virtue, we are forced to avow how subject to
accident is the exercise of it, and how little we ought to reckon upon
the steadfastness of our best principles; if with this conviction of
human fragility we bear in mind that each of the infractions of the moral
law attacks the edifice of nature, if we recall all these considerations
to our memory, it would be assuredly the most criminal boldness to place
the interests of the entire world at the mercy of the uncertainty of our
virtue. Let us rather draw from it the following conclusion, that it is
for us an obligation to satisfy at the very least the physical order by
the object of our acts, even when we do not satisfy the exigencies of the
moral order by the form of these acts; to pay, at least, as perfect
instruments the aims of nature, that which we owe as imperfect persons to
reason, in order not to appear shamefaced before both tribunals. For if
we refused to make any effort to conform our acts to it because simple
legality is without moral merit, the order of the world might in the
meanwhile be dissolved, and before we had succeeded in establishing our
principles all the links of society might be broken. No, the more our
morality is subjected to chance, the more is it necessary to take
measures in order to assure its legality; to neglect, either from levity
or pride, this legality is a fault for which we shall have to answer
before morality. When a maniac believes himself threatened with a fit of
madness, he leaves no knife within reach of his hands, and he puts
himself under constraint, in order to avoid responsibility in a state of
sanity for the crimes which his troubled brain might lead him to commit.
In a similar manner it is an obligation for us to seek the salutary bonds
which religion and the aesthetic laws present to us, in order that during
the crisis when our passion is dominant it shall not injure the physical
order.

It is not unintentionally that I have placed religion and taste in one
and the same class; the reason is that both one and the other have the
merit, similar in effect, although dissimilar in principle and in value,
to take the place of virtue properly so called, and to assure legality
where there is no possibility to hope for morality. Doubtless that would
hold an incontestably higher rank in the order of pure spirits, as they
would need neither the attraction of the beautiful nor the perspective of
eternal life, to conform on every occasion to the demands of reason; but
we know man is short-sighted, and his feebleness forces the most rigid
moralist to temper in some degree the rigidity of his system in practice,
although he will yield nothing in theory; it obliges him, in order to
insure the welfare of the human race, which would be ill protected by a
virtue subjected to chance, to have further recourse to two strong
anchors--those of religion and taste.




ON THE SUBLIME.


"Man is never obliged to say, I must--must," says the Jew Nathan
[Lessing's play, "Nathan the Wise," act i. scene 3.] to the dervish; and
this expression is true in a wider sense than man might be tempted to
suppose. The will is the specific character of man, and reason itself is
only the eternal rule of his will. All nature acts reasonably; all our
prerogative is to act reasonably, with consciousness and with will. All
other objects obey necessity; man is the being who wills.

It is exactly for this reason that there is nothing more inconsistent
with the dignity of man than to suffer violence, for violence effaces
him. He who does violence to us disputes nothing less than our humanity;
he who submits in a cowardly spirit to the violence abdicates his quality
of man. But this pretension to remain absolutely free from all that is
violence seems to imply a being in possession of a force sufficiently
great to keep off all other forces. But if this pretension is found in a
being who, in the order of forces, cannot claim the first rank, the
result is an unfortunate contradiction between his instinct and his
power.

Man is precisely in this case. Surrounded by numberless forces, which
are all superior to him and hold sway over him, he aspires by his nature
not to have to suffer any injury at their hands. It is true that by his
intelligence he adds artificially to his natural forces, and that up to a
certain point he actually succeeds in reigning physically over everything
that is physical. The proverb says, "there is a remedy for everything
except death;" but this exception, if it is one in the strictest
acceptation of the term, would suffice to entirely ruin the very idea of
our nature. Never will man be the cause that wills, if there is a case,
a single case, in which, with or without his consent, he is forced to
what he does not wish. This single terrible exception, to be or to do
what is necessary and not what he wishes, this idea will pursue him as a
phantom; and as we see in fact among the greater part of men, it will
give him up a prey to the blind terrors of imagination. His boasted
liberty is nothing, if there is a single point where he is under
constraint and bound. It is education that must give back liberty to
man, and help him to complete the whole idea of his nature. It ought,
therefore, to make him capable of making his will prevail, for, I repeat
it, man is the being who wills.

It is possible to reach this end in two ways: either really, by opposing
force to force, by commanding nature, as nature yourself; or by the idea,
issuing from nature, and by thus destroying in relation to self the very
idea of violence. All that helps man really to hold sway over nature is
what is styled physical education. Man cultivates his understanding and
develops his physical force, either to convert the forces of nature,
according to their proper laws, into the instruments of his will, or to
secure himself against their effects when he cannot direct them. But the
forces of nature can only be directed or turned aside up to a certain
point; beyond that point they withdraw from the influence of man and
place him under theirs.

Thus beyond the point in question his freedom would be lost, were he only
susceptible of physical education. But he must be man in the full sense
of the term, and consequently he must have nothing to endure, in any
case, contrary to his will. Accordingly, when he can no longer oppose to
the physical forces any proportional physical force, only one resource
remains to him to avoid suffering any violence: that is, to cause to
cease entirely that relation which is so fatal to him. It is, in short,
to annihilate as an idea the violence he is obliged to suffer in fact.
The education that fits man for this is called moral education.

The man fashioned by moral education, and he only, is entirely free. He
is either superior to nature as a power, or he is in harmony with her.
None of the actions that she brings to bear upon him is violence, for
before reaching him it has become an act of his own will, and dynamic
nature could never touch him, because he spontaneously keeps away from
all to which she can reach. But to attain to this state of mind, which
morality designates as resignation to necessary things, and religion
styles absolute submission to the counsels of Providence, to reach this
by an effort of his free will and with reflection, a certain clearness is
required in thought, and a certain energy in the will, superior to what
man commonly possesses in active life. Happily for him, man finds here
not only in his rational nature a moral aptitude that can be developed by
the understanding, but also in his reasonable and sensible nature--that
is, in his human nature--an aesthetic tendency which seems to have been
placed there expressly: a faculty awakens of itself in the presence of
certain sensuous objects, and which, after our feelings are purified, can
be cultivated to such a point as to become a powerful ideal development.
This aptitude, I grant, is idealistic in its principle and in its
essence, but one which even the realist allows to be seen clearly enough
in his conduct, though he does not acknowledge this in theory. I am now
about to discuss this faculty.

I admit that the sense of the beautiful, when it is developed by culture,
suffices of itself even to make us, in a certain sense, independent of
nature as far as it is a force. A mind that has ennobled itself
sufficiently to be more sensible of the form than of the matter of
things, contains in itself a plenitude of existence that nothing could
make it lose, especially as it does not trouble itself about the
possession of the things in question, and finds a very liberal pleasure
in the mere contemplation of the phenomenon. As this mind has no want to
appropriate the objects in the midst of which it lives, it has no fear of
being deprived of them. But it is nevertheless necessary that these
phenomena should have a body, through which they manifest themselves;
and, consequently, as long as we feel the want even only of finding a
beautiful appearance or a beautiful phenomenon, this want implies that of
the existence of certain objects; and it follows that our satisfaction
still depends on nature, considered as a force, because it is nature who
disposes of all existence in a sovereign manner. It is a different
thing, in fact, to feel in yourself the want of objects endowed with
beauty and goodness, or simply to require that the objects which surround
us are good and beautiful. This last desire is compatible with the most
perfect freedom of the soul; but it is not so with the other. We are
entitled to require that the object before us should be beautiful and
good, but we can only wish that the beautiful and the good should be
realized objectively before us. Now the disposition of mind is, par
excellence, called grand and sublime, in which no attention is given to
the question of knowing if the beautiful, the good, and the perfect
exist; but when it is rigorously required that that which exists should
be good, beautiful and perfect, this character of mind is called sublime,
because it contains in it positively all the characteristics of a fine
mind without sharing its negative features. A sign by which beautiful
and good minds, but having weaknesses, are recognized, is the aspiring
always to find their moral ideal realized in the world of facts, and
their being painfully affected by all that places an obstacle to it. A
mind thus constituted is reduced to a sad state of dependence in relation
to chance, and it may always be predicted of it, without fear of
deception, that it will give too large a share to the matter in moral and
aesthetical things, and that it will not sustain the more critical trials
of character and taste. Moral imperfections ought not to be to us a
cause of suffering and of pain: suffering and pain bespeak rather an
ungratified wish than an unsatisfied moral want. An unsatisfied moral
want ought to be accompanied by a more manly feeling, and fortify our
mind and confirm it in its energy rather than make us unhappy and
pusillanimous.

Nature has given to us two genii as companions in our life in this lower
world. The one, amiable and of good companionship, shortens the troubles
of the journey by the gayety of its plays. It makes the chains of
necessity light to us, and leads us amidst joy and laughter, to the most
perilous spots, where we must act as pure spirits and strip ourselves of
all that is body, on the knowledge of the true and the practice of duty.
Once when we are there, it abandons us, for its realm is limited to the
world of sense; its earthly wings could not carry it beyond. But at this
moment the other companion steps upon the stage, silent and grave, and
with his powerful arm carries us beyond the precipice that made us giddy.

In the former of these genii we recognize the feeling of the beautiful,
in the other the feeling of the sublime. No doubt the beautiful itself
is already an expression of liberty. This liberty is not the kind that
raises us above the power of nature, and that sets us free from all
bodily influence, but it is only the liberty which we enjoy as men,
without issuing from the limits of nature. In the presence of beauty we
feel ourselves free, because the sensuous instincts are in harmony with
the laws of reason. In presence of the sublime we feel ourselves
sublime, because the sensuous instincts have no influence over the
jurisdiction of reason, because it is then the pure spirit that acts in
us as if it were not absolutely subject to any other laws than its own.

The feeling of the sublime is a mixed feeling. It is at once a painful
state, which in its paroxysm is manifested by a kind of shudder, and a
joyous state, that may rise to rapture, and which, without being properly
a pleasure, is greatly preferred to every kind of pleasure by delicate
souls. This union of two contrary sensations in one and the same feeling
proves in a peremptory manner our moral independence. For as it is
absolutely impossible that the same object should be with us in two
opposite relations, it follows that it is we ourselves who sustain two
different relations with the object. It follows that these two opposed
natures should be united in us, which, on the idea of this object, are
brought into play in two perfectly opposite ways. Thus we experience by
the feeling of the beautiful that the state of our spiritual nature is
not necessarily determined by the state of our sensuous nature; that the
laws of nature are not necessarily our laws; and that there is in us an
autonomous principle independent of all sensuous impressions.

The sublime object may be considered in two lights. We either represent
it to our comprehension, and we try in vain to make an image or idea of
it, or we refer it to our vital force, and we consider it as a power
before which ours is nothing. But though in both cases we experience in
connection with this object the painful feeling of our limits, yet we do
not seek to avoid it; on the contrary we are attracted to it by an
irresistible force. Could this be the case if the limits of our
imagination were at the same time those of our comprehension? Should we
be willingly called back to the feeling of the omnipotence of the forces
of nature if we had not in us something that cannot be a prey of these
forces. We are pleased with the spectacle of the sensuous infinite,
because we are able to attain by thought what the senses can no longer
embrace and what the understanding cannot grasp. The sight of a terrible
object transports us with enthusiasm, because we are capable of willing
what the instincts reject with horror, and of rejecting what they desire.
We willingly allow our imagination to find something in the world of
phenomena that passes beyond it; because, after all, it is only one
sensuous force that triumphs over another sensuous force, but nature,
notwithstanding all her infinity, cannot attain to the absolute grandeur
which is in ourselves. We submit willingly to physical necessity both
our well-being and our existence. This is because the very power reminds
us that there are in us principles that escape its empire. Man is in the
hands of nature, but the will of man is in his own hands.

Nature herself has actually used a sensuous means to teach us that we are
something more than mere sensuous natures. She has even known how to
make use of our sensations to put us on the track of this discovery--that
we are by no means subject as slaves to the violence of the sensations.
And this is quite a different effect from that which can be produced by
the beautiful; I mean the beautiful of the real world, for the sublime
itself is surpassed by the ideal. In the presence of beauty, reason and
sense are in harmony, and it is only on account of this harmony that the
beautiful has attraction for us. Consequently, beauty alone could never
teach us that our destination is to act as pure intelligences, and that
we are capable of showing ourselves such. In the presence of the
sublime, on the contrary, reason and the sensuous are not in harmony, and
it is precisely this contradiction between the two which makes the charm
of the sublime--its irresistible action on our minds. Here the physical
man and the moral man separate in the most marked manner; for it is
exactly in the presence of objects that make us feel at once how limited
the former is that the other makes the experience of its force. The very
thing that lowers one to the earth is precisely that which raises the
other to the infinite.

Let us imagine a man endowed with all the virtues of which the union
constitutes a fine character. Let us suppose a man who finds his delight
in practising justice, beneficence, moderation, constancy, and good
faith. All the duties whose accomplishment is prescribed to him by
circumstances are only a play to him, and I admit that fortune favors him
in such wise that none of the actions which his good heart may demand of
him will be hard to him. Who would not be charmed with such a delightful
harmony between the instincts of nature and the prescriptions of reason?
and who could help admiring such a man? Nevertheless, though he may
inspire us with affection, are we quite sure that he is really virtuous?
Or in general that he has anything that corresponds to the idea of
virtue? If this man had only in view to obtain agreeable sensations,
unless he were mad he could not act in any other possible way; and he
would have to be his own enemy to wish to be vicious. Perhaps the
principle of his actions is pure, but this is a question to be discussed
between himself and his conscience. For our part, we see nothing of it;
we do not see him do anything more than a simply clever man would do who
had no other god than pleasure. Thus all his virtue is a phenomenon that
is explained by reasons derived from the sensuous order, and we are by no
means driven to seek for reasons beyond the world of sense.

Let us suppose that this same man falls suddenly under misfortune. He is
deprived of his possessions; his reputation is destroyed; he is chained
to his bed by sickness and suffering; he is robbed by death of all those
he loves; he is forsaken in his distress by all in whom he had trusted.
Let us under these circumstances again seek him, and demand the practice
of the same virtues under trial as he formerly had practised during the
period of his prosperity. If he is found to be absolutely the same as
before, if his poverty has not deteriorated his benevolence, or
ingratitude his kindly offices of good-will, or bodily suffering his
equanimity, or adversity his joy in the happiness of others; if his
change of fortune is perceptible in externals, but not in his habits, in
the matter, but not in the form of his conduct; then, doubtless, his
virtue could not be explained by any reason drawn from the physical
order; the idea of nature--which always necessarily supposes that actual
phenomena rest upon some anterior phenomenon, as effects upon cause--this
idea no longer suffices to enable us to comprehend this man; because
there is nothing more contradictory than to admit that effect can remain
the same when the cause has changed to its contrary. We must then give
up all natural explanation or thought of finding the reason of his acts
in his condition; we must of necessity go beyond the physical order, and
seek the principle of his conduct in quite another world, to which the
reason can indeed raise itself with its ideas, but which the
understanding cannot grasp by its conceptions. It is this revelation of
the absolute moral power which is subjected to no condition of nature, it
is this which gives to the melancholy feeling that seizes our heart at
the sight of such a man that peculiar, inexpressible charm, which no
delight of the senses, however refined, could arouse in us to the same
extent as the sublime.

Thus the sublime opens to us a road to overstep the limits of the world
of sense, in which the feeling of the beautiful would forever imprison
us. It is not little by little (for between absolute dependence and
absolute liberty there is no possible transition), it is suddenly and by
a shock that the sublime wrenches our spiritual and independent nature
away from the net which feeling has spun round us, and which enchains the
soul the more tightly because of its subtle texture. Whatever may be the
extent to which feeling has gained a mastery over men by the latent
influence of a softening taste, when even it should have succeeded in
penetrating into the most secret recesses of moral jurisdiction under the
deceptive envelope of spiritual beauty, and there poisoning the holiness
of principle at its source--one single sublime emotion often suffices to
break all this tissue of imposture, at one blow to give freedom to the
fettered elasticity of spiritual nature, to reveal its true destination,
and to oblige it to conceive, for one instant at least, the feeling of
its liberty. Beauty, under the shape of the divine Calypso, bewitched
the virtuous son of Ulysses, and the power of her charms held him long a
prisoner in her island. For long he believed he was obeying an immortal
divinity, whilst he was only the slave of sense; but suddenly an
impression of the sublime in the form of Mentor seizes him; he remembers
that he is called to a higher destiny--he throws himself into the waves,
and is free.

The sublime, like the beautiful, is spread profusely throughout nature,
and the faculty to feel both one and the other has been given to all men;
but the germ does not develop equally; it is necessary that art should
lend its aid. The aim of nature supposes already that we ought
spontaneously to advance towards the beautiful, although we still avoid
the sublime: for the beautiful is like the nurse of our childhood, and it
is for her to refine our soul in withdrawing it from the rude state of
nature. But though she is our first affection, and our faculty of
feeling is first developed for her, nature has so provided, nevertheless,
that this faculty ripens slowly and awaits its full development until the
understanding and the heart are formed. If taste attains its full
maturity before truth and morality have been established in our heart by
a better road than that which taste would take, the sensuous world would
remain the limit of our aspirations. We should not know, either in our
ideas or in our feelings, how to pass beyond the world of sense, and all
that imagination failed to represent would be without reality to us. But
happily it enters into the plan of nature, that taste, although it first
comes into bloom, is the last to ripen of all the faculties of the mind.
During this interval, man has time to store up in his mind a provision of
ideas, a treasure of principles in his heart, and then to develop
especially, in drawing from reason, his feeling for the great and the
sublime.

As long as man was only the slave of physical necessity, while he had
found no issue to escape from the narrow circle of his appetites, and
while he as yet felt none of that superior liberty which connects him
with the angels, nature, so far as she is incomprehensible, could not
fail to impress him with the insufficiency of his imagination, and again,
as far as she is a destructive force, to recall his physical
powerlessness. He is forced then to pass timidly towards one, and to
turn away with affright from the other. But scarcely has free
contemplation assured him against the blind oppression of the forces of
nature--scarcely has he recognized amidst the tide of phenomena something
permanent in his own being--than at once the coarse agglomeration of
nature that surrounds him begins to speak in another language to his
heart, and the relative grandeur which is without becomes for him a
mirror in which he contemplates the absolute greatness which is within
himself. He approaches without fear, and with a thrill of pleasure,
those pictures which terrified his imagination, and intentionally makes
an appeal to the whole strength of that faculty by which we represent the
infinite perceived by the senses, in order if she fails in this attempt,
to feel all the more vividly how much these ideas are superior to all
that the highest sensuous faculty can give. The sight of a distant
infinity--of heights beyond vision, this vast ocean which is at his feet,
that other ocean still more vast which stretches above his head,
transport and ravish his mind beyond the narrow circle of the real,
beyond this narrow and oppressive prison of physical life. The simple
majesty of nature offers him a less circumscribed measure for estimating
its grandeur, and, surrounded by the grand outlines which it presents to
him, he can no longer bear anything mean in his way of thinking. Who can
tell how many luminous ideas, how many heroic resolutions, which would
never have been conceived in the dark study of the imprisoned man of
science, nor in the saloons where the people of society elbow each other,
have been inspired on a sudden during a walk, only by the contact and the
generous struggle of the soul with the great spirit of nature? Who knows
if it is not owing to a less frequent intercourse with this sublime
spirit that we must partially attribute the narrowness of mind so common
to the dwellers in towns, always bent under the minutiae which dwarf and
wither their soul, whilst the soul of the nomad remains open and free as
the firmament beneath which he pitches his tent?

But it is not only the unimaginable or the sublime in quantity, it is
also the incomprehensible, that which escapes the understanding and
that which troubles it, which can serve to give us an idea of the
super-sensuous infinity. As soon as this element attains the grandiose
and announces itself to us as the work of nature (for otherwise it is
only despicable), it then aids the soul to represent to itself the ideal,
and imprints upon it a noble development. Who does not love the eloquent
disorder of natural scenery to the insipid regularity of a French garden?
Who does not admire in the plains of Sicily the marvellous combat of
nature with herself--of her creative force and her destructive power?
Who does not prefer to feast his eyes upon the wild streams and
waterfalls of Scotland, upon its misty mountains, upon that romantic
nature from which Ossian drew his inspiration--rather than to grow
enthusiastic in this stiff Holland, before the laborious triumph of
patience over the most stubborn of elements? No one will deny that in
the rich grazing-grounds of Holland, things are not better ordered
for the wants of physical man than upon the perfid crater of Vesuvius,
and that the understanding which likes to comprehend and arrange all
things, does not find its requirements rather in the regularly planted
farm-garden than in the uncultivated beauty of natural scenery. But
man has requirements which go beyond those of natural life and comfort
or well-being; he has another destiny than merely to comprehend the
phenomena which surround him.

In the same manner as for the observant traveller, the strange wildness
of nature is so attractive in physical nature--thus, and for the same
reason, every soul capable of enthusiasm finds even in the regrettable
anarchy found in the moral world a source of singular pleasure. Without
doubt he who sees the grand economy of nature only from the impoverished
light of the understanding; he who has never any other thought than to
reform its defiant disorder and to substitute harmony, such a one could
not find pleasure in a world which seems given up to the caprice of
chance rather than governed according to a wise ordination, and where
merit and fortune are for the most part in opposition. He desires that
the whole world throughout its vast space should be ruled like a house
well regulated; and when this much-desired regularity is not found, he
has no other resource than to defer to a future life, and to another and
better nature, the satisfaction which is his due, but which neither the
present nor the past afford him. On the contrary, he renounces willingly
the pretension of restoring this chaos of phenomena to one single notion;
he regains on another side, and with interest, what he loses on this
side. Just this want of connection, this anarchy, in the phenomena,
making them useless to the understanding, is what makes them valuable to
reason. The more they are disorderly the more they represent the freedom
of nature. In a sense, if you suppress all connection, you have
independence. Thus, under the idea of liberty, reason brings back to
unity of thought that which the understanding could not bring to unity of
notion. It thus shows its superiority over the understanding, as a
faculty subject to the conditions of a sensuous order. When we consider
of what value it is to a rational being to be independent of natural
laws, we see how much man finds in the liberty of sublime objects as a
set-off against the checks of his cognitive faculty. Liberty, with all
its drawbacks, is everywhere vastly more attractive to a noble soul than
good social order without it--than society like a flock of sheep, or a
machine working like a watch. This mechanism makes of man only a
product; liberty makes him the citizen of a better world.

It is only thus viewed that history is sublime to me. The world, as a
historic object, is only the strife of natural forces; with one another
and with man's freedom. History registers more actions referable to
nature than to free will; it is only in a few cases, like Cato and
Phocion, that reason has made its power felt. If we expect a treasury of
knowledge in history how we are deceived! All attempts of philosophy to
reconcile what the moral world demands with what the real world gives is
belied by experience, and nature seems as illogical in history as she is
logical in the organic kingdoms.

But if we give up explanation it is different. Nature, in being
capricious and defying logic, in pulling down great and little, in
crushing the noblest works of man, taking centuries to form--nature, by
deviating from intellectual laws, proves that you cannot explain nature
by nature's laws themselves, and this sight drives the mind to the world
of ideas, to the absolute.

But though nature as a sensuous activity drives us to the ideal, it
throws us still more into the world of ideas by the terrible. Our
highest aspiration is to be in good relations with physical nature,
without violating morality. But it is not always convenient to serve two
masters; and though duty and the appetites should never be at strife,
physical necessity is peremptory, and nothing can save men from evil
destiny. Happy is he who learns to bear what he cannot change! There
are cases where fate overpowers all ramparts, and where the only
resistance is, like a pure spirit, to throw freely off all interest of
sense, and strip yourself of your body. Now this force comes from
sublime emotions, and a frequent commerce with destructive nature.
Pathos is a sort of artificial misfortune, and brings us to the spiritual
law that commands our soul. Real misfortune does not always choose its
time opportunely, while pathos finds us armed at all points. By
frequently renewing this exercise of its own activity the mind controls
the sensuous, so that when real misfortune comes, it can treat it as an
artificial suffering, and make it a sublime emotion. Thus pathos takes
away some of the malignity of destiny, and wards off its blows.

Away then with that false theory which supposes falsely a harmony binding
well being and well doing. Let evil destiny show its face. Our safety
is not in blindness, but in facing our dangers. What can do so better
than familiarity with the splendid and terrible evolution of events, or
than pictures showing man in conflict with chance; evil triumphant,
security deceived--pictures shown us throughout history, and placed
before us by tragedy? Whoever passes in review the terrible fate of
Mithridates, of Syracuse, and Carthage, cannot help keeping his appetite
in check, at least for a time, and, seeing the vanity of things, strive
after that which is permanent. The capacity of the sublime is one of the
noblest aptitudes of man. Beauty is useful, but does not go beyond man.
The sublime applies to the pure spirit. The sublime must be joined to
the beautiful to complete the aesthetic education, and to enlarge man's
heart beyond the sensuous world.

Without the beautiful there would be an eternal strife between our
natural and rational destiny. If we only thought of our vocation as
spirits we should be strangers to this sphere of life. Without the
sublime, beauty would make us forget our dignity. Enervated--wedded to
this transient state, we should lose sight of our true country. We are
only perfect citizens of nature when the sublime is wedded to the
beautiful.

Many things in nature offer man the beautiful and sublime. But here
again he is better served at second-hand. He prefers to have them
ready-made in art rather than seek them painfully in nature. This
instinct for imitation in art has the advantage of being able to make
those points essential that nature has made secondary. While nature
suffers violence in the organic world, or exercises violence, working
with power upon man, though she can only be aesthetical as an object of
pure contemplation, art, plastic art, is fully free, because it throws
off all accidental restrictions and leaves the mind free, because it
imitates the appearance, not the reality of objects. As all sublimity
and beauty consists in the appearance, and not in the value of the object,
it follows that art has all the advantages of nature without her shackles.




THE PATHETIC.


The depicting of suffering, in the shape of simple suffering, is never
the end of art, but it is of the greatest importance as a means of
attaining its end. The highest aim of art is to represent the
super-sensuous, and this is effected in particular by tragic art,
because it represents by sensible marks the moral man, maintaining
himself in a state of passion, independently of the laws of nature.
The principle of freedom in man becomes conscious of itself only by
the resistance it offers to the violence of the feelings. Now the
resistance can only be measured by the strength of the attack. In
order, therefore, that the intelligence may reveal itself in man as a
force independent of nature, it is necessary that nature should have
first displayed all her power before our eyes. The sensuous being must
be profoundly and strongly affected, passion must be in play, that the
reasonable being may be able to testify his independence and manifest
himself in action.

It is impossible to know if the empire which man has over his affections
is the effect of a moral force, till we have acquired the certainty that
it is not an effect of insensibility. There is no merit in mastering the
feelings which only lightly and transitorily skim over the surface of the
soul. But to resist a tempest which stirs up the whole of sensuous
nature, and to preserve in it the freedom of the soul, a faculty of
resistance is required infinitely superior to the act of natural force.
Accordingly it will not be possible to represent moral freedom, except by
expressing passion, or suffering nature, with the greatest vividness; and
the hero of tragedy must first have justified his claim to be a sensuous
being before aspiring to our homage as a reasonable being, and making us
believe in his strength of mind.

Therefore the pathetic is the first condition required most strictly in a
tragic author, and he is allowed to carry his description of suffering as
far as possible, without prejudice to the highest end of his art, that
is, without moral freedom being oppressed by it. He must give in some
sort to his hero, as to his reader, their full load of suffering, without
which the question will always be put whether the resistance opposed to
suffering is an act of the soul, something positive, or whether it is not
rather a purely negative thing, a simple deficiency.

The latter case is offered in the purer French tragedy, where it is very
rare, or perhaps unexampled, for the author to place before the reader
suffering nature, and where generally, on the contrary, it is only the
poet who warms up and declaims, or the comedian who struts about on
stilts. The icy tone of declamation extinguishes all nature here, and
the French tragedians, with their superstitious worship of decorum, make
it quite impossible for them to paint human nature truly. Decorum,
wherever it is, even in its proper place, always falsifies the expression
of nature, and yet this expression is rigorously required by art. In a
French tragedy, it is difficult for us to believe that the hero ever
suffers, for he explains the state of his soul, as the coolest man would
do, and always thinking of the effect he is making on others, he never
lets nature pour forth freely. The kings, the princesses, and the heroes
of Corneille or Voltaire never forget their rank even in the most violent
excess of passion; and they part with their humanity much sooner than
with their dignity. They are like those kings and emperors of our old
picture-books, who go to bed with their crowns on.

What a difference from the Greeks and those of the moderns who have been
inspired with their spirit in poetry! Never does the Greek poet blush at
nature; he leaves to the sensuous all its rights, and yet he is quite
certain never to be subdued by it. He has too much depth and too much
rectitude in his mind not to distinguish the accidental, which is the
principal point with false taste, from the really necessary; but all that
is not humanity itself is accidental in man. The Greek artist who has to
represent a Laocoon, a Niobe, and a Philoctetes, does not care for the
king, the princess, or the king's son; he keeps to the man. Accordingly
the skilful statuary sets aside the drapery, and shows us nude figures,
though he knows quite well it is not so in real life. This is because
drapery is to him an accidental thing, and because the necessary ought
never to be sacrificed to the accidental. It is also because, if decency
and physical necessities have their laws, these laws are not those of
art. The statuary ought to show us, and wishes to show us, the man
himself; drapery conceals him, therefore he sets that aside, and with
reason.

The Greek sculptor rejects drapery as a useless and embarrassing load, to
make way for human nature; and in like manner the Greek poet emancipates
the human personages he brings forward from the equally useless
constraint of decorum, and all those icy laws of propriety, which put
nothing but what is artificial in man, and conceal nature in it. Take
Homer and the tragedians; suffering nature speaks the language of truth
and ingenuousness in their pages, and in a way to penetrate to the depths
of our hearts. All the passions play their part freely, nor do the rules
of propriety compress any feeling with the Greeks. The heroes are just
as much under the influence of suffering as other men, and what makes
them heroes is the very fact that they feel suffering strongly and
deeply, without suffering overcoming them. They love life as ardently as
others; but they are not so ruled by this feeling as to be unable to give
up life when the duties of honor or humanity call on them to do so.
Philoctetes filled the Greek stage with his lamentations; Hercules
himself, when in fury, does not keep under his grief. Iphigenia, on the
point of being sacrificed, confesses with a touching ingenuousness that
she grieves to part with the light of the sun. Never does the Greek
place his glory in being insensible or indifferent to suffering, but
rather in supporting it, though feeling it in its fulness. The very gods
of the Greeks must pay their tribute to nature, when the poet wishes to
make them approximate to humanity. Mars, when wounded, roars like ten
thousand men together, and Venus, scratched by an iron lance, mounts
again to Olympus, weeping, and cursing all battles.

This lively susceptibility on the score of suffering, this warm,
ingenuous nature, showing itself uncovered and in all truth in the
monuments of Greek art, and filling us with such deep and lively
emotions--this is a model presented for the imitation of all artists; it
is a law which Greek genius has laid down for the fine arts. It is
always and eternally nature which has the first rights over man; she
ought never to be fettered, because man, before being anything else, is a
sensuous creature. After the rights of nature come those of reason,
because man is a rational, sensuous being, a moral person, and because it
is a duty for this person not to let himself be ruled by nature, but to
rule her. It is only after satisfaction has been given in the first
place to nature, and after reason in the second place has made its rights
acknowledged, that it is permitted for decorum in the third place to make
good its claims, to impose on man, in the expression of his moral
feelings and of his sensations, considerations towards society, and to
show in it the social being, the civilized man. The first law of the
tragic art was to represent suffering nature. The second law is to
represent the resistance of morality opposed to suffering.

Affection, as affection, is an unimportant thing; and the portraiture of
affection, considered in itself, would be without any aesthetic value;
for, I repeat it, nothing that only interests sensuous nature is worthy
of being represented by art. Thus not only the affections that do
nothing but enervate and soften man, but in general all affections, even
those that are exalted, ecstatic, whatever may be their nature, are
beneath the dignity of tragic art.

The soft emotions, only producing tenderness, are of the nature of the
agreeable, with which the fine arts are not concerned. They only caress
the senses, while relaxing and creating languidness, and only relate to
external nature, not at all to the inner nature of man. A good number of
our romances and of our tragedies, particularly those that bear the name
of dramas--a sort of compromise between tragedy and comedy--a good number
also of those highly-appreciated family portraits, belong to this class.
The only effect of these works is to empty the lachrymal duct, and soothe
the overflowing feelings; but the mind comes back from them empty, and
the moral being, the noblest part of our nature, gathers no new strength
whatever from them. "It is thus," says Kant, "that many persons feel
themselves edified by a sermon that has nothing edifying in it." It
seems also that modern music only aims at interesting the sensuous, and
in this it flatters the taste of the day, which seeks to be agreeably
tickled, but not to be startled, nor strongly moved and elevated.
Accordingly we see music prefer all that is tender; and whatever be the
noise in a concert-room, silence is immediately restored, and every one
is all ears directly a sentimental passage is performed. Then an
expression of sensibility common to animalism shows itself commonly on
all faces; the eyes are swimming with intoxication, the open mouth is all
desire, a voluptuous trembling takes hold of the entire body, the breath
is quick and full, in short, all the symptoms of intoxication appear.
This is an evident proof that the senses swim in delight, but that the
mind or the principle of freedom in man has become a prey to the violence
of the sensuous impression. Real taste, that of noble and manly minds,
rejects all these emotions as unworthy of art, because they only please
the senses, with which art has nothing in common.

But, on the other hand, real taste excludes all extreme affections, which
only put sensuousness to the torture, without giving the mind any
compensation. These affections oppress moral liberty by pain, as the
others by voluptuousness; consequently they can excite aversion, and not
the emotion that would alone be worthy of art. Art ought to charm the
mind and give satisfaction to the feeling of moral freedom. This man who
is a prey to his pain is to me simply a tortured animate being, and not a
man tried by suffering. For a moral resistance to painful affections is
already required of man--a resistance which can alone allow the principle
of moral freedom, the intelligence, to make itself known in it.

If it is so, the poets and the artists are poor adepts in their art when
they seek to reach the pathetic only by the sensuous force of affection
and by representing suffering in the most vivid manner. They forget that
suffering in itself can never be the last end of imitation, nor the
immediate source of the pleasure we experience in tragedy. The pathetic
only has aesthetic value in as far as it is sublime. Now, effects that
only allow us to infer a purely sensuous cause, and that are founded only
on the affection experienced by the faculty of sense, are never sublime,
whatever energy they may display, for everything sublime proceeds
exclusively from the reason.

I imply by passion the affections of pleasure as well as the painful
affections, and to represent passion only, without coupling with it the
expression of the super-sensuous faculty which resists it, is to fall
into what is properly called vulgarity; and the opposite is called
nobility. Vulgarity and nobility are two ideas which, wherever they are
applied, have more or less relation with the super-sensuous share a man
takes in a work. There is nothing noble but what has its source in the
reason; all that issues from sensuousness alone is vulgar or common. We
say of a man that he acts in a vulgar manner when he is satisfied with
obeying the suggestions of his sensuous instinct; that he acts suitably
when he only obeys his instinct in conformity with the laws; that he acts
nobly when he obeys reason only, without having regard to his instincts.
We say of a physiognomy that it is common when it does not show any trace
of the spiritual man, the intelligence; we say it has expression when it
is the mind which has determined its features: and that it is noble when
a pure spirit has determined them. If an architectural work is in
question we qualify it as common if it aims at nothing but a physical
end; we name it noble if, independently of all physical aim, we find in
it at the same time the expression of a conception.

Accordingly, I repeat it, correct taste disallows all painting of the
affections, however energetic, which rests satisfied with expressing
physical suffering and the physical resistance opposed to it by the
subject, without making visible at the same time the superior principle
of the nature of man, the presence of a super-sensuous faculty. It does
this in virtue of the principle developed farther back, namely, that it
is not suffering in itself, but only the resistance opposed to suffering,
that is pathetic and deserving of being represented. It is for this
reason that all the absolutely extreme degrees of the affections are
forbidden to the artist as well as to the poet. All of these, in fact,
oppress the force that resists from within or rather, all betray of
themselves, and without any necessity of other symptoms, the oppression
of this force, because no affection can reach this last degree of
intensity as long as the intelligence in man makes any resistance.

Then another question presents itself. How is this principle of
resistance, this super-sensuous force, manifested in the phenomenon of
the affections? Only in one way, by mastering or, more commonly, by
combating affection. I say affection, for sensuousness can also fight,
but this combat of sensuousness is not carried on with the affection, but
with the cause that produces it; a contest which has no moral character,
but is all physical, the same combat that the earthworm, trodden under
foot, and the wounded bull engage in, without thereby exciting the
pathetic. When suffering man seeks to give an expression to his
feelings, to remove his enemy, to shelter the suffering limb, he does all
this in common with the animals, and instinct alone takes the initiative
here, without the will being applied to. Therefore, this is not an act
that emanates from the man himself, nor does it show him as an
intelligence. Sensuous nature will always fight the enemy that makes it
suffer, but it will never fight against itself.

On the other hand, the contest with affection is a contest with
sensuousness, and consequently presupposes something that is distinct
from sensuous nature. Man can defend himself with the help of common
sense and his muscular strength against the object that makes him suffer;
against suffering itself he has no other arms than those of reason.

These ideas must present themselves to the eye in the portraiture of the
affections, or be awakened by this portraiture in order that the pathetic
may exist. But it is impossible to represent ideas, in the proper sense
of the word, and positively, as nothing corresponds to pure ideas in the
world of sense. But they can be always represented negatively and in an
indirect way if the sensuous phenomenon by which they are manifested
has some character of which you would seek in vain the conditions in
physical nature. All phenomena of which the ultimate principle cannot
be derived from the world of sense are an indirect representation of
the upper-sensuous element.

And how does one succeed in representing something that is above nature
without having recourse to supernatural means? What can this phenomenon
be which is accomplished by natural forces--otherwise it would not be a
phenomenon--and yet which cannot be derived from physical causes without
a contradiction? This is the problem; how can the artist solve it?

It must be remembered that the phenomena observable in a man in a state
of passion are of two kinds. They are either phenomena connected simply
with animal nature, and which, therefore, only obey the physical law,
without the will being able to master them, or the independent force in
him being able to exercise an immediate influence over them. It is the
instinct which immediately produces these phenomena, and they obey
blindly the laws of instinct. To this kind belong, for example, the
organs of the circulation of the blood, of respiration, and all the
surface of the skin. But, moreover, the other organs, and those subject
to the will, do not always await the decision of the will; and often
instinct itself sets them immediately in play, especially when the
physical state is threatened with pain or with danger. Thus, the
movements of my arm depend, it is true, on my will; but if I place my
hand, without knowing it, on a burning body, the movement by which I draw
it back is certainly not a voluntary act, but a purely instinctive
phenomenon. Nay more, speech is assuredly subject to the empire of the
will, and yet instinct can also dispose of this organ according to its
whim, and even of this and of the mind, without consulting beforehand the
will, directly a sharp pain, or even an energetic affection, takes us by
surprise. Take the most impassible stoic and make him see suddenly
something very wonderful, or a terrible and unexpected object. Fancy
him, for example, present when a man slips and falls to the bottom of an
abyss. A shout, a resounding cry, and not only inarticulate, but a
distinct word will escape his lips, and nature will have acted in him
before the will: a certain proof that there are in man phenomena which
cannot be referred to his person as an intelligence, but only to his
instinct as a natural force.

But there is also in man a second order of phenomena, which are subject
to the influence and empire of the will, or which may be considered at
all events as being of such a kind that will might always have prevented
them, consequently phenomena for which the person and not instinct is
responsible. It is the office of instinct to watch with a blind zeal
over the interests of the senses; but it is the office of the person to
hold instinct in proper bounds, out of respect for the moral law.
Instinct in itself does not hold account of any law; but the person ought
to watch that instinct may not infringe in any way on the decrees of
reason. It is therefore evident that it is not for instinct alone to
determine unconditionally all the phenomena that take place in man in the
state of affection, and that on the contrary the will of man can place
limits to instinct. When instinct only determines all phenomena in man,
there is nothing more that can recall the person; there is only a
physical creature before you, and consequently an animal; for every
physical creature subject to the sway of instinct is nothing else.
Therefore, if you wish to represent the person itself, you must propose
to yourself in man certain phenomena that have been determined in
opposition to instinct, or at least that have not been determined by
instinct. That they have not been determined by instinct is sufficient
to refer them to a higher source, the moment we see that instinct would
no doubt have determined them in another way if its force had not been
broken by some obstacle.

We are now in a position to point out in what way the super-sensuous
element, the moral and independent force of man, his Ego in short, can be
represented in the phenomena of the affections. I understand that this
is possible if the parts which only obey physical nature, those where
will either disposes nothing at all, or only under certain circumstances,
betray the presence of suffering; and if those, on the contrary, that
escape the blind sway of instinct, that only obey physical nature, show
no trace, or only a very feeble trace, of suffering, and consequently
appear to have a certain degree of freedom. Now this want of harmony
between the features imprinted on animal nature in virtue of the laws of
physical necessity, and those determined with the spiritual and
independent faculty of man, is precisely the point by which that
super-sensuous principle is discovered in man capable of placing limits
to the effects produced by physical nature, and therefore distinct from
the latter. The purely animal part of man obeys the physical law, and
consequently may show itself oppressed by the affection. It is,
therefore, in this part that all the strength of passion shows itself,
and it answers in some degree as a measure to estimate the resistance--
that is to say, of the energy of the moral faculty in man--which can only
be judged according to the force of the attack. Thus in proportion as
the affection manifests itself with decision and violence in the field of
animal nature, without being able to exercise the same power in the field
of human nature, so in proportion the latter makes itself manifestly
known--in the same proportion the moral independence of man shows itself
gloriously: the portraiture becomes pathetic and the pathetic sublime.

The statues of the ancients make this principle of aesthetics sensible to
us; but it is difficult to reduce to conceptions and express in words
what the very inspection of ancient statues makes the senses feel in so
lively a manner. The group of Laocoon and his children can give to a
great extent the measure of what the plastic art of the ancients was
capable of producing in the matter of pathos. Winckelmann, in his
"History of Art,", says: "Laocoon is nature seized in the highest degree
of suffering, under the features of a man who seeks to gather up against
pain all the strength of which the mind is conscious. Hence while his
suffering swells his muscles and stretches his nerves, the mind, armed
with an interior force shows itself on his contracted brow, and the
breast rises, because the breathing is broken, and because there is an
internal struggle to keep in the expression of pain, and press it back
into his heart. The sigh of anguish he wishes to keep in, his very
breath which he smothers, exhaust the lower part of his trunk, and works
into his flanks, which make us judge in some degree of the palpitations
of his visceral organs. But his own suffering appears to occasion less
anguish than the pain of his children, who turn their faces toward their
father, and implore him, crying for help. His father's heart shows
itself in his eyes, full of sadness, and where pity seems to swim in a
troubled cloud. His face expresses lament, but he does not cry; his eyes
are turned to heaven, and implore help from on high. His mouth also
marks a supreme sadness, which depresses the lower lip and seems to weigh
upon it, while the upper lip, contracted from the top to the bottom,
expresses at once both physical suffering and that of the soul. Under
the mouth there is an expression of indignation that seems to protest
against an undeserved suffering, and is revealed in the nostrils, which
swell out and enlarge and draw upwards. Under the forehead, the struggle
between pain and moral strength, united as it were in a single point, is
represented with great truth, for, while pain contracts and raises the
eyebrows, the effort opposed to it by the will draws down towards the
upper eyelid all the muscles above it, so that the eyelid is almost
covered by them. The artist, not being able to embellish nature, has
sought at least to develop its means, to increase its effect and power.
Where is the greatest amount of pain is also the highest beauty. The
left side, which the serpent besets with his furious bites, and where he
instils his poison, is that which appears to suffer the most intensely,
because sensation is there nearest to the heart. The legs strive to
raise themselves as if to shun the evil; the whole body is nothing but
movement, and even the traces of the chisel contribute to the illusion;
we seem to see the shuddering and icy-cold skin."

How great is the truth and acuteness of this analysis! In what a
superior style is this struggle between spirit and the suffering of
nature developed! How correctly the author has seized each of the
phenomena in which the animal element and the human element manifest
themselves, the constraint of nature and the independence of reason! It
is well known that Virgil has described this same scene in his "Aeneid,"
but it did not enter into the plan of the epic poet to pause as the
sculptor did, and describe the moral nature of Laocoon; for this recital
is in Virgil only an episode; and the object he proposes is sufficiently
attained by the simple description of the physical phenomenon, without
the necessity on his part of looking into the soul of the unhappy
sufferer, as his aim is less to inspire us with pity than to fill us with
terror. The duty of the poet from this point of view was purely
negative; I mean he had only to avoid carrying the picture of physical
suffering to such a degree that all expression of human dignity or of
moral resistance would cease, for if he had done this indignation and
disgust would certainly be felt. He, therefore, preferred to confine
himself to the representation of the least of the suffering, and he found
it advisable to dwell at length on the formidable nature of the two
serpents, and on the rage with which they attack their victims, rather
than on the feelings of Laocoon. He only skims over those feelings,
because his first object was to represent a chastisement sent by the
gods, and to produce an impression of terror that nothing could diminish.
If he had, on the contrary, detained our looks on the person of Laocoon
himself with as much perseverance as the statuary, instead of on the
chastizing deity, the suffering man would have become the hero of the
scene, and the episode would have lost its propriety in connection with
the whole piece.

The narrative of Virgil is well known through the excellent commentary of
Lessing. But Lessing only proposed to make evident by this example the
limits that separate partial description from painting, and not to make
the notion of the pathetic issue from it. Yet the passage of Virgil does
not appear to me less valuable for this latter object, and I crave
permission to bring it forward again under this point of view:--

  Ecce autem gemini Tenedo tranquilla per alta
  (Horresco referens) immensis orbibus angues
  Incumbunt pelago, pariterque ad litora tendunt;
  Pectora quorum inter fluctus arrecta jubaeque
  Sanguineae exsuperant undas; pars caetera pontum
  Pone legit, sinuatque immensa volumine terga.
  Fit sonitus spumante salo, jamque arva tenebant,
  Ardentes oculos suffecti sanguine et igni,
  Sibila lambebant linguis vibrantibus ora!
                  Aeneid, ii. 203-211.

We find here realized the first of the three conditions of the sublime
that have been mentioned further back,--a very powerful natural force,
armed for destruction, and ridiculing all resistance. But that this
strong element may at the same time be terrible, and thereby sublime, two
distinct operations of the mind are wanted; I mean two representations
that we produce in ourselves by our own activity. First, we recognize
this irresistible natural force as terrible by comparing it with the
weakness of the faculty of resistance that the physical man can oppose to
it; and, secondly, it is by referring it to our will, and recalling to
our consciousness that the will is absolutely independent of all
influence of physical nature, that this force becomes to us a sublime
object. But it is we ourselves who represent these two relations; the
poet has only given us an object armed with a great force seeking to
manifest itself. If this object makes us tremble, it is only because we
in thought suppose ourselves, or some one like us, engaged with this
force. And if trembling in this way, we experience the feeling of the
sublime, it is because our consciousness tells us that, if we are the
victims of this force, we should have nothing to fear, from the freedom
of our Ego, for the autonomy of the determinations of our will. In short
the description up to here is sublime, but quite a contemplative,
intuitive sublimity:--

  Diffugimus visu exsangues, illi agmine certo
  Laocoonta petunt . . .--Aeneid, ii. 212-213.

Here the force is presented to us as terrible also; and contemplative
sublimity passes into the pathetic. We see that force enter really into
strife with man's impotence. Whether it concerns Laocoon or ourselves is
only a question of degree. The instinct of sympathy excites and
frightens in us the instinct of preservation: there are the monsters,
they are darting--on ourselves; there is no more safety, flight is vain.

It is no more in our power to measure this force with ours, and to refer
it or not to our own existence. This happens without our co-operation,
and is given us by the object itself. Accordingly our fear has not, as
in the preceding moment, a purely subjective ground, residing in our
soul; it has an objective ground, residing in the object. For, even if
we recognize in this entire scene a simple fiction of the imagination, we
nevertheless distinguish in this fiction a conception communicated to us
from without, from another conception that we produce spontaneously in
ourselves.

Thus the mind loses a part of her freedom, inasmuch as she receives now
from without that which she produced before her own activity. The idea
of danger puts on an appearance of objective reality, and affection
becomes now a serious affair.

If we were only sensuous creatures, obeying no other instinct than that
of self-preservation, we should stop here, and we should remain in a
state of mere and pure affection. But there is something in us which
takes no part in the affections of sensuous nature, and whose activity is
not directed according to physical conditions. According, then, as this
independently acting principle (the disposition, the moral faculty) has
become to a degree developed in the soul, there is left more or less
space for passive nature, and there remains more or less of the
independent principle in the affection.

In the truly moral soul the terrible trial (of the imagination) passes
quickly and readily into the sublime. In proportion as imagination loses
its liberty, reason makes its own prevail, and the soul ceases not to
enlarge within when it thus finds outward limits. Driven from all the
intrenchments which would give physical protection to sensuous creatures,
we seek refuge in the stronghold of our moral liberty, and we arrive by
that means at an absolute and unlimited safety, at the very moment when
we seem to be deprived in the world of phenomena of a relative and
precarious rampart. But precisely because it was necessary to have
arrived at the physical oppression before having recourse to the
assistance of our moral nature, we can only buy this high sentiment of
our liberty through suffering. An ordinary soul confines itself entirely
to this suffering, and never comprehends in the sublime or the pathetic
anything beyond the terrible. An independent soul, on the contrary,
precisely seizes this occasion to rise to the feeling of his moral force,
in all that is most magnificent in this force, and from every terrible
object knows how to draw out the sublime.

The moral man (the father) [see Aeneid, ii. 213-215] is here attacked
before the physical man, and that has a grand effect. All the affections
become more aesthetic when we receive them second-hand; there is no
stronger sympathy than that we feel for sympathy.

The moment [see Aeneid, ii. 216-217] had arrived when the hero himself
had to be recommended to our respect as a moral personage, and the poet
seized upon that moment. We already know by his description all the
force, all the rage of the two monsters who menace Laocoon, and we know
how all resistance would be in vain. If Laocoon were only a common man
he would better understand his own interests, and, like the rest of the
Trojans, he would find safety in rapid flight. But there is a heart in
that breast; the danger to his children holds him back, and decides him
to meet his fate. This trait alone renders him worthy of our pity. At
whatever moment the serpents had assailed him, we should have always been
touched and troubled. But because it happens just at the moment when as
father he shows himself so worthy of respect, his fate appears to us as
the result of having fulfilled his duty as parent, of his tender
disquietude for his children. It is this which calls forth our sympathy
in the highest degree. It appears, in fact, as if he deliberately
devoted himself to destruction, and his death becomes an act of the will.

Thus there are two conditions in every kind of the pathetic: 1st.
Suffering, to interest our sensuous nature; 2d. Moral liberty, to
interest our spiritual nature. All portraiture in which the expression
of suffering nature is wanting remains without aesthetic action, and our
heart is untouched. All portraiture in which the expression of moral
aptitude is wanting, even did it possess all the sensuous force possible,
could not attain to the pathetic, and would infallibly revolt our
feelings. Throughout moral liberty we require the human being who
suffers; throughout all the sufferings of human nature we always desire
to perceive the independent spirit, or the capacity for independence.

But the independence of the spiritual being in the state of suffering can
manifest itself in two ways. Either negatively, when the moral man does
not receive the law from the physical man, and his state exercises no
influence over his manner of feeling; or positively, when the moral man
is a ruler over the physical being, and his manner of feeling exercises
an influence upon his state. In the first case, it is the sublime of
disposition; in the second, it is the sublime of action.

The sublime of disposition is seen in all character independent of the
accidents of fate. "A noble heart struggling against adversity," says
Seneca, "is a spectacle full of attraction even for the gods." Such for
example is that which the Roman Senate offered after the disaster of
Cannae. Lucifer even, in Milton, when for the first time he contemplates
hell--which is to be his future abode--penetrates us with a sentiment of
admiration by the force of soul he displays:--

  "Hail, horrors, hail.
   Infernal world, and thou, profoundest Hell;
   Receive thy new possessor!--one who brings
   A mind not to be changed by place or time;
   The mind is its own place, and in itself
   Can make a Heaven of Hell. . . .
            Here at least
   We shall be free," etc.

The reply of Medea in the tragedy belongs also to this order of the
sublime.

The sublime of disposition makes itself seen, it is visible to the
spectator, because it rests upon co-existence, the simultaneous; the
sublime action, on the contrary, is conceived only by the thought,
because the impression and the act are successive, and the intervention
of the mind is necessary to infer from a free determination the idea of
previous suffering.

It follows that the first alone can be expressed by the plastic arts,
because these arts give but that which is simultaneous; but the poet can
extend his domain over one and the other. Even more; when the plastic
art has to represent a sublime action, it must necessarily bring it back
to sublimity.

In order that the sublimity of action should take place, not only must
the suffering of man have no influence upon the moral constitution, but
rather the opposite must be the case. The affection is the work of his
moral character. This can happen in two ways: either mediately, or
according to the law of liberty, when out of respect for such and such a
duty it decides from free choice to suffer--in this case, the idea of
duty determines as a motive, and its suffering is a voluntary act--or
immediately, and according to the necessity of nature, when he expiates
by a moral suffering the violation of duty; in this second case, the idea
of duty determines him as a force, and his suffering is no longer an
effect. Regulus offers us an example of the first kind, when, to keep
his word, he gives himself up to the vengeance of the Carthaginians; and
he would serve as an example of the second class, if, having betrayed his
trust, the consciousness of this crime would have made him miserable. In
both cases suffering has a moral course, but with this difference, that
on the one part Regulus shows us its moral character, and that, on the
other, he only shows us that he was made to have such a character. In
the first case he is in our eyes a morally great person; in the second he
is only aesthetically great.

This last distinction is important for the tragic art; it consequently
deserves to be examined more closely.

Man is already a sublime object, but only in the aesthetic sense, when
the state in which he is gives us an idea of his human destination, even
though we might not find this destination realized in his person. He
only becomes sublime to us in a moral point of view, when he acts,
moreover, as a person, in a manner conformable with this destination; if
our respect bears not only on his moral faculty, but on the use he makes
of this faculty; if dignity, in his case, is due, not only to his moral
aptitude; but to the real morality of his conduct. It is quite a
different thing to direct our judgment and attention to the moral faculty
generally, and to the possibility of a will absolutely free, and to be
directing it to the use of this faculty, and to the reality of this
absolute freedom of willing.

It is, I repeat, quite a different thing; and this difference is
connected not only with the objects to which we may have to direct our
judgment, but to the very criterion of our judgment. The same object can
displease us if we appreciate it in a moral point of view, and be very
attractive to us in the aesthetical point of view. But even if the moral
judgment and the aesthetical judgment were both satisfied, this object
would produce this effect on one and the other in quite a different way.
It is not morally satisfactory because it has an aesthetical value, nor
has it an aesthetical value because it satisfies us morally. Let us
take, as example, Leonidas and his devotion at Thermopylae. Judged from
the moral point of view, this action represents to me the moral law
carried out notwithstanding all the repugnance of instinct. Judged from
the aesthetic point of view, it gives me the idea of the moral faculty,
independent of every constraint of instinct. The act of Leonidas
satisfies the moral sense, the reason; it enraptures the aesthetical
sense, the imagination.

Whence comes this difference in the feelings in connection with the same
object? I account for it thus:--

In the same way that our being consists of two principles and natures, so
also and consequently our feelings are divided into two kinds, entirely
different. As reasonable beings we experience a feeling of approbation
or of disapprobation; as sensuous creatures we experience pleasure or
displeasure. The two feelings, approbation and pleasure, repose on
satisfaction: one on a satisfaction given to a requirement of reason--
reason has only requirements, and not wants. The other depends on a
satisfaction given to a sensuous want--sense only knows of wants, and
cannot prescribe anything. These two terms--requirements of reason,
wants of the senses--are mutually related, as absolute necessity and the
necessity of nature. Accordingly, both are included in the idea of
necessity, but with this difference, that the necessity of reason is
unconditional, and the necessity of sense only takes place under
conditions. But, for both, satisfaction is a purely contingent thing.
Accordingly every feeling, whether of pleasure or approbation, rests
definitively on an agreement between the contingent and the necessary.
If the necessary has thus an imperative character, the feeling
experienced will be that of approbation. If necessity has the character
of a want, the feeling experienced will be that of pleasure, and both
will be strong in proportion as the satisfaction will be contingent.
Now, underlying every moral judgment there is a requirement of reason
which requires us to act conformably with the moral law, and it is an
absolute necessity that we should wish what is good. But as the will is
free, it is physically an accidental thing that we should do in fact what
is good. If we actually do it, this agreement between the contingent in
the use of free will and the imperative demand of reason gives rise to
our assent or approbation, which will be greater in proportion as the
resistance of the inclinations made this use that we make of our free
will more accidental and more doubtful. Every aesthetic judgment, on the
contrary, refers the object to the necessity which cannot help willing
imperatively, but only desires that there should be an agreement between
the accidental and its own interest. Now what is the interest of
imagination? It is to emancipate itself from all laws, and to play its
part freely. The obligation imposed on the will by the moral law, which
prescribes its object in the strictest manner, is by no means favorable
to this need of independence. And as the moral obligation of the will is
the object of the moral judgment, it is clear that in this mode of
judging, the imagination could not find its interest. But a moral
obligation imposed on the will cannot be conceived, except by supposing
this same will absolutely independent of the moral instincts and from
their constraint. Accordingly the possibility of the moral act requires
liberty, and therefore agrees here in the most perfect manner with the
interest of imagination. But as imagination, through the medium of its
wants, cannot give orders to the will of the individual, as reason does
by its imperative character, it follows that the faculty of freedom, in
relation to imagination, is something accidental, and consequently that
the agreement between the accidental and the necessary (conditionally
necessary) must excite pleasure. Therefore, if we bring to bear a moral
judgment on this act of Leonidas, we shall consider it from a point of
view where its accidental character strikes the eye less than its
necessary side. If, on the other hand, we apply the aesthetical judgment
to it, this is another point of view, where its character of necessity
strikes us less forcibly than its accidental character. It is a duty for
every will to act thus, directly it is a free will; but the fact that
there is a free will that makes this act possible is a favor of nature in
regard to this faculty, to which freedom is a necessity. Thus an act of
virtue judged by the moral sense--by reason--will give us as its only
satisfaction the feeling of approbation, because reason can never find
more, and seldom finds as much as it requires. This same act, judged, on
the contrary, by the aesthetic sense--by imagination--will give us a
positive pleasure, because the imagination, never requiring the end to
agree with the demand, must be surprised, enraptured, at the real
satisfaction of this demand as at a happy chance. Our reason will merely
approve, and only approve, of Leonidas actually taking this heroic
resolution; but that he could take this resolution is what delights and
enraptures us.

This distinction between the two sorts of judgments becomes more evident
still, if we take an example where the moral sense and the aesthetic
sense pronounce a different verdict. Suppose we take the act of
Perigrinus Proteus burning himself at Olympia. Judging this act morally,
I cannot give it my approbation, inasmuch as I see it determined by
impure motives, to which Proteus sacrifices the duty of respecting his
own existence. But in the aesthetic judgment this same act delights
me; it delights me precisely because it testifies to a power of will
capable of resisting even the most potent of instincts, that of
self-preservation. Was it a moral feeling, or only a more powerful
sensuous attraction, that silenced the instinct of self-preservation in
this enthusiast. It matters little, when I appreciate the act from an
aesthetic point of view. I then drop the individual, I take away the
relation of his will to the law that ought to govern him; I think of
human will in general, considered as a common faculty of the race, and I
regard it in connection with all the forces of nature. We have seen that
in a moral point of view, the preservation of our being seemed to us a
duty, and therefore we were offended at seeing Proteus violate this duty.
In an aesthetic point of view the self-preservation only appears as an
interest, and therefore the sacrifice of this interest pleases us. Thus
the operation that we perform in the judgments of the second kind is
precisely the inverse of that which we perform in those of the first. In
the former we oppose the individual, a sensuous and limited being, and
his personal will, which can be effected pathologically, to the absolute
law of the will in general, and of unconditional duty which binds every
spiritual being; in the second case, on the contrary, we oppose the
faculty of willing, absolute volition, and the spiritual force as an
infinite thing, to the solicitations of nature and the impediments of
sense. This is the reason why the aesthetical judgment leaves us free,
and delights and enraptures us. It is because the mere conception of
this faculty of willing in an absolute manner, the mere idea of this
moral aptitude, gives us in itself a consciousness of a manifest
advantage over the sensuous. It is because the mere possibility of
emancipating ourselves from the impediments of nature is in itself a
satisfaction that flatters our thirst for freedom. This is the reason
why moral judgment, on the contrary, makes us experience a feeling of
constraint that humbles us. It is because in connection with each
voluntary act we appreciate in this manner, we feel, as regards the
absolute law that ought to rule the will in general, in a position of
inferiority more or less decided, and because the constraint of the will
thus limited to a single determination, which duty requires of it at all
costs, contradicts the instinct of freedom which is the property of
imagination. In the former case we soared from the real to the possible,
and from the individual to the species; in the latter, on the contrary,
we descend from the possible to the real, and we shut up the species in
the narrow limits of the individual. We cannot therefore be surprised if
the aesthetical judgment enlarges the heart, while the moral judgment
constrains and straitens it.

It results, therefore, from all that which precedes, that the moral
judgment and the aesthetic, far from mutually corroborating each other,
impede and hinder each other, because they impress on the soul two
directions entirely opposite. In fact, this observance of rule which
reason requires of us as moral judge is incompatible with the
independence which the imagination calls for as aesthetic judge. It
follows that an object will have so much the less aesthetic value the
more it has the character of a moral object, and if the poet were obliged
notwithstanding that to choose it, he would do well in treating of it,
not to call the attention of our reason to the rule of the will, but that
of our imagination to the power of the will. In his own interest it is
necessary for the poet to enter on this path, for with our liberty his
empire finishes. We belong to him only inasmuch as we look beyond
ourselves; we escape from him the moment we re-enter into our innermost
selves, and that is what infallibly takes place the moment an object
ceases to be a phenomenon in our consideration, and takes the character
of a law which judges us.

Even in the manifestation of the most sublime virtue, the poet can only
employ for his own views that which in those acts belongs to force. As
to the direction of the force, he has no reason to be anxious. The poet,
even when he places before our eyes the most perfect models of morality,
has not, and ought not to have, any other end than that of rejoicing our
soul by the contemplation of this spectacle. Moreover, nothing can
rejoice our soul except that which improves our personality, and nothing
can give us a spiritual joy except that which elevates the spiritual
faculty. But in what way can the morality of another improve our own
personality, and raise our spiritual force? That this other one
accomplishes really his duty results from an accidental use which he
makes of his liberty, and which for that very reason can prove nothing to
us. We only have in common with him the faculty to conform ourselves
equally to duty; the moral power which he exhibits reminds us also of our
own, and that is why we then feel something which upraises our spiritual
force. Thus it is only the idea of the possibility of an absolutely free
will which makes the real exercise of this will in us charming to the
aesthetic feeling.

We shall be still more convinced when we think how little the poetic
force of impression which is awakened in us by an act or a moral
character is dependent on their historic reality. The pleasure which we
take in considering an ideal character will in no way be lessened when we
come to think that this character is nothing more than a poetic fiction;
for it is on the poetic truth, and not on historic truth, that every
aesthetic impression of the feelings rest. Moreover, poetic truth does
not consist in that this or that thing has effectually taken place, but
in that it may have happened, that is to say, that the thing is in itself
possible. Thus the aesthetic force is necessarily obliged to rest in the
first place in the idea of possibility.

Even in real subjects, for which the actors are borrowed from history, it
is not the reality of the simple possibility of the fact, but that which
is guaranteed to us by its very reality which constitutes the poetic
element. That these personages have indeed existed, and that these
events have in truth taken place, is a circumstance which can, it is
true, in many cases add to our pleasure, but that which it adds to it is
like a foreign addition, much rather unfavorable than advantageous to the
poetical impression.

It was long thought that a great service was rendered to German poetry by
recommending German poets to treat of national themes. Why, it was
asked, did Greek poetry have so much power over the mind? Because it
brought forward national events and immortalized domestic exploits. No
doubt the poetry of the ancients may have been indebted to this
circumstance for certain effects of which modern poetry cannot boast; but
do these effects belong to art and the poet? It is small glory for the
Greek genius if it had only this accidental advantage over modern genius;
still more if it were necessary for the poets, in order to gain this
advantage, to obtain it by this conformity of their invention with real
history! It is only a barbarous taste that requires this stimulant of a
national interest to be captivated by beautiful things; and it is only a
scribbler who borrows from matter a force to which he despairs of giving
a form.

Poetry ought not to take its course through the frigid region of memory;
it ought never to convert learning into its interpreter, nor private
interest its advocate with the popular mind. It ought to go straight to
the heart, because it has come from the heart; and aim at the man in the
citizen, not the citizen in the man.

Happily, true genius does not make much account of all these counsels
that people are so anxious to give her with better intentions than
competence. Otherwise, Sulzer and his school might have made German
poetry adopt a very equivocal style. It is no doubt a very honorable aim
in a poet to moralize the man, and excite the patriotism of the citizen,
and the Muses know better than any one how well the arts of the sublime
and of the beautiful are adapted to exercise this influence. But that
which poetry obtains excellently by indirect means it would accomplish
very badly as an immediate end. Poetry is not made to serve in man for
the accomplishment of a particular matter, nor could any instrument be
selected less fitted to cause a particular object to succeed, or to carry
out special projects and details. Poetry acts on the whole of human
nature, and it is only by its general influence on the character of a man
that it can influence particular acts. Poetry can be for man what love
is for the hero. It can neither counsel him, nor strike for him, nor do
anything for him in short; but it can form a hero in him, call him to
great deeds, and arm him with a strength to be all that he ought to be.

Thus the degree of aesthetical energy with which sublime feelings and
sublime acts take possession of our souls, does not rest at all on the
interest of reason, which requires every action to be really conformable
with the idea of good. But it rests on the interest of the imagination,
which requires conformity with good should be possible, or, in other
terms, that no feeling, however strong, should oppress the freedom of the
soul. Now this possibility is found in every act that testifies with
energy to liberty, and to the force of the will; and if the poet meets
with an action of this kind, it matters little where, he has a subject
suitable for his art. To him, and to the interest we have in him, it is
quite the same, to take his hero in one class of characters or in
another, among the good or the wicked, as it often requires as much
strength of character to do evil conscientiously and persistently as to
do good. If a proof be required that in our aesthetic judgments we
attend more to the force than to its direction, to its freedom than to
its lawfulness, this is sufficient for our evidence. We prefer to see
force and freedom manifest themselves at the cost of moral regularity,
rather than regularity at the cost of freedom and strength. For directly
one of those cases offers itself, in which the general law agrees with
the instincts which by their strength threaten to carry away the will,
the aesthetic value of the character is increased, if he be capable of
resisting these instincts. A vicious person begins to interest us as
soon as he must risk his happiness and life to carry out his perverse
designs; on the contrary, a virtuous person loses in proportion as he
finds it useful to be virtuous. Vengeance, for instance, is certainly an
ignoble and a vile affection, but this does not prevent it from becoming
aesthetical, if to satisfy it we must endure painful sacrifice. Medea
slaying her children aims at the heart of Jason, but at the same time she
strikes a heavy blow at her own heart, and her vengeance aesthetically
becomes sublime directly we see in her a tender mother.

In this sense the aesthetic judgment has more of truth than is ordinarily
believed. The vices which show a great force of will evidently announce
a greater aptitude for real moral liberty than do virtues which borrow
support from inclination; seeing that it only requires of the man who
persistently does evil to gain a single victory over himself, one simple
upset of his maxims, to gain ever after to the service of virtue his
whole plan of life, and all the force of will which he lavished on evil.
And why is it we receive with dislike medium characters, whilst we at
times follow with trembling admiration one which is altogether wicked?
It is evident, that with regard to the former, we renounce all hope, we
cannot even conceive the possibility of finding absolute liberty of the
will; whilst with the other, on the contrary, each time he displays his
faculties, we feel that one single act of the will would suffice to raise
him up to the fullest height of human dignity.

Thus, in the aesthetic judgment, that which excites our interest is not
morality itself, but liberty alone; and moral purity can only please our
imagination when it places in relief the forces of the will. It is then
manifestly to confound two very distinct orders of ideas, to require in
aesthetic things so exact a morality, and, in order to stretch the domain
of reason, to exclude the imagination from its own legitimate sphere.

Either it would be necessary to subject it entirely, then there would be
an end to all aesthetic effect; or it would share the realm of reason,
then morality would not gain much. For if we pretend to pursue at the
same time two different ends, there would be risk of missing both one and
the other. The liberty of the imagination would be fettered by too great
respect for the moral law; and violence would be done to the character of
necessity which is in the reason, in missing the liberty which belongs to
the imagination.




ON GRACE AND DIGNITY.


The Greek fable attributes to the goddess of beauty a wonderful girdle
which has the quality of lending grace and of gaining hearts in all who
wear it. This same divinity is accompanied by the Graces, or goddesses
of grace. From this we see that the Greeks distinguished from beauty
grace and the divinities styled the Graces, as they expressed the ideas
by proper attributes, separable from the goddess of beauty. All that is
graceful is beautiful, for the girdle of love winning attractions is the
property of the goddess of Cnidus; but all beauty is not of necessity
grace, for Venus, even without this girdle, does not cease to be what she
is.

However, according to this allegory, the goddess of beauty is the only
one who wears and who lends to others the girdle of attractions. Juno,
the powerful queen of Olympus, must begin by borrowing this girdle from
Venus, when she seeks to charm Jupiter on Mount Ida [Pope's "Iliad," Book
XIV. v. 220]. Thus greatness, even clothed with a certain degree of
beauty, which is by no means disputed in the spouse of Jupiter, is never
sure of pleasing without the grace, since the august queen of the gods,
to subdue the heart of her consort, expects the victory not from her own
charms but from the girdle of Venus.

But we see, moreover, that the goddess of beauty can part with this
girdle, and grant it, with its quality and effects, to a being less
endowed with beauty. Thus grace is not the exclusive privilege of the
beautiful; it can also be handed over, but only by beauty, to an object
less beautiful, or even to an object deprived of beauty.

If these same Greeks saw a man gifted in other respects with all the
advantages of mind, but lacking grace, they advised him to sacrifice to
the Graces. If, therefore, they conceived these deities as forming an
escort to the beauty of the other sex, they also thought that they would
be favorable to man, and that to please he absolutely required their
help.

But what then is grace, if it be true that it prefers to unite with
beauty, yet not in an exclusive manner? What is grace if it proceeds
from beauty, but yet produces the effects of beauty, even when beauty is
absent. What is it, if beauty can exist indeed without it, and yet has
no attraction except with it? The delicate feeling of the Greek people
had marked at an early date this distinction between grace and beauty,
whereof the reason was not then able to give an account; and, seeking the
means to express it, it borrowed images from the imagination, because the
understanding could not offer notions to this end. On this score, the
myth of the girdle deserves to fix the attention of the philosopher, who,
however, ought to be satisfied to seek ideas corresponding with these
pictures when the pure instinctive feeling throws out its discoveries,
or, in other words, with explaining the hieroglyphs of sensation. If we
strip off its allegorical veil from this conception of the Greeks, the
following appears the only meaning it admits.

Grace is a kind of movable beauty, I mean a beauty which does not belong
essentially to its subject, but which may be produced accidentally in it,
as it may also disappear from it. It is in this that grace is
distinguished from beauty properly so called, or fixed beauty, which is
necessarily inherent in the subject itself. Venus can no doubt take off
her girdle and give it up for the moment to Juno, but she could only give
up her beauty with her very person. Venus, without a girdle, is no
longer the charming Venus, without beauty she is no longer Venus.

But this girdle as a symbol of movable beauty has this particular
feature, that the person adorned with it not only appears more graceful,
but actually becomes so. The girdle communicates objectively this
property of grace, in this contrasting with other articles of dress,
which have only subjective effects, and without modifying the person
herself, only modify the impression produced on the imagination of
others. Such is the express meaning of the Greek myth; grace becomes the
property of the person who puts on this girdle; she does more than appear
amiable, it is so in fact.

No doubt it may be thought that a girdle, which after all is only an
outward, artificial ornament, does not prove a perfectly correct emblem
to express grace as a personal quality. But a personal quality that is
conceived at the same time as separable from the subject, could only be
represented to the senses by an accidental ornament which can be detached
from the person, without the essence of the latter being affected by it.

Thus the girdle of charms operates not by a natural effect (for then it
would not change anything in the person itself) but by a magical effect;
that is to say, its virtue extends beyond all natural conditions. By
this means, which is nothing more, I admit, than an expedient, it has
been attempted to avoid the contradiction to which the mind, as regards
its representative faculty, is unavoidably reduced, every time it asks an
expression from nature herself, for an object foreign to nature and which
belongs to the free field of the ideal. If this magic girdle is the
symbol of an objective property which can be separated from its subject
without modifying in any degree its nature, this myth can only express
one thing--the beauty of movement, because movement is the only
modification that can affect an object without changing its identity.

The beauty of movement is an idea that satisfies the two conditions
contained in the myth which now occupies us. In the first place, it is
an objective beauty, not entirely depending upon the impression that we
receive from the object, but belonging to the object itself. In the
second place, this beauty has in itself something accidental, and the
object remains identical even when we conceive it to be deprived of this
property. The girdle of attractions does not lose its magic virtue in
passing to an object of less beauty, or even to that which is without
beauty; that is to say, that a being less beautiful, or even one which is
not beautiful, may also lay claim to the beauty of movement. The myth
tells us that grace is something accidental in the subject in which we
suppose it to be. It follows that we can attribute this property only to
accidental movements. In an ideal of beauty the necessary movements must
be beautiful, because inasmuch as necessary they form an integral part of
its nature; the idea of Venus once given, the idea of this beauty of
necessary movements is that implicitly comprised in it; but it is not the
same with the beauty of accidental movements; this is an extension of the
former; there can be a grace in the voice, there is none in respiration.

But all this beauty in accidental movements--is it necessarily grace? It
is scarcely necessary to notice that the Greek fable attributes grace
exclusively to humanity. It goes still further, for even the beauty of
form it restricts within the limits of the human species, in which, as we
know, the Greeks included also their gods. But if grace is the exclusive
privilege of the human form, none of the movements which are common to
man with the rest of nature can evidently pretend to it. Thus, for
example, if it were admitted that the ringlets of hair on a beautiful
head undulate with grace, there would also be no reason to deny a grace
of movement to the branches of trees, to the waves of the stream, to the
ears of a field of corn, or to the limbs of animals. No, the goddess of
Cnidus represents exclusively the human species; therefore, as soon as
you see only a physical creature in man, a purely sensuous object, she is
no longer concerned with him. Thus, grace can only be met with in
voluntary movements, and then in those only which express some sentiment
of the moral order. Those which have as principle only animal
sensuousness belong only, however voluntary we may suppose them to be, to
physical nature, which never reaches of itself to grace. If it were
possible to have grace in the manifestations of the physical appetites
and instincts, grace would no longer be either capable or worthy to serve
as the expression of humanity. Yet it is humanity alone which to the
Greek contains all the idea of beauty and of perfection. He never
consents to see separated from the soul the purely sensuous part, and
such is with him that which might be called man's sensuous nature, which
it is equally impossible for him to isolate either from his lower nature
or from his intelligence. In the same way that no idea presents itself
to his mind without taking at once a visible form, and without his
endeavoring to give a bodily envelope even to his intellectual
conceptions, so he desires in man that all his instinctive acts should
express at the same time his moral destination. Never for the Greek is
nature purely physical nature, and for that reason he does not blush to
honor it; never for him is reason purely reason, and for that reason he
has not to tremble in submitting to its rule. The physical nature and
moral sentiments, matter and mind, earth and heaven, melt together with a
marvellous beauty in his poetry. Free activity, which is truly at home
only in Olympus, was introduced by him even into the domain of sense, and
it is a further reason for not attaching blame to him if reciprocally he
transported the affections of the sense into Olympus. Thus, this
delicate sense of the Greeks, which never suffered the material element
unless accompanied by the spiritual principle, recognizes in man no
voluntary movement belonging only to sense which did not at the same time
manifest the moral sentiment of the soul. It follows that for them grace
is one of the manifestations of the soul, revealed through beauty in
voluntary movements; therefore, wherever there is grace, it is the soul
which is the mobile, and it is in her that beauty of movement has its
principle. The mythological allegory thus expresses the thought, "Grace
is a beauty not given by nature, but produced by the subject itself."

Up to the present time I have confined myself to unfolding the idea of
grace from the Greek myth, and I hope I have not forced the sense: may I
now be permitted to try to what result a philosophical investigation on
this point will lead us, and to see if this subject, as so many others,
will confirm this truth, that the spirit of philosophy can hardly flatter
itself that it can discover anything which has not already been vaguely
perceived by sentiment and revealed in poetry?

Without her girdle, and without the Graces, Venus represents the ideal of
beauty, such as she could have come forth from the hands of nature, and
such as she is made without the intervention of mind endowed with
sentiment and by the virtue alone of plastic forces. It is not without
reason that the fable created a particular divinity to represent this
sort of beauty, because it suffices to see and to feel in order to
distinguish it very distinctly from the other, from that which derives
its origin from the influence of a mind endowed with sentiments.

This first beauty, thus formed by nature solely and in virtue of the laws
of necessity, I shall distinguish from that which is regulated upon
conditions of liberty, in calling it, if allowed, beauty of structure
(architectonic beauty). It is agreed, therefore, to designate under this
name that portion of human beauty which not only has as efficient
principle the forces and agents of physical nature (for we can say as
much for every phenomenon), but which also is determined, so far as it is
beauty solely, by the forces of this nature.

Well-proportioned limbs, rounded contours, an agreeable complexion,
delicacy of skin, an easy and graceful figure, a harmonious tone of
voice, etc., are advantages which are gifts of nature and fortune: of
nature, which predisposed to this, and developed it herself; of fortune,
which protects against all influence adverse to the work of nature.

Venus came forth perfect and complete from the foam of the sea. Why
perfect? because she is the finished and exactly determined work of
necessity, and on that account she is neither susceptible of variety nor
of progress. In other terms, as she is only a beautiful representation
of the various ends which nature had in view in forming man, and thence
each of her properties is perfectly determined by the idea that she
realizes; hence it follows that we can consider her as definitive and
determined (with regard to its connection with the first conception)
although this conception is subject, in its development, to the
conditions of time.

The architectonic beauty of the human form and its technical perfection
are two ideas, which we must take good care not to confound. By the
latter, the ensemble of particular ends must be understood, such as they
co-ordinate between themselves towards a general and higher end; by the
other, on the contrary, a character suited to the representation of these
ends, as far as these are revealed, under a visible form, to our faculty
of seeing and observing. When, then, we speak of beauty, we neither take
into consideration the justness of the aims of nature in themselves, nor
formally, the degree of adaptation to the principles of art which their
combination could offer. Our contemplative faculties hold to the manner
in which the object appears to them, without taking heed to its logical
constitution. Thus, although the architectonic beauty, in the structure
of man, be determined by the idea which has presided at this structure,
and by the ends that nature proposes for it, the aesthetic judgment,
making abstraction of these ends, considers this beauty in itself; and in
the idea which we form of it, nothing enters which does not immediately
and properly belong to the exterior appearance.

We are, then, not obliged to say that the dignity of man and of his
condition heightens the beauty of his structure. The idea we have of his
dignity may influence, it is true, the judgment that we form on the
beauty of his structure; but then this judgment ceases to be purely
aesthetic. Doubtless, the technical constitution of the human form is an
expression of its destiny, and, as such, it ought to excite our
admiration; but this technical constitution is represented to the
understanding and not to sense; it is a conception and not a phenomenon.
The architectonic beauty, on the contrary, could never be an expression
of the destiny of man, because it addresses itself to quite a different
faculty from that to which it belongs to pronounce upon his destiny.

If, then, man is, amongst all the technical forces created by nature,
that to whom more especially we attribute beauty, this is exact and true
only under one condition, which is, that at once and upon the simple
appearance he justifies this superiority, without the necessity, in order
to appreciate it, that we bring to mind his humanity. For, to recall
this, we must pass through a conception; and then it would no longer be
the sense, but the understanding, that would become the judge of beauty,
which would imply contradiction. Man, therefore, cannot put forward the
dignity of his moral destiny, nor give prominence to his superiority as
intelligence, to increase the price of his beauty. Man, here, is but a
being thrown like others into space--a phenomenon amongst other
phenomena. In the world of sense no account is made of the rank he holds
in the world of ideas; and if he desires in that to hold the first place,
he can only owe it to that in him which belongs to the physical order.

But his physical nature is determined, we know, by the idea of his
humanity; from which it follows that his architectonic beauty is so also
mediately. If, then he is distinguished by superior beauty from all
other creatures of the sensuous world, it is incontestable that he owes
this advantage to his destiny as man, because it is in it that the reason
is of the differences which in general separate him from the rest of the
sensuous world. But the beauty of the human form is not due to its being
the expression of this superior destiny, for if it were so, this form
would necessarily cease to be beautiful, from the moment it began to
express a less high destiny, and the contrary to this form would be
beautiful as soon as it could be admitted that it expresses this higher
destination. However, suppose that at the sight of a fine human face we
could completely forget that which it expresses, and put in its place,
without chancing anything of its outside, the savage instincts of the
tiger, the judgment of the eyesight would remain absolutely the same, and
the tiger would be for it the chef-d'oeuvre of the Creator.

The destiny of man as intelligence contributes, then, to the beauty of
his structure only so far as the form that represents this destiny, the
expression that makes it felt, satisfies at the same time the conditions
which are prescribed in the world of sense to the manifestations of the
beautiful; which signifies that beauty ought always to remain a pure
effect of physical nature, and that the rational conception which had
determined the technical utility of the human structure cannot confer
beauty, but simply be compatible with beauty.

It could be objected, it is true, that in general all which is manifested
by a sensuous representation is produced by the forces of nature, and
that consequently this character cannot be exclusively an indication of
the beautiful. Certainly, and without doubt, all technical creations are
the work of nature; but it is not by the fact of nature that they are
technical, or at least that they are so judged to be. They are technical
only through the understanding, and thus their technical perfection has
already its existence in the understanding, before passing into the world
of sense, and becoming a sensible phenomenon. Beauty, on the contrary,
has the peculiarity, that the sensuous world is not only its theatre, but
the first source from whence it derives its birth, and that it owes to
nature not only its expression, but also its creation. Beauty is
absolutely but a property of the world of sense; and the artist, who has
the beautiful in view, would not attain to it but inasmuch as he
entertains this illusion, that his work is the work of nature.

In order to appreciate the technical perfection of the human body, we
must bear in mind the ends to which it is appropriated; this being quite
unnecessary for the appreciation of its beauty. Here the senses require
no aid, and of themselves judge with full competence; however they would
not be competent judges of the beautiful, if the world of sense (the
senses have no other object) did not contain all the conditions of beauty
and was therefore competent to produce it. The beauty of man, it is
true, has for mediate reason the idea of his humanity, because all his
physical nature is founded on this idea; but the senses, we know, hold to
immediate phenomena, and for them it is exactly the same as if this
beauty were a simple effect of nature, perfectly independent.

From what we have said, up to the present time, it would appear that the
beautiful can offer absolutely no interest to the understanding, because
its principle belongs solely to the world of sense, and amongst all our
faculties of knowledge it addresses itself only to our senses. And in
fact, the moment that we sever from the idea of the beautiful, as a
foreign element, all that is mixed with the idea of technical perfection,
almost inevitably, in the judgment of beauty, it appears that nothing
remains to it by which it can become the object of an intellectual
pleasure. And nevertheless, it is quite as incontestable that the
beautiful pleases the understanding, as it is beyond doubt that the
beautiful rests upon no property of the object that could not be
discovered but by the understanding.

To solve this apparent contradiction, it must be remembered that the
phenomena can in two different ways pass to the state of objects of the
understanding and express ideas. It is not always necessary that the
understanding draws these ideas from phenomena; it can also put them into
them. In the two cases, the phenomena will be adequate to a rational
conception, with this simple difference, that, in the first case, the
understanding finds it objectively given, and to a certain extent only
receives it from the object because it is necessary that the idea should
be given to explain the nature and often even the possibility of the
object; whilst in the second case, on the contrary, it is the
understanding which of itself interprets, in a manner to make of it the
expression of its idea, that which the phenomenon offers us, without any
connection with this idea, and thus treats by a metaphysical process that
which in reality is purely physical. There, then, in the association of
the idea with the object there is an objective necessity; here, on the
contrary, a subjective necessity at the utmost. It is unnecessary to say
that, in my mind, the first of these two connections ought to be
understood of technical perfection, the second, of the beautiful.

As then in the second case it is a thing quite contingent for the
sensuous object that there should or should not be outside of it an
object which perceives it--an understanding that associates one of its
own ideas with it, consequently, the ensemble of these objective
properties ought to be considered as fully independent of this idea; we
have perfectly the right to reduce the beautiful, objectively, to the
simple conditions of physical nature, and to see nothing more in beauty
than effect belonging purely to the world of sense. But as, on the other
side, the understanding makes of this simple fact of the world of sense a
transcendent usage, and in lending it a higher signification inasmuch as
he marks it, as it were, with his image, we have equally the right to
transport the beautiful, subjectively, into the world of intelligence.
It is in this manner that beauty belongs at the same time to the two
worlds--to one by the right of birth, to the other by adoption; it takes
its being in the world of sense, it acquires the rights of citizenship in
the world of understanding. It is that which explains how it can be that
taste, as the faculty for appreciating the beautiful, holds at once the
spiritual element and that of sense; and that these two natures,
incompatible one with the other, approach in order to form in it a happy
union. It is this that explains how taste can conciliate respect for the
understanding with the material element, and with the rational principle
the favor and the sympathy of the senses, how it can ennoble the
perceptions of the senses so as to make ideas of them, and, in a certain
measure, transform the physical world itself into a domain of the ideal.

At all events, if it is accidental with regard to the object, that the
understanding associates, at the representation of this object, one of
its own ideas with it, it is not the less necessary for the subject which
represents it to attach to such a representation such an idea. This
idea, and the sensuous indication which corresponds to it in the object,
ought to be one with the other in such relation, that the understanding
be forced to this association by its own immutable laws; the
understanding then must have in itself the reason which leads it to
associate exclusively a certain phenomenon with a certain determined
idea, and, reciprocally, the object should have in itself the reason for
which it exclusively provokes that idea and not another. As to knowing
what the idea can be which the understanding carries into the beautiful,
and by what objective property the object gifted with beauty can be
capable of serving as symbol to this idea, is then a question much too
grave to be solved here in passing, and I reserve this examination for an
analytical theory of the beautiful.

The architectonic beauty of man is then, in the way I have explained it,
the visible expression of a rational conception, but it is so only in the
same sense and the same title as are in general all the beautiful
creations of nature. As to the degree, I agree that it surpasses all the
other beauties; but with regard to kind, it is upon the same rank as they
are, because it also manifests that which alone is perceptible of its
subject, and it is only when we represent it to ourselves that it
receives a super-sensuous value.

If the ends of creation are marked in man with more of success and of
beauty than in the organic beings, it is to some extent a favor which the
intelligence, inasmuch as it dictated the laws of the human structure,
has shown to nature charged to execute those laws. The intelligence, it
is true, pursues its end in the technique of man with a rigorous
necessity, but happily its exigencies meet and accord with the necessary
laws of nature so well, that one executes the order of the other whilst
acting according to its own inclination.

But this can only be true respecting the architectonic beauty of man,
where the necessary laws of physical nature are sustained by another
necessity, that of the teleological principle which determines them. It
is here only that the beautiful could be calculated by relation to the
technique of the structure, which can no longer take place when the
necessity is on one side alone, and the super-sensuous cause which
determines the phenomenon takes a contingent character. Thus, it is
nature alone who takes upon herself the architectonic beauty of man,
because here, from the first design, she had been charged once for all by
the creating intelligence with the execution of all that man needs in
order to arrive at the ends for which he is destined, and she has in
consequence no change to fear in this organic work which she
accomplishes.

But man is moreover a person--that is to say, a being whose different
states can have their cause in himself, and absolutely their last cause;
a being who can be modified by reason that he draws from himself. The
manner in which he appears in the world of sense depends upon the manner
in which he feels and wills, and, consequently, upon certain states which
are freely determined by himself, and not fatally by nature.

If man were only a physical creature, nature, at the same time that she
establishes the general laws of his being, would determine also the
various causes of application. But here she divides her empire with free
arbitration; and, although its laws are fixed, it is the mind that
pronounces upon particular cases.

The domain of mind extends as far as living nature goes, and it finishes
only at the point at which organic life loses itself in unformed matter,
at the point at which the animal forces cease to act. It is known that
all the motive forces in man are connected one with the other, and this
makes us understand how the mind, even considered as principle of
voluntary movement, can propagate its action through all organisms. It
is not only the instruments of the will, but the organs themselves upon
which the will does not immediately exercise its empire, that undergo,
indirectly at least, the influence of mind; the mind determines then, not
only designedly when it acts, but again, without design, when it feels.

From nature in herself (this result is clearly perceived from what
precedes) we must ask nothing but a fixed beauty, that of the phenomena
that she alone has determined according to the law of necessity. But
with free arbitration, chance (the accidental), interferes in the work of
nature, and the modifications that affect it thus under the empire of
free will are no longer, although all behave according to its own laws,
determined by these laws. From thence it is to the mind to decide the
use it will make of its instruments, and with regard to that part of
beauty which depends on this use, nature has nothing further to command,
nor, consequently, to incur any responsibility.

And thus man by reason that, making use of his liberty, he raises himself
into the sphere of pure intelligences, would find himself in danger of
sinking, inasmuch as he is a creature of sense, and of losing in the
judgment of taste that which he gains at the tribunal of reason. This
moral destiny, therefore, accomplished by the moral action of man, would
cost him a privilege which was assured to him by this same moral destiny
when only indicated in his structure; a purely sensuous privilege, it is
true, but one which receives, as we have seen, a signification and a
higher value from the understanding. No; nature is too much enamored
with harmony to be guilty of so gross a contradiction, and that which is
harmonious in the world of the understanding could not be rendered by a
discord in the world of sense.

As soon, then, as in man the person, the moral and free agent, takes upon
himself to determine the play of phenomena, and by his intervention takes
from nature the power to protect the beauty of her work, he then, as it
were, substitutes himself for nature, and assumes in a certain measure,
with the rights of nature, a part of the obligations incumbent on her.
When the mind, taking possession of the sensuous matter subservient to
it, implicates it in his destiny and makes it depend on its own
modifications, it transforms itself to a certain point into a sensuous
phenomenon, and, as such, is obliged to recognize the law which regulates
in general all the phenomena. In its own interest it engages to permit
that nature in its service, placed under its dependence, shall still
preserve its character of nature, and never act in a manner contrary to
its anterior obligations. I call the beautiful an obligation of
phenomena, because the want which corresponds to it in the subject has
its reason in the understanding itself, and thus it is consequently
universal and necessary. I call it an anterior obligation because the
senses, in the matter of beauty, have given their judgment before the
understanding commences to perform its office.

Thus it is now free arbitration which rules the beautiful. If nature has
furnished the architectonic beauty, the soul in its turn determines the
beauty of the play, and now also we know what we must understand by charm
and grace. Grace is the beauty of the form under the influence of free
will; it is the beauty of this kind of phenomena that the person himself
determines. The architectonic beauty does honor to the author of nature;
grace does honor to him who possesses it. That is a gift, this is a
personal merit.

Grace can be found only in movement, for a modification which takes place
in the soul can only be manifested in the sensuous world as movement.
But this does not prevent features fixed and in repose also from
possessing grace. There immobility is, in its origin, movement which,
from being frequently repeated, at length becomes habitual, leaving
durable traces.

But all the movements of man are not capable of grace. Grace is never
otherwise than beauty of form animated into movement by free will; and
the movements which belong only to physical nature could not merit the
name. It is true that an intellectual man, if he be keen, ends by
rendering himself master of almost all the movements of the body; but
when the chain which links a fine lineament to a moral sentiment
lengthens much, this lineament becomes the property of the structure, and
can no longer be counted as a grace. It happens, ultimately, that the
mind moulds the body, and that the structure is forced to modify itself
according to the play that the soul imprints upon the organs, so
entirely, that grace finally is transformed--and the examples are not
rare--into architectonic beauty. As at one time an antagonistic mind
which is ill at ease with itself alters and destroys the most perfect
beauty of structure, until at last it becomes impossible to recognize
this magnificent chef-d'oeuvre of nature in the state to which it is
reduced under the unworthy hands of free will, so at other times the
serenity and perfect harmony of the soul come to the aid of the hampered
technique, unloose nature and develop with divine splendor the beauty of
form, enveloped until then, and oppressed.

The plastic nature of man has in it an infinity of resources to retrieve
the negligencies and repair the faults that she may have committed. To
this end it is sufficient that the mind, the moral agent, sustain it, or
even withhold from troubling it in the labor of rebuilding.

Since the movements become fixed (gestures pass to a state of lineament),
are themselves capable of grace, it would perhaps appear to be rational
to comprehend equally under this idea of beauty some apparent or
imitative movements (the flamboyant lines for example, undulations). It
is this which Mendelssohn upholds. But then the idea of grace would be
confounded with the ideal of beauty in general, for all beauty is
definitively but a property of true or apparent movement (objective or
subjective), as I hope to demonstrate in an analysis of beauty. With
regard to grace, the only movements which can offer any are those which
respond at the same time to a sentiment.

The person (it is known what I mean by the expression) prescribes the
movements of the body, either through the will, when he desires to
realize in the world of sense an effect of which he has proposed the
idea, and in that case the movements are said to be voluntary or
intentional; or, on the other hand, they take place without its will
taking any part in it--in virtue of a fatal law of the organism--but on
the occasion of a sentiment, in the latter case, I say that the movements
are sympathetic. The sympathetic movement, though it may be involuntary
and provoked by a sentiment, ought not to be confounded with those purely
instinctive movements that proceed from physical sensibility. Physical
instinct is not a free agent, and that which it executes is not an act of
the person; I understand then here exclusively, by sympathetic movements,
those which accompany a sentiment, a disposition of the moral order.

The question that now presents itself is this: Of these two kinds of
movement, having their principle in the person, which is capable of
grace?

That which we are rigorously forced to distinguish in philosophic
analysis is not always separated also in the real. Thus it is rare that
we meet intentional movements without sympathetic movements, because the
will determines the intentional movements only after being decided itself
by the moral sentiments which are the principle of the sympathetic
movements. When a person speaks, we see his looks, his lineaments, his
hands, often the whole person all together speaks to us; and it is not
rare that this mimic part of the discourse is the most eloquent. Still
more there are cases where an intentional movement can be considered at
the same time as sympathetic; and it is that which happens when something
involuntary mingles with the voluntary act which determines this
movement.

I will explain: the mode, the manner in which a voluntary movement is
executed, is not a thing so exactly determined by the intention which is
proposed by it that it cannot be executed in several different ways.
Well, then, that which the will or intention leaves undetermined can be
sympathetically determined by the state of moral sensibility in which the
person is found to be, and consequently can express this state. When I
extend the arm to seize an object, I execute, in truth, an intention, and
the movement I make is determined in general by the end that I have in
view; but in what way does my arm approach the object? how far do the
other parts of my body follow this impulsion? What will be the degree of
slowness or of the rapidity of the movement? What amount of force shall
I employ? This is a calculation of which my will, at the instant, takes
no account, and in consequence there is a something left to the
discretion of nature.

But nevertheless, though that part of the movement is not determined by
the intention itself, it must be decided at length in one way or the
other, and the reason is that the manner in which my moral sensibility is
affected can have here decisive influence: it is this which will give the
tone, and which thus determines the mode and the manner of the movement.
Therefore this influence, which exercises upon the voluntary movement the
state of moral sensibility in which the subject is found, represents
precisely the involuntary part of this movement, and it is there then
that we must seek for grace.

A voluntary movement, if it is not linked to any sympathetic movement--or
that which comes to the same thing, if there is nothing involuntary mixed
up with it having for principle the moral state of sensibility in which
the subject happens to be--could not in any manner present grace, for
grace always supposes as a cause a disposition of the soul. Voluntary
movement is produced after an operation of the soul, which in consequence
is already completed at the moment in which the movement takes place.

The sympathetic movement, on the contrary, accompanies this operation of
the soul, and the moral state of sensibility which decides it to this
operation. So that this movement ought to be considered as simultaneous
with regard to both one and the other.

From that alone it results that voluntary movement not proceeding
immediately from the disposition of the subject could not be an
expression of this disposition also. For between the disposition and the
movement itself the volition has intervened, which, considered in itself,
is something perfectly indifferent. This movement is the work of the
volition, it is determined by the aim that is proposed; it is not the
work of the person, nor the product of the sentiments that affect it.

The voluntary movement is united but accidentally with the disposition
which precedes it; the concomitant movement, on the contrary, is
necessarily linked to it. The first is to the soul that which the
conventional signs of speech are to the thoughts which they express. The
second, on the contrary, the sympathetic movement or concomitant, is to
the soul that which the cry of passion is to the passion itself. The
involuntary movement is, then, an expression of the mind, not by its
nature, but only by its use. And in consequence we are not authorized to
say that the mind is revealed in a voluntary movement; this movement
never expresses more than the substance of the will (the aim), and not
the form of the will (the disposition). The disposition can only
manifest itself to us by concomitant movements.

It follows that we can infer from the words of a man the kind of
character he desires to have attributed to him; but if we desire to know
what is in reality his character we must seek to divine it in the mimic
expression which accompanies his words, and in his gestures, that is to
say, in the movements which he did not desire. If we perceive that this
man wills even the expression of his features, from the instant we have
made this discovery we cease to believe in his physiognomy and to see in
it an indication of his sentiments.

It is true that a man, by dint of art and of study, can at last arrive at
this result, to subdue to his will even the concomitant movements; and,
like a clever juggler, to shape according to his pleasure such or such a
physiognomy upon the mirror from which his soul is reflected through
mimic action. But then, with such a man all is dissembling, and art
entirely absorbs nature. The true grace, on the contrary, ought always
to be pure nature, that is to say, involuntary (or at least appear to be
so), to be graceful. The subject even ought not to appear to know that
it possesses grace.

By which we can also see incidentally what we must think of grace, either
imitated or learned (I would willingly call it theatrical grace, or the
grace of the dancing-master). It is the pendant of that sort of beauty
which a woman seeks from her toilet-table, reinforced with rouge, white
paint, false ringlets, pads, and whalebone. Imitative grace is to true
grace what beauty of toilet is to architectonic beauty. One and the
other could act in absolutely the same manner upon the senses badly
exercised, as the original of which they wish to be the imitation; and at
times even, if much art is put into it, they might create an illusion to
the connoisseur. But there will be always some indication through which
the intention and constraint will betray it in the end, and this
discovery will lead inevitably to indifference, if not even to contempt
and disgust. If we are warned that the architectonic beauty is
factitious, at once, the more it has borrowed from a nature which is not
its own, the more it loses in our eyes of that which belongs to humanity
(so far as it is phenomenal), and then we, who forbid the renunciation
lightly of an accidental advantage, how can we see with pleasure or even
with indifference an exchange through which man sacrifices a part of his
proper nature in order to substitute elements taken from inferior nature?
How, even supposing we could forgive the illusion produced, how could we
avoid despising the deception? If we are told that grace is artificial,
our heart at once closes; our soul, which at first advanced with so much
vivacity to meet the graceful object, shrinks back. That which was mind
has suddenly become matter. Juno and her celestial beauty has vanished,
and in her place there is nothing but a phantom of vapour.

Although grace ought to be, or at least ought to appear, something
involuntary, still we seek it only in the movements that depend more or
less on the will. I know also that grace is attributed to a certain
mimic language, and we say a pleasing smile, a charming blush, though the
smile and the blush are sympathetic movements, not determined by the
will, but by moral sensibility. But besides that, the first of these
movements is, after all, in our power, and that it is not shown that in
the second there is, properly speaking, any grace, it is right to say, in
general, that most frequently when grace appears it is on the occasion of
a voluntary movement. Grace is desired both in language and in song; it
is asked for in the play of the eyes and of the mouth, in the movements
of the hands and the arms whenever these movements are free and
voluntary; it is required in the walk, in the bearing, and attitude, in a
word, in all exterior demonstrations of man, so far as they depend on his
will. As to the movements which the instinct of nature produces in us,
or which an overpowering affection excites, or, so to speak, is lord
over; that which we ask of these movements, in origin purely physical,
is, as we shall see presently, quite another thing than grace. These
kinds of movements belong to nature, and not to the person, but it is
from the person alone, as we have seen, that all grace issues.

If, then, grace is a property that we demand only from voluntary
movements, and if, on the other hand, all voluntary element should be
rigorously excluded from grace, we have no longer to seek it but in that
portion of the intentional movements to which the intention of the
subject is unknown, but which, however, does not cease to answer in the
soul to a moral cause.

We now know in what kind of movements he must ask for grace; but we know
nothing more, and a movement can have these different characters, without
on that account being graceful; it is as yet only speaking (or mimic).

I call speaking (in the widest sense of the word) every physical
phenomenon which accompanies and expresses a certain state of the soul;
thus, in this acceptation, all the sympathetic movements are speaking,
including those which accompany the simple affections of the animal
sensibility.

The aspect, even, under which the animals present themselves, can be
speaking, as soon as they outwardly show their inward dispositions. But,
with them, it is nature alone which speaks, and NOT LIBERTY. By the
permanent configuration of animals through their fixed and architectonic
features, nature expresses the aim she proposed in creating them; by
their mimic traits she expresses the want awakened and the want
satisfied. Necessity reigns in the animal as well as in the plant,
without meeting the obstacle of a person. The animals have no
individuality farther than each of them is a specimen by itself of a
general type of nature, and the aspect under which they present
themselves at such or such an instant of their duration is only a
particular example of the accomplishment of the views of nature under
determined natural conditions.

To take the word in a more restricted sense, the configuration of man
alone is speaking, and it is itself so only in those of the phenomena
that accompany and express the state of its moral sensibility.

I say it is only in this sort of phenomena; for, in all the others, man
is in the same rank as the rest of sensible beings. By the permanent
configuration of man, by his architectonic features, nature only
expresses, just as in the animals and other organic beings, her own
intention. It is true the intention of nature may go here much further,
and the means she employs to reach her end may offer in their combination
more of art and complication; but all that ought to be placed solely to
the account of nature, and can confer no advantage on man himself.

In the animal, and in the plant, nature gives not only the destination;
she acts herself and acts alone in the accomplishment of her ends. In
man, nature limits herself in marking her views; she leaves to himself
their accomplishment, it is this alone that makes of him a man.

Alone of all known beings--man, in his quality of person, has the
privilege to break the chain of necessity by his will, and to determine
in himself an entire series of fresh spontaneous phenomena. The act by
which he thus determines himself is properly that which we call an
action, and the things that result from this sort of action are what we
exclusively name his acts. Thus man can only show his personality by his
own acts.

The configuration of the animal not only expresses the idea of his
destination, but also the relation of his present state with this
destination. And as in the animal it is nature which determines and at
the same time accomplishes its destiny, the configuration of the animal
can never express anything else than the work of nature.

If then nature, whilst determining the destiny of man, abandons to the
will of man himself the care to accomplish it, the relation of his
present state with his destiny cannot be a work of nature, but ought to
be the work of the person; it follows, that all in the configuration
which expresses this relation will belong, not to nature, but to the
person, that is to say, will be considered as a personal expression; if
then, the architectonic part of his configuration tells us the views that
nature proposed to herself in creating him, the mimic part of his face
reveals what he has himself done for the accomplishment of these views.

It is not then enough for us, when there is question of the form of man,
to find in it the expression of humanity in general, or even of that
which nature has herself contributed to the individual in particular, in
order to realize the human type in it; for he would have that in common
with every kind of technical configuration. We expect something more of
his face; we desire that it reveal to us at the same time, up to what
point man himself, in his liberty, has contributed towards the aim of
nature; in other words, we desire that his face bear witness to his
character. In the first case we see that nature proposed to create in
him a man; but it is in the second case only that we can judge if he has
become so in reality.

Thus, the face of a man is truly his own only inasmuch as his face is
mimic; but also all that is mimic in his face is entirely his own. For,
if we suppose the case in which the greatest part, and even the totality,
of these mimic features express nothing more than animal sensations or
instincts, and, in consequence, would show nothing more than the animal
in him, it would still remain that it was in his destiny and in his power
to limit, by his liberty, his sensuous nature. The presence of these
kinds of traits clearly witness that he has not made use of this faculty.
We see by that he has not accomplished his destiny, and in this sense
his face is speaking; it is still a moral expression, the same as the
non-accomplishment of an act commanded by duty is likewise a sort of
action.

We must distinguish from these speaking features which are always an
expression of the soul, the features non-speaking or dumb, which are
exclusively the work of plastic nature, and which it impresses on the
human face when it acts independently of all influence of the soul. I
call them dumb, because, like incomprehensible figures put there by
nature, they are silent upon the character. They mark only distinctive
properties attributed by nature to all the kind; and if at times they are
sufficient to distinguish the individual, they at least never express
anything of the person.

These features are by no means devoid of signification for the
physiognomies, because the physiognomies not only studies that which man
has made of his being, but also that which nature has done for him and
against him.

It is not also easy to determine with precision where the dumb traits or
features end, where the speaking traits commence. The plastic forces on
one side, with their uniform action, and, on the other, the affections
which depend on no law, dispute incessantly the ground; and that which
nature, in its dumb and indefatigable activity, has succeeded in raising
up, often is overturned by liberty, as a river that overflows and spreads
over its banks: the mind when it is gifted with vivacity acquires
influence over all the movements of the body, and arrives at last
indirectly to modify by force the sympathetic play as far as the
architectonic and fixed forms of nature, upon which the will has no hold.
In a man thus constituted it becomes at last characteristic; and it is
that which we can often observe upon certain heads which a long life,
strange accidents, and an active mind have moulded and worked. In these
kinds of faces there is only the generic character which belongs to
plastic nature; all which here forms individuality is the act of the
person himself, and it is this which causes it to be said, with much
reason, that those faces are all soul.

Look at that man, on the contrary, who has made for himself a mechanical
existence, those disciples of the rule. The rule can well calm the
sensuous nature, but not awaken human nature, the superior faculties:
look at those flat and inexpressive physiognomies; the finger of nature
has alone left there its impression; a soul inhabits these bodies, but it
is a sluggish soul, a discreet guest, and, as a peaceful and silent
neighbour who does not disturb the plastic force at its work, left to
itself. Never a thought which requires an effort, never a movement of
passion, hurries the calm cadence of physical life. There is no danger
that the architectonic features ever become changed by the play of
voluntary movements, and never would liberty trouble the functions of
vegetative life. As the profound calm of the mind does not bring about a
notable degeneracy of forces, the expense would never surpass the
receipts; it is rather the animal economy which would always be in
excess. In exchange for a certain sum of well-being which it throws as
bait, the mind makes itself the servant, the punctual major-domo of
physical nature, and places all his glory in keeping his books in order.
Thus will be accomplished that which organic nature can accomplish; thus
will the work of nutrition and of reproduction prosper. So happy a
concord between animal nature and the will cannot but be favorable to
architectonic beauty, and it is there that we can observe this beauty in
all its purity. But the general forces of nature, as every one knows,
are eternally at warfare with the particular or organic forces, and,
however cleverly balanced is the technique of a body, the cohesion and
the weight end always by getting the upper hand. Also architectonic
beauty, so far as it is a simple production of nature, has its fixed
periods, its blossoming, its maturity, and its decline--periods the
revolution of which can easily be accelerated, but not retarded in any
case, by the play of the will, and this is the way in which it most
frequently finishes; little by little matter takes the upper hand over
form, and the plastic principle, which vivified the being, prepares for
itself its tomb under the accumulation of matter.

However, although no dumb trait, considered in an isolated point of view,
can be an expression of the mind, a face composed entirely of these kinds
of features can be characterized in its entireness by precisely the same
reason as a face which is speaking only as an expression of sensuous
nature can be nevertheless characteristic. I mean to say that the mind
is obliged to exercise its activity and to feel conformably to its moral
nature, and it accuses itself and betrays its fault when the face which
it animates shows no trace of this moral activity. If, therefore, the
pure and beautiful expression of the destination of man, which is marked
in his architectonic structure, penetrates us with satisfaction and
respect for the sovereign, reason, who is the author of it, at all events
these two sentiments will not be for us without mixture but in as far as
we see in man a simple creation of nature. But if we consider in him the
moral person, we have a right to demand of his face an expression of the
person, and if this expectation is deceived contempt will infallibly
follow. Simply organic beings have a right to our respect as creatures;
man cannot pretend to it but in the capacity of creator, that is to say,
as being himself the determiner of his own condition. He ought not only,
as the other sensuous creatures, to reflect the rays of a foreign
intelligence, were it even the divine intelligence; man ought, as a sun,
to shine by his own light.